证券交易历年真题及答案二

第一篇：证券交易历年真题及答案二

证券交易历年真题及答案

（二）一．单选题：

1．上海证券交易所和深圳证券交易所先后于________年和_______年正式开业。

A．1990 1991 B．1991 1990 C．1991 1992 D．1992 1991

2．公开原则的核心要求是________。

A． 上市公司的信息披露及时

B． 证券公司公开业务

C． 实现市场信息公开化

D． 证券交易实现社会化

3．目前，我国公开发行的股票的交易方式是________。

A． 均在交易所交易

B． 有一部分是在场外市场交易

C． 上市公司退市后在场外交易市场交易

D． 在特殊条件下可以在场外交易市场交易

4．从内容上看，认股权证具有的性质是________。

A． 债券

B． 股权

C． 期货

D． 期权

5．在我国，证券交易所的设立须经___________批准。

A． 中国证监会

B． 中国纪委

C． 全国人民代表大会

D． 国务院

6．在证券交易市场发展的早期，______________是场外交易市场的主要形式。

A． 交易所市场

B． 柜台市场

C． 第三市场

D． 第四市场

7．在场外交易市场，证券公司的作用是________。

A． 交易的组织者

B． 交易的直接参加者

C． 两者都是

D． 两者都不是

8．关于证券交易所的会员，说法正确的是________。

A． 只能是证券公司

B． 包括有资金实力的个人

C． 包括其它金融机构

D． 无严格限制

9．证券公司申请成为交易所会员过程中，证券交易所会员管理部门初审后，应将合格者上报_________审核批准。A． 交易所股东大会

B． 交易所理事会

C． 交易所董事会

D． 交易所会员大会

10．对于交易所无形席位说法正确的是________。

A． 虽然不在场内，但其报盘属场内报盘

B． 交易速度要慢于有形席位报盘

C． 不易成交

D． 属于场外报盘

11．一般规定，交易所会员在至少保留_____个席位的前提下允许转让席位。

A、一个

B、两个

C、三个

D、四个

12．从我国目前的证券经纪业务内容来看________。

A． 股票的柜台交易逐渐增加

B． 债券交易主要形式是柜台代理买卖

C． 我挥泄善钡墓裉ń?

D． 我国没出有任何证券的柜台交易

13．证券经纪商对委托人的首要义务是________。

A． 为客户的一切交易保密

B． 坚持了解客户原则

C． 认真与客户签订证券买卖代理协议

D． 严格按委托人的要求办理委托事务

14．在我国，股票账户可以买卖的对象有________。

A． 股票

B． 债券

C． 基金

D． 以上都可以

15．开立证券账户的基本原则是________。

A． 合法性和公正性

B． 合法性和真实性

C． 真实性和公开性

D． 公正性和公平性

16．股份公司发行新股进行股权登记申请时，其审计报告必须由______名以上具有从事证券业务资格的注册会计师及其所在的事务所签字、盖章。

A． 2 B． 3 C． 4 D． 5

17．采用市值配售发行方式，认购者可根据本人证券账户中持有的_____________，按买入股票的委托手续办理申购。

A． 股票市值总和

B． 股票和证券投资基金市值总和 C． 股票和债券市值总和

D． 所有证券市值总和

18．证券存管按___________以电脑记账的形式记载存管证券数量及变更情况。

A． 证券公司账户

B． 证券营业部账户

C． 证券服务部账户

D． 股东证券账户

19．从_________年起，我国上海证券交易所开始实行全面指定交易制度。

A． 1995 B． 1997 C． 1998 D． 1999

20．下列对于市价委托，不正确的说法是________。

A． 没有价格上的限制

B． 成交迅速

C． 成交率高

D． 我国目前采用此种委托方式较多

21．下列不属于非柜台委托的是________。

A． 书面委托

B． 电话委托

C． 传真委托

D． 自助委托

22．中国证券监督管理委员会于__________年制定并发布了《网上证券委托暂行管理办法》。

A． 1997 B． 1998 C． 1999 D． 2000

23．下列关于申报原则的说法，不正确的是________。

A． 证券营业部接受投资者委托后应按“时间优先、价格优先”的原则进行申报竞价

B． 证券营业部在交易市场买卖证券均须公开申报竞价

C． 证券营业部在申报竞价时，须一次完整地报明买卖证券的数量、价格及其他规定的因素

D． 证券营业部在同时接受两个以上委托人买进与卖出委托且种类、数量、价格相同时，可以自行对冲完成交易

24．对连续竞价的申报方法，错误的说法是________。

A． 无论买入或卖出，按现行规定，股票、基金类证券在一个交易日内的交易价格相对上一个交易日收市价格的涨跌幅度不得超过10%

B． 如买入或卖出有一方无揭示价格，则申报价格按另一方的即时揭示价格上下一定百分比为限

C． 如果买卖双方均无揭示价格，则按最新一笔成交价为申报价格的基准，如当日无成交价，取前一日平均价为申报价格的基准

D． 国债连续竞价的价位为在前一笔成交价的基础上涨跌幅度不超过10% 25．关于网上定价发行，不正确的说法是________。

A． 当有效申购总量等于该次股票发行量时，投资者按其有效申购量认购股票

B． 当有效申购总量小于该次股票发行量时，投资者按其有效申购量认购股票后，余额部分由承销商认购

C． 当有效申购总量大于该次股票发行量时，由证券交易主机自动按每1000股确定一个申报号，连续排号，然后摇号抽签

D． 每一账户申购委托不少于1000股，超过1000股的必须是1000股的整数倍

26．在新股配售操作程序中，收缴股款日是________。

A． T+1日

B． T+2日

C． T+3日

D． T+0日

27．对配股权证交易流程，正确的说法是________。

A． 由上市公司向中国证监会提出申请，经批准后在证券交易所上市交易

B． 权证的交易单位以“手”为单位，每1000个权证为一手

C． 权证交易采取电脑自动撮合交易方式进行，其程序不同于A股

D． 权证交易的佣金、经手费、清算过户及印花税均同于A股

28．深圳证券交易所分红派息日程的安排，正确的是________。

A． 股权登记日为R日

B． 股息到账日为R+1日

C． 除权除息日为R+2日

D． 可流通股份红股交易起始日为R+1日

29．发行．上市的证券投资基金在沪．深证券交易所交易的佣金统一为成交额的________。

A．0.2% B．0.25% C．0.35% D．0.5% 30．当上市公司或其关联公司持有证券公司________以上股份时，该证券公司不得自营买卖该上市公司的股票。

A． 5% B． 10% C． 15% D． 20% 31．证券兼营机构从事证券自营业务，对其资金的限制是________。

A． 具有不低于2000万元人民币的证券营运资金和不低于1000万元人民币的净证券营运资金

B． 具有不低于1000万元人民币的证券营运资金和不低于2000万元人民币的净证券营运资金

C． 具有不低于4000万元人民币的证券营运资金和不低于2000万元人民币的净证券营运资金

D． 具有不低于3000万元人民币的证券营运资金和不低于2000万元人民币的净证券营运资金

32．关于清算与交割、交收的联系，说法正确的是________。

A． 从时间发生及运作的次序来看，先交割、交收，后清算

B． 从内容上看，清算与交割、交收都分为证券与价款两项

C． 从处理方式来看，投资者由证券交易所代为清算、交割、交收

D． 证券公司之间可以互相交割 33．如果证券公司在交易所的资金清算交收账户上结算头寸表现为借方余额，则其含义是________。

A． 证券公司透支

B． 证券公司有头寸余额

C． 证券公司自营业务产生收益

D． 证券公司自营业务产生亏损

34．关于上海证券交易所法人清算模式中资金划入不正确的说法是________。

A． T+1日上午通过有效银行凭证或指令向银行提交划出资金申请

B． 资金划拨银行通过系统内本．异地资金汇划系统划款

C． 资金划拨银行通过上海分行收到资金后，借记上海证券中央登记结算公司银行账户

D． 上海证券中央登记结算公司收到上海分行通知后，贷记证券公司资金交收账户

35．证券营业部同投资者之间的资金清算中，证券营业部自办出纳清算方式最大的特点是________。

A． 证券公司不必考虑现金的收付．送解银行或去银行提款等事务

B． 证券公司摆脱了大量烦琐的会计核算和现金出纳事务，可集中精力办自身的证券业务

C． 可以简化交接手续，节省社会劳动力，提高市场效率

D． 证券公司直接掌握客户资金动态

36．下列适用于发行日交割、交收方式的是________。

A． 上市公司发起设立

B． 上市公司进行定向募集资金

C． 上市公司增资发行新股

D． 上市公司进行网上定价发行

37．在上海证券交易所，证券营业部在受理投资者转户并登记其证券明细账户后，应于___________将变更情况传送至上海证券中央登记结算公司用于变更登记。

A． 当日闭市前

B． 当日闭市后

C． 次日开市前

D． 次日开市后

38．证券公司证券自营业务原始凭证以及有关业务文件、资料、账册、报表和其他必要的材料应至少妥善保存_______年。

A． 7 B． 10 C． 15 D． 20

39．下列不属于证券自营业务内部监督与检查内容的是________。

A． 自营部门与资金、财会、经纪业务等部门严格分开

B． 自营部门应建立交易操作记录制度并设置交易台账详细记录每日交易情况

C． 建立定期报告制度，定期向有关领导报送自营情况统计表

D． 明确自营部门在日常经营中经营规模的控制，投资品种的选择及投资规模，自营库存变动的控制

40．根据《证券公司证券自营业务管理办法》第26条规定，证券公司从事证券自营业务，应当以公司名义建立证券自营账户，并报________备案。

A． 交易所会员大会

B． 交易所理事会 C． 中国证监会

D． 交易所董事会 41．证券公司自营买入任一上市公司上市股票按____________计算的总市值不得超过该公司已流通股总市值的20%。

A． 当日开盘价

B． 当日收盘价

C． 当日按成交量的加权平均价

D． 当日开盘价与收盘价的均价

42．证券公司证券自营业务买卖的对象是________。

A． 上市证券

B． 非上市证券

C． 两者都有

D． 所有有价证券都可以成为自营买卖的对象

43．对申请证券自营业务资格的程序，不正确的说法是________。

A． 证券公司根据《证券公司证券自营业务管理办法》中相关条款所列的从事自营业务所需具备的条件进行自我审核

B． 证券公司根据《证券公司自营业务管理办法》中相关条款的规定，制作并向中国证监会报送有关文件

C． 中国证监会收到完整申请资料后，在规定时间内对申请文件进行审查

D． 经审查不符合条件的，不予颁发资格证书，本年内可继续申请

44．申请证券业务资格证书时，正式开业时间未超过__________的证券公司，应报送从开业时起至上一年度末的经营证券业务情况说明。

A． 一年

B． 二年

C． 三年

D． 四年

45．已取得资格证书的证券公司如需要保持其证券自营业务资格，应在资格证书失效前______内，向中国证监会提出申请并报送经具有从事证券业务资格的会计师事务所审计的上一年度末的资产负债表等报表。

A． 两个月

B． 三个月

C． 六个月

D． 一年

46．下列不属于非交易性过户的是________。

A． 因继承而发生的股权变更

B． 因财产分割而发生的股权变更

C． 因法院判决而发生的股权变更

D． 账户挂失转户

47．上海证券交易所于1993年、深圳证券交易所于1994年分别开办了以________为主要品种的回购交易。

A． 股票

B． 基金

C． 国债

D． 利率 48．我国证券回购的核心内容为________。

A． 股票回购

B． 债券回购

C． 基金回购

D． 以上都是

49．投资者进行回购交易时，因代理而产生的风险应由___________承担。

A． 投资者本人

B． 证券公司

C． 双方各承担一部分

D． 视具体情况而定

50．关于以券融资回购交易的程序，不正确的说法是________。

A． 在交易所回购交易开始时，其申报买卖部位为卖出

B． 成交后由证券登记结算机构根据成交记录和有关规则进行清算、交割

C． 到期反向成交时，无需再行申报，由交易所电脑系统自动产生一条反向成交记录

D． 在回购到期时，反向交易中心处于买入地位

51．回购期满时，如以券融资方未按规定将资金划拨到位，其抵押的____________将用于平仓交割。

A． 债券

B． 标准券

C． 股票

D． 所有有价证券

52．从回购期限来看，一般期限较短，最长不超过________。

A． 六个月

B． 九个月

C． 一年

D． 十八个月

53．从1994年起，上海证券交易所在证券回购交易中率先改用以____________作为证券回购交易的报价方式。

A． 年收益率

B． 百元面值债券的到期回购价

C． 到期收益率

D． 持有期收益率

54．不属于深圳证券交易所国债回购交易品种的是________。

A． 3天回购

B． 7天回购

C． 14天回购

D． 21天回购

55．一投资者在上海证券交易所进行债券回购交易，购回价为110元，回购天数为182天，则其回购年收益率为________。

A．20．05% B．19．78% C．20．33% D．15．04%

56．国债回购交易中标准券的折算率是根据同券种__________来加以确定的。A． 现货市场价格

B． 期货市场价格

C． 供求关系

D． 年收益率

57．对折算率的公布，错误的说法是________。

A． 上海证券交易所定期于每季度最后一个营业日公布下季度各现券品种折算标准券的比率

B． 上海证券交易所于下季度第一个营业日起按新的折算比率计算各会员单位可用于国债回购业务的标准券数额

C． 深圳证券交易所公布的折算率将视国债市值的变化，由交易所定期予以调整公布

D． 上海证券交易所定期于每季度初公布本季度各现券品种折算标准券的比率

58．证券公司申请设立证券营业部，其拨付所属分公司和证券营业部的营运资金不得超过公司注册资本的________。

A． 10% B． 20% C． 30% D． 40%

59．证券营业部应当自注册之日起________内开业。

A． 一个月

B． 二个月

C． 三个月

D． 六个月

60．对于证券营业部的日常管理，错误的是________。

A． 证券营业部只能从事证券的代理买卖

B． 证券营业部应当将“证券营业许可证”副本放在营业场所的显著位置

C． 证券营业部不得伪造、涂改、出租、出借、转让“证券营业许可证” D． 证券营业部不得以承包、租赁方式经营

61．中国证监会对申请设立证券服务部的复审时间为申请文件送达日起_______个工作日。

A． 15 B． 20 C． 25 D． 30

62．证券营业部会计核算制度应执行___________统一制定的《证券公司会计制度》。

A． 中国证监会

B． 财政部

C． 中国会计协会

D． 中国审计协会

63．下列事项中证券营业部不能做的是________。

A． 代理还本付息、分红派息

B． 证券代保管、鉴证

C． 代理登记开户

D． 代理资金账户存取

64．如证券营业部交易系统远程终端中断，应采取的措施是________。

A． 启动柜台委托

B． 改用电话自动委托 C． 改用书面委托

D． 改用电报委托

65．证券交易的基本风险是指________。

A． 经营风险

B． 政策风险

C． 市场风险

D． 管理风险

66．下列不属于系统风险的是________。

A． 利率风险

B． 购买力风险

C． 政治风险

D． 政策法律风险

67．1998年底，我国颁布的《中华人民共和国证券法》规定，证券公司应从每年的__________中提取交易风险准备金。

A． 总利润

B． 累计利润

C． 税后利润

D． 税前利润

68．1999年财政部颁布的《证券公司财务制度》规定，证券公司可根据自营证券的总市价低于总成本的差额，按季提取和清算跌价准备，长期投资可按年末余额的___________差额提取投资风险准备。

A． 1% B． 2% C． 3% D． 4%

69．1996年，中国证监会颁布的《证券公司证券自营业务管理办法》中的有关规定正确的是________。

A． 证券专营机构负债总额与净资产之比不得超过5：1

B． 证券兼营机构从事证券业务发生的负债总额与证券营运资金之比不得超过5：1

C． 证券公司从事证券自营业务，其流动性资产占净资产或证券营运资金的比例不得低于50% D． 证券公司证券自营业务账户上持有的权益类证券按成本价计算的总金额，不得超过其净资产或证券营运资金的50% 70．证券交易的风险防范通常可从____________等方面着手，以达到消除或减缓风险发生的目的。

A． 制度、监察和自律管理

B． 足额交易结算资金制度、风险准备金制度和坏账准备

C． 事先预警、实时监控和事后监察

D． 制度建设、内部自查和行业检查

二、多选题：

1．股票交易中的竞价方式主要有________。

A． 口头竞价

B． 书面竞价

C． 集中竞价 D． 连续竞价

E． 电脑竞价

2．债券的种类主要有________。

A． 政府债券

B． 公司债券

C． 金融债券

D． 地方政府债券

E． 福利债券

3．关于基金交易的说法正确的是________。

A． 基金有封闭式基金和开放式基金之分

B． 封闭式基金在成立后，基金管理公司可申请其基金证券在证券交易所上市

C． 开放式基金成立一定时期后，基金管理公司会自行或者委托证券公司进行基金证券的柜台转让

D． 基金证券的买价和卖价为在基金资产净值的基础上再加一定的手续费

E． 封闭式基金的竞价原则和买卖程序与买卖股票、债券一样

4．在实践中，金融期货主要种类有________。

A． 国债期货

B． 利率期货

C． 股票价格指数期货

D． 商品期货

E． 外汇期货

5．证券交易场所的作用在于________。

A． 为各种类型的证券提供便利而充分的交易条件

B． 为各种证券交易提供公开、公平、充分的价格竞争，以发现合理的交易价格

C． 实施公开、公正和及时的信息披露

D． 为各种证券提高流动性

E． 提供安全、便利、迅捷的交易与交易后服务

6．下列属于交易所会员义务的是________。

A． 遵守证券交易所章程．各项规章制度，执行证券交易所决议

B． 派遣合格代表入场从事证券交易活动

C． 维护投资者和证券交易所的合法权益，促进交易市场的稳定与发展

D． 按规定缴纳各项经费

E． 提供有关信息资料，以及相关的业务报表和账册

7．证券公司申请成为交易所的会员，其报送证券交易所会员管理部门的有关材料包括________。

A． 申请报告

B． 中国证监会核发的经营证券业务许可证

C． 机构章程

D． 主要业务规章制度

E． 部门设置和证券业务人员名册

8．在我国，根据席位经营证券的种类，交易席位可分为________。

A． 有形席位

B． 无形席位

C． 普通席位 D． 特别席位

E． 代理席位

9．我国证券交易所取得普通席位的条件有________。

A． 遵守交易所章程

B． 维护投资者和交易所的合法权益

C． 接受证券交易所的监督

D． 具有会员资格

E． 缴纳席位费

10．我国目前，证券公司要从事证券经纪业务，一般应具备以下条件________。

A． 必须是经中国证监会批准的可以经营证券业务的金融企业法人

B． 必须具有独立的法人地位，并具有承担从事证券代理业务风险的能力

C． 有熟悉证券经纪业务的合格的从业人员和管理人员

D． 有固定的交易场所和合格的交易设施

E． 有健全的组织机构和管理制度

15．关于上海证券交易所有偿配股的股权登记，正确的说法有________。

A． 在配股登记日闭市前向证券公司传送投资者配股明细数据库

B． 办理了指定交易的投资者可在公告的配股期限内委托其指定交易所属证券营业部在交易时间通过上海证券交易所电脑交易系统卖出配股权

C． 认股缴款结束后，由证券登记结算机构主动为认购缴款的股东在相应的股票账户中增加相应的股数

D． 未被认购并且承销商未予包销的股份，根据中国证监会的有关规定即时在可配股份总数中予以扣除，但要登记

E． 送配股的股权登记的记录都在股票账户的过户记录中逐笔反映

16．投资者在上海证券交易所办理指定交易的登记手续和确认程序为________。

A． 投资者向证券公司提出申请，经证券公司同意后，双方签署“指定交易协议书” B． 证券公司按协议向上海证券交易所电脑主机申报证券账户的指定交易指令

C． 交易所电脑主机接受申报

D． 交易所电脑主机当日收市后发出指定交易确认回报并附确认编号

E． 交易所当天收市后即处理到账，同时将处理结果传送给转出证券营业部和转入证券营业部

17．证券上市后的存管业务包括________。

A． 交易过户

B． 发放现金红利

C． 非交易过户

D． 证券账户挂失

E． 证券账户查询

18．关于市价委托和限价委托正确的说法是________。

A． 市价委托没有价格上的限制，成交迅速，成交率高

B． 证券经纪商执行市价委托比较容易

C． 市价委托可以投资者预期的价格或更有利的价格成交

D． 采用限价委托，必须等市价与限价一致时才有可能性成交

E． 限价委托成交速度慢，有时无法成交

19．投资者采用电话或传真委托等方式必须在证券经纪商处开设委托专户，其条件为________。A． 投资者必须持有符合规定的合法证件

B． 投资者必须按规定存有足够数额的资金或证券

C． 投资者和证券经纪商签订电话委托或传真买卖协议

D． 投资者确定交易密码或预留印鉴

E． 投资者无重大违法行为

20．网上竞价发行的优点有________。

A． 市场性

B． 连续性

C． 安全性

D． 经济性

E． 高效性

21．新股网上定价发行的具体程序有________。

A． 投资者在申购委托前把申购款全额存入与办理该次发行的证券交易所联网的证券营业部指定的账户

B． 申购当日，投资者申购，并由证券交易所反馈受理

C． 申购日后第一天，由证券交易所的登记结算机构将申购资金冻结在申购专户中

D． 申购日后第二天，证券交易所的登记结算机构配合主承销商和会计师事务所对申购资金进行验资

E． 申购日后第三天，由主承销商负责组织摇号抽签

22．下列关于上海证券交易所配股操作流程的正确的有________。

A． 交易所按上市公司送配公告，在股权登记日闭市前按每个股东账户中的持股量自动增加相应的股数

B． 在配股缴款期限内，承销商确定一个交易席位代理上市公司作为买入方按交易所规定的统一证券代码申报买入配股权证

C． 证券公司的营业网点按照上市公司中的配股价格均可受理投资者的配股认购缴款业务

D． 每日闭市后，配股缴款自动纳入清算系统

E． 在配股权证缴款期结束后，由承销商将配股缴款集中划付给上市公司

23．上海证券交易所佣金规定有________。

A． A股的佣金为成交金额的0.35% B． B股的佣金为成交额的0.6% C． 债券的佣金为成交额的0.2% D． 基金的佣金为成交额的0.35%

E． 三天回购业务佣金为成交额的0.2%

24．证券交易所对证券经纪业务监管的内容有________。

A． 制定会员与客户所应签订的代理协议的格式并检查其合法性

B． 确定接受客户委托的程序和责任，并定期抽查执行客户的情况

C． 要求会员在规定的时间内就其交易业务和客户投诉等情况提交报告

D． 聘请具有从事证券业务资格的会计师事务所对证券公司从事证券经纪业务情况进行稽核

E． 证券经纪业务原始凭证以及有关业务文件、资料、账册、报表和其他必要的材料应至少妥善保存7年

25．关于上海证券交易所分红派息的操作流程，正确的说法有________。

A． 投资者领取现金股利时，可像平时委托买卖股票一样办理委托手续，价格为上市公司公布的每肌股扣税以后分配金额

B． 证券公司营业柜台受理委托后，可通过场内交易申报委托卖出 C． “红利权”成交直接反映在当日清算交割表中

D． 投资者在委托日下一日可去营业柜台办理资金交割手续

E． 不得向客户收取任何费用

26．证券公司证券自营业务决策的自主性体现在_______方面。

A． 交易行为的自主性

B． 选择交易价格的自主性

C． 选择交易方式的自主性

D． 选择交易品种的自主性

E． 选择交易对手的自主性

27．证券公司申请证券自营业务资格，应向中国证监会报送下列材料________。

A． 中国证监会统一印制的“经营证券自营业务资格申请表” B． 机构批设机关颁发的“企业法人营业执照”副本

C． 由机构批设机关核准的公司章程

D． 证券自营业务内部管理制度情况说明

E． 由具有从事证券业务资格的会计师事务所出具的上一年度末净资产或证券营运资金的验资证明

28．下列属于内慕信息的有________。

A． 发行人经营政策或经营范围发生重大变化

B． 发行人发生重大的投资行为和重大购置财产的决定

C． 发行人发生重大债务

D． 发行人发生重大亏损或遭受超过净资产10%以上的重大亏损

E． 公司股权结构发生重大变更

29．证券业务的禁止行为包括________。

A． 欺诈客户

B． 假借他人名义或以个人名义进行自营业务

C． 将自营账户借给他人使用

D． 将自营业务与代理业务混合操作

E． 委托其他证券公司代为买卖证券

30．自营业务的内部监督与检查的内容有________。

A． 自营部门与资金、财会、经纪业务等部门应严格分开

B． 自营部门应建立交易操作记录制度

C． 自营部门定期与财会部门对账

D． 建立定期报告制度

E． 公司有关业务监管

31．证券交易所对证券公司自营业务的监管内容有________。

A． 要求会员的自营买卖必须使用专门的股票账户和资金账户

B． 检查开设自营账户的会员是否具备规定的自营资格

C． 要求会员按月编制库存证券报表

D． 对自营业务规定具体的风险控制措施，报中国证监会备案

E． 聘请具有从事证券业务资格的会计师事务所对证券公司从事自营业务情况进行稽核

32．证券公司自营业务违反《刑法》第182条规定的行为有________。

A． 单独或合谋，集中利用资金优势等操纵证券交易价格

B． 与他人串通，以事先约定的时间、价格和交易方式相互进行证券交易

C． 以自己为交易对象，进行不转移证券所有权的自买自卖 D． 以自己名义为自己或以他人名义为自己买卖证券

E． 以其他方法操纵证券交易价格

33．证券登记结算机构应采取以下措施保证业务的正常进行________。

A． 具备必备的服务设备和完善的数据安全保护措施

B． 建立健全的业务、财务安全防范管理措施

C． 建立完善的风险管理系统

D． 重要原始凭证保存期不少于20年

E． 设立结算风险基金

34．证券营业部同投资者之间的资金清算方式有________。

A． 证券营业部自办出纳

B． 证券服务部代理出纳

C． 银行代理出纳

D． 银行代理资金清算

E． 证券公司统一清算

35．目前我国适用于T+1交割、交收的证券有________。

A． A股

B． 基金

C． B股

D． 投资基金

E． 国债回购

36．关于上海证券交易所登记清算机构同证券公司之间的资金清算，正确的说法有________。

A． 交易日闭市后，交易所将当日成交数据通过交易系统发送到证券登记结算机构

B． 证券登记结算机构的清算原则为净额清算原则

C． 证券登记结算机构对所有参与人当日的证券买卖进行轧差，产生清算金额

D． 证券登记清算机构在进行中央清算时还需计算有关费用

E． 证券登记清算机构在清算完成后，向各证券公司提供当日清算数据汇总表与清算明细表

37．上海证券交易所账户挂失转户的程序正确的说法有________。

A． 认真审查投资者的本人身份证

B． 证券营业部在受理挂失后，须立即交该证券账户所有的证券予以冻结

C． 在投资者提供由上海证券中央登记结算公司代理机构开出相同证券账户登记资料的新证券账户后，为其办理相应的证券转户手续

D． 证券营业在受理投资者转登记其证券明细账户后，就于当日闭市前将变更情况传送至上海证券中央登记结算公司用于变更登记

E． 证券营业部在受理投资者证券账户挂失时不收费

38．证券回购交易的二次契约交易行为是指________。

A． 买入交易

B． 回购交易

C． 初始交易

D． 卖出交易

E． 反向交易

39．深圳证券交易所推出的债券回购品种有________。

A． 3天

B． 7天

C． 14天 D． 21天

E． 28天

40．非交易性过户包括的情况有________。

A． 继承过户

B． 赠与过户

C． 财产分割过户

D． 法院判决过户

E． 账户挂失转户

41．对于标准券的说法正确的是________。

A． 是一种虚拟的回购综合债券

B． 由各种债券根据一定的折算率折合相加而成C． 标准券的设立简化了回购品种的设置

D． 标准券的设立实现了证券品种的标准化

E． 标准券的设立方便了回购交易的开展

42．对于我国证券回购的报价方式，说法正确的有________。

A． 证券回购交易双方在报价时，直接输入资金年收益率的数值，可省略百分号

B． 沪、深两地证券交易所对最小报价变动单位的规定有所不同

C． 上海证券交易所国债回购交易最小报价变动为0.001或其整数倍

D． 深圳证券交易所债券回购交易最小报价变动为0.01或其整数倍

E． 上海证券交易所债券回购交易最小报价为0.005或其整数倍

43．证券公司申请设立证券营业部，应向中国证监会提交下列材料________。

A． 申请报告

B． 可行性报告

C． 筹建方案

D． 筹建负责人名单、简历及资格证书

E． 公司“经营证券业务许可证”正、副本及复印件

44．证券公司申请证券营业部开业，应向中国证监会提交下列材料________。

A． 开业申请报告和筹建情况报告

B． 具有证券业务资格的会计师事务所出具的证券营运资金审验报告

C． 证券从业人员的名单、简历及资格证书

D． 管理制度及内部控制制度

E． 营业场所及设备、信息系统的说明材料

45．证券服务部不能从事的业务有________。

A、为客户直接办理开户

B、办理柜台委托和交割

C、提供证券交易行情

D、在经营中直接收费

E、接受客户的全权委托

46．证券服务部的客户服务内容有________。

A． 客户资料管理

B． 对客户的一般化服务

C． 对客户的个性化服务

D． 客户服务的创新

E． 客户需求调查 47．证券营业部的业务差错，按业务性质可分为________。

A． 出纳差错

B． 交易差错

C． 事故性差错

D． 责任性差错

E． 技术性差错

48．证券营业部对业务差错的处理原则有________。

A． 按差错性质确定责任

B． 按损失大小追究责任

C． 建立差错事故报告制度

D． 明确差错处理程序和审批权限

E． 加强内部管理制度

49．证券营业部业务应急的日常准备的内容有________。

A． 组织备份

B． 数据备份

C． 物质备份

D． 信息资料备份

E． 相关协议

50．证券营业部交易系统常见故障的应急处理有________。

A． 自助委托中断可启用柜台委托

B． 远程终端中断可改用电话自动委托

C． 电话自动委托中断可改用电话报单委托

D． 客户数据丢失可用柜台单机查阅备份数据

E． 银证转帐系统故障，应说服客户待故障排除后再办理 51．证券营业部电脑系统管理的内容有________。

A． 管理体系

B． 硬件设施

C． 软件环境

D． 数据管理

E． 技术事故的防范与处理

52．证券营业部技术人员管理的内容包括________。

A． 证券营业部信息技术人员编制应不少于2人

B． 技术人员不少于本单位总人数的10%

C． 信息技术人员不得兼职，不得从事交易及清算等工作

D． 严禁对外泄露客户资料和营业部商业秘密

E． 营业部电脑系统负责人之间应定期或不定期轮换

53．证券营业部财务管理制度的主要内容包括________。

A． 认真履行财务管理工作职责

B． 严格执行国家有关部门制定的各项财务规章制度

C． 检查监督各类资金和财产的管理和使用情况

D． 正确核算各项财务收支

E． 进行严格的内部管理

54．证券营业部对上级公司拨入的营运资金管理的内容一般包括________。

A． 正确核算营运资金的运行状况 B． 及时提供会计资料，力求其保值增值

C． 对于上级拨入的资金的占用，证券营业部应向公司计付利息

D． 上级拨入的营运资金应至少足以支付场地租金等基本开支

E． 上级公司应足额划入营运资金，并不得在验资后抽逃

55．以引起风险的原因为标准，证券交易风险可分为以下几种类型________。

A． 法律风险

B． 政策风险

C． 市场风险

D． 经营风险

E． 管理风险

56．证券交易系统性风险包括________。

A． 利率风险

B． 购买力风险

C． 经济风险

D． 政治风险

E． 转换风险

57．证券经纪业务的经营管理风险主要有下列情形________。

A． 受托时因约定不明、证券公司审核凭证不慎而造成的风险

B． 证券公司工作人员申报差错引起的风险

C． 无权或越权代理而造成的风险

D． 技术原因而造成的风险

E． 交割失误引起的风险

58．针对证券公司自营风险，管理层可通过设立__________等指标来实施监控。

A． 资产流动比率

B． 资产速动比率

C． 资本充足率

D． 资金周转率

E． 资产负债率

59．风险准备金提存的用途主要有________。

A． 弥补证券交易及其他业务因事故而发生的损失

B． 赔偿因证券公司的失误而对客户造成的损失

C． 补偿自营买卖中的损失

D． 弥补保证金损失

E． 弥补信用风险损失

60．证券公司自营风险防范的措施从总体上来说包括________。

A． 明确界定权限范围

B． 制定各种量化指标和技术性措施

C． 加强内部控制

D． 加强财务管理

E． 建立健全、完善的内部监控体系

三、判断题：

1．债券净价交易中，应计利息根据票面利率按月计算。

2．基金交易的竞价原则和买卖程序与买卖股票、债券一样。

3．存托凭证的交易规则与一般证券的交易规则不同。4．柜台交易的转让价格一般由证券公司报出，并根据投资者的接受程度而进行调整。

5．证券公司申请成为交易所会员过程中，其报送的材料要先经交易所理事会初审。

6．采用场外无形席位报盘方式，与场内有形席位报盘相比较，交易速度有了提高。

7．在一定条件下，交易所会员的交易席位可以转让，但不得退回。

8．证券从业人员、证券业管理人员不得直接或间接持有、买卖股票、国债、基金。

9．保证金账户是投资者用于证券交易资金清算的专用账户。

10．上市公司若采用市值配售发行方式，认购者可根据本人证券账户中持有的股票市值总和，按买入股票的委托手续办理申购。

11．开放式基金的买价和卖价的确定是在基金资产总值的基础上加一定的手续费。

12．对存管后的证券实行非流动性制度，对股权、债权变更引起的证券转移，不签发实物证券，而是通过账面予以划转。

13．我国上海证券交易所采取的是指定交易制度。

14．深圳证券交易所投资者的证券托管是自动实现的。

15．转托管可以是一只证券或多只证券，也可以是一只证券的部分或全部。

16．深圳证券交易所由于实行托管证券公司制度，故投资者查询股票账户必须在其托管的证券公司。

17．在证券市场发展初期证券经纪商最常用的办理资金存取的方式是委托银行代理资金存取。

18．我国国债回购以资金年收益率为报价单位。

19．集合竞价未能成交的委托将自动进入连续竞价。

20．对首日开盘后每次成交价格的涨跌幅度，上海证券交易所规定不得超过10%。

21．国债连续竞价的价位为在前一笔成交价的基础上涨跌幅度不超过10%。

22．在连续竞价中，对新进入的一个买进有效委托，若能成交，其成交价格取卖方叫价。

23．目前，我国B股实行T+0回转交易制度。

24．国际证券界发行证券的通行做法是采用网上定价发行。

25．网上定价发行的缺点是股价容易被机构大资金操纵，从而增大了中小投资者的投资风险。

26．我国目前广泛采用的网上发行方式是网上竞价发行。

27．新股竞价发行申报时，主承销商为唯一的卖方，其申报数为新股实际发行数，卖出价格为发行底价。

28．参与新股竞价发行的证券营业部，可按实际成交的3%的比例向主承销商收取承销手续费。

29．网上定价发行申购中，每一投资者申购数量上限为当次社会公众股发行数量的千分之一。

30．网上定价市值配售以投资者持有的上市流通证券市值确定申购权，投资者自愿申购，无需缴款。

31．网上定价市值配售中，投资者的申购报价须在规定的询价区间内，且等于或高于最终确定的发行价方能最终确定其申购权。

32．深圳证券交易所分红派息公告应在股权登记日3个工作日前进行。

33．在深圳证券交易所，B股的交易过户费为成交金额的0.35%。

34．证券公司自营买卖上市证券具有吞吐量大，流动性强，低风险，高收益等特点。

35．证券兼营机构从事证券自营业务，应具有不低于2000万元人民币的净证券营运资金。

36．证券公司自营业务资格证书自中国证明监会签发之日起一年内有效，一年后自动失效。

37．发行人营业用主要资产的抵押、出售或报废，一次超过该资产的25%，这属于内慕消息。

38．证券公司从事自营业务，其1/2以上的高级管理人员和主要业务人员应获得中国证监会颁发的“证券业从业人员资格证书”。

39．证券公司自营买入任一上市公司上市股票按当日收盘价计算的总市值不得超过该公司已流通股总市值的20%。

40．证券公司证券经纪业务应遵循“分级授权，分级决策，分级管理，分级负责”的原则。

41．《刑法》第181条规定，编造、传播影响证券交易的虚假信息，戒伪造、变造、销毁交易记录，扰乱证券交易市场，情节严重的，将处以罚款并追究刑事责任。

42．差额清算方式的主要优点是可以简化操作手续，提高清算效率。

43．清算价款时，同一清算期内发生的不同种类证券的买卖价款可以合并计算，但不同清算期发生的价款不能合并计算。

44．在席位加入清算前，证券交易所会员单位无需在证券登记结算机构办理席位清算路径变更手续。

45．在深圳证券交易所，会员法人选择的结算银行与证券登记结算机构选择的结算银行应属同一银行系统。

46．证券营业部同投资者之间的资金清算中，银行代理出纳的清算程序最大的优点在于证券公司摆脱了烦琐的会计核算和现金出纳事务，而集中精力经办自身的证券业务。

47．例行日交割、交收是指证券买卖双方在交易达成后，按证券交易所的规定，在成交日后第三个营业日进行交割、交收。

48．在上海证券交易所国债实物券交易中，若有证券公司欠库发生，则按差额扣除相应卖出价款，该部分资金可以参与当日资金结算的轧差。

49．上海证券交易所在开业初期，采用T+0交收制。

50．因法院判决而发生的过户属于非交易过户。

51．深圳证券登记结算机构给挂失申请人补办新的证券账户卡时，只收工本费，不收取手续费。

52．上海证券交易所于1993年开办了以国债为主要品种的回购交易。

53．目前我国证券回购交易券种只能是国库券和经中国人民银行批准发行的金融债券。

54．在证券回购交易中，以券融资方需要经过二次交易契约行为，以资融券方则只要一次交易即可。

55．在回购交易中，以资融券方在交易所回购开始时，其申报买卖部位为买入。

56．在证券回购交易过程中，以券融资方应确保在回购成交至购回日期间其在登记结算机构保留存放的标准券的数量应等于回购抵押的债券量，否则将按透支的规定予以处罚。

57．按规定用于回购交易的债券应是属于自己的债券，但特殊的金融机构可以租券、借券等方式从事证券回购交易。

58．按有关规定，不能将回购资金用于固定资产投资、期货市场投资和股本投资。

59．申请设立证券营业部，筹建申请人应当自中国证监会批准筹建之日起6个月内完成筹建工作。

60．证券服务部在经营中不得为客户办理资金存取，与客户直接发生资金往来。

61．证券服务部必须由证券公司独立经营，不得联营或委托经营。

62．证券营业部远程终端中断可请远程终端客户改用柜台委托。

63．证券营业部对上级拨入的营运资金的占用应计付利息。

64．从理论上来说，证券公司自营买卖证券的风险比一般投资者要小得多。

65．在证券公司代理买卖证券业务中可能存在各种各样管理操作上的问题，因此对这些问题如果不适当控制，同样会给证券公司带来损失。

66．证券营业部在经纪业务中由于给予客户融资、融券而可能给其带来的损失属于法律风险。

67．全额交易结算资金制度有利于减少证券交易的风险，防止过度的投机，从而有利于整个证券市场的健康发展。

68．风险准备金可用于弥补证券公司交易保证金不足。

69．证券公司从事证券自营业务，其流动性资产占净资产或证券营运资金的比例不得低于40%。

70．证券营业部由于受托时约定不明．证券公司审核凭证不慎而造成的风险属信用风险。

参考答案：

一．单选题：

1．A 2．C 3．A 4．D 5．D 6．B 7．C 8．A 9．B 10．D 11．A 12．C 13．D 14．D 15．B 16．A 17．B 18．D 19．C 20．D 21．A 22．D 23．D 24．C 25．B 26．C 27．D 28．A 29．B 30．B 31．A 32．B 33．A 34．C 35．D 36．C 37．A 38．A 39．D 40．C 41．B 42．C 43．D 44．A 45．B 46．D 47．C 48．B 49．B 50．A 51．B 52．C 53．A 54．D 55．B 56．A 57．D 58．D 59．A 60．B 61．D 62．B 63．D 64．B 65．C 66．D 67．C 68．A 69．C 70．A 二．多选题：

1．ABE 2．ABC 3．ABCDE 4．BCE 5．ABCE 6．ABCDE 7．ABCDE 8．CD 9．DE 10．ABCDE

11．ABCDE 12．ABDE 13．ABCDE 14．ABCDE 15．BCE 16．ABCD 17．ABCDE 18．ABDE 19．ABCD 20．ABDE 21．ABCDE 22．BCDE 23．ABCD 24．ABC 25．ABCDE

26．ABCD 27．ABCDE 28．ABCDE 29．ABCDE 30．ABCDE 31．ABCD 32．ABCE 33．ABCDE 34．ACD 35．ABDE 36．ABCDE 37．ABCDE 38．BC 39．ABCE 40．ABCD

41．ABCDE 42．ABDE 43．ABCDE 44．ABCDE 45．ABDE 46．BCD 47．AB 48．ABCD 49．ABCDE 50．ABCDE

51．ABCDE 52．ABCDE 53．ABCD 54．ABCDE 55．ABCDE 56．ABD 57．ABCE 58．BCDE 59．ABC 60．ABE

三、判断题：

1．F 2．T 3．F 4．T 5．F 6．T 7．T 8．F 9．F 10．F

11．F 12．T 13．T 14．T 15．T 16．F 17．F 18．T 19．T 20．F 21．T 22．T 23．T 24．F 25．F 26．F 27．T 28．F 29．F 30．T 31．T 32．T 33．F 34．F 35．F 36．T 37．F 38．F 39．T 40．F 41．T 42．T 43．T 44．F 45．T 46．F 47．F 48．F 49．F 50．T 51．F 52．T 53．T 54．F 55．F 56．F 57．F 58．T 59．T 60．T 61．T 62．F 63．T 64．T 65．T 66．F 67．T 68．F 69．F 70．F

第二篇：证券交易历年真题及答案2

第三篇：2010证券交易历年真题汇总及答案+编辑打印版本

(一)单项选择题(每题0、5分，共30分)

1、证券的柜台自营买卖比较分散，通常()。

A、交易量较大，交易手续简单

B、交易量较大，交易手续复杂 C、交易量较小，交易手续简单

D、交易量较小，交易手续复杂

2、对于各种()，设立后可以不断增加投资或赎回基金份额。

A、开放式基金

B、债券基金

C、封闭式基金

D、股票基金

3、结算参与人向中国证券登记结算有限责任公司申请开立的资金交收账户，就是其()。A、结算支票账户

B、储蓄账户

C、证券账户

D、结算备付金账户

4、赋予期权购买者有卖出的权利，这种期权被称为()。

A、买入期权

B、卖出期权

C、利率期权

D、外汇期权

5、证券经纪商在证券交易中承担一定的义务，这些义务体现了()。

A、为委托人服务和公平买卖的原则

B、为受托人服务的原则 C、扩大交易量的原则

D、利益至上的原则

6、A股账户按持有人可以分为：自然人证券账户、()、证券公司和基金管理公司等机构证券账户。

A、特殊机构证券账户

B、交易所证券账户

C、一般机构证券账户

D、国有企业证券账户

7、我国有许多新股是采用网上定价发行方式，其发行价格确定于()。A、发行之后

B、发行之中

C、发行之前

D、议价过程

8、证券清算业务主要是指在每一营业日中每个结算参与人成交的证券()分别予以轧抵，对证券和资金的应收或应付净额进行计算的处理过程。

A、种类与价款

B、数量与种类

C、数量与价款

D、数量与投资者

9、关于我国证券经纪业务，下面表述()是不正确的。

A、证券公司可接受客户的委托

B、证券公司不赚差价

C、证券公司可向登记结算公司融券

D、证券公司只收取一定的佣金作为业务收入

10、()要求某一交易日成交的所有交易有计划地安排距成交日相同营业日天数的某一营业日进行交收。

A、发行日交收

B、会计日交收

C、随时交收

D、滚动交收

11、证券公司自营股票规模不得超过净资本的()。A、50%

B、60%

C、80%

D、100%

12、上海证券交易所资金的清算、交收以结算参与人在该所取得的()为明细核算单位。A、帐号

B、会员资格

C、交易席位

D、交易密码

13、在全国银行间债券回购市场，一旦参与者对成交通知单的内容有疑问或者歧义，则以()为准。

A、参与者认同

B、交易系统成交记录

C、仲裁机构裁决书

D、成交无效

14、对于出现交收透支的结算参与人，中国结算上海分公司将按中国人民银行规定的金融同业存款利率收取利息，并按每日透支金额的()向结算参与人收取罚息。A、0、1‰

B、0、5‰

C、1‰

D、1、5‰

15、获取上海证券交易所B股经纪商资格的证券经营机构，经过规定的核准程序核准后，必须成为结算公司的()。

A、基本结算会员

B、普通结算会员

C、一般结算会员

D、特殊结算会员

16、在到期交割日正回购方按合同约定将资金划至逆回购方指定账户后，双方解除债券质押关系的交割方式。这种债券交易结算方式是()。

A、见券付款

B、券款对付

C、见款付券

D、迟付券款

17、按照现行股票上网发行资金申购程序，申购日后的()，主承销商公布中签结果，证券登记结算公司对未中签部分的申购款予以解冻，并按规定进行新股认购款划付。A、T+1日

B、T+2日

C、T+3日

D、T+4日

18、对于上市公司派送红股和公积金转增股本，中国结算上海分公司在()闭市后，将向证券公司传送指定交易投资者送股明细数据库。

A、送股登记日前一日

B、送股登记日

C、送股登记日后一日

D、送股登记日后两日

19、证券公司设立限定性集合资产管理计划的，接受单个客户的资金数额不得低于人民()。A、8万元

B、5万元

C、3万元

D、2万元

20、证券公司申请融资融券业务试点，应当具备的条件之一是：经营证券经纪业务已满()，且已被中国证券业协会评审为创新试点类证券公司。A、1年

B、2年

C、3年

D、5年

21、资产托管机构应当是依法可以从事客户交易结算资金存管业务的()或者中国证监会认可的其他机构。

A、基金管理公司

B、信托公司

C、商业银行

D、证券公司

22、深圳证券交易所配股认购于R+1日开始，认购期为()工作日。逾期不认购，视同放弃。A、5个

B、10个

C、15个

D、30个

23、对于股东大会网络投票，深圳证券交易所网络投票系统的要点有：对于不采用累积投票制的议案，在“委托数量”项下填报表决意见。其中，()代表反对。A、1股

B、2股

C、3股

D、4股

24、在基金募集期内的每个交易日的交易时间，上市开放式基金均在深圳证券交易所挂牌发售。上市开放式基金的募集沿用新股上网定价模式，但无()环节。A、申购

B、配号及中签

C、结算

D、登记

25、在证券自营业务中，证券公司不受禁止的行为有()。

A、用以自己名义开设的账户进行交易

B、委托其他证券公司代为买卖证券 C、假借他人名义进行自营业务

D、将自营业务与代理业务混合操作

26、客户信用资金账户是客户在存管银行开立的用于记载客户交存的担保资金的明细数据的账户，该账户是证券公司()的二级帐户。

A、客户信用交易担保资金账户

B、融券专用证券账户 C、融资专用资金账户

D、信用交易资金交收账户

27、《证券法》规定，单位操纵证券市场的，应对直接负责的主管人员和其他直接责任人员给予警告，并处于10万元以上()以下的罚款。

A、50万元

B、60万元

C、80万元

D、100万元

32、企业年金基金按照企业年金计划开立证券账户，单个企业年金计划最多可开立()证券账户，经中国证监会与劳动和社会保障部另行批准的除外。A、1个

B、5个

C、10个

D、15个

33、()的具体做法是以账户划转的方式在投资者或账户之间的转移，并相应更改股东名册或债权人名册。

A、发行登记

B、送股登记

C、变更登记

D、退出登记

34、办理指定交易变更手续时，投资者须向其原指定交易的交易参与人提出撤销指定交易的申请，并由()完成向证券交易所交易系统撤销指定交易的指令申报。

A、投资者

B、证券发行人

C、登记结算公司

D、原交易参与人

35、按《上海证券交易所交易规则》的规定，卖出基金时，余额不足()的部分，应当一次性申报卖出。

A、1份

B、10份

C、100份

D、1000份

36、目前，通过证券交易所达成的交易，多采取()方式。

A、双边净额清算

B、多边净额清算

C、双边全额清算

D、多边全额清算

37、()是指买卖债券时，以含有应计利息的价格申报并成交的交易。A、全价交易

B、净价交易

C、差价交易

D、市场价交易

38、我国现行规定的委托期为()。

A、当日有效

B、约定日有效

C、第二日有效

D、一周有效

39、融券卖出的申报价格()。

A、不得低于该证券的最新成交价

B、不得高于该证券的最新成交价 C、不得低于该证券前一交易日收盘价

D、不得高于该证券前一交易日收盘价

40、深圳证券交易所则规定，每个交易日()，交易主机只接受申报，但不对买卖申报或撤销申报作处理。

A、9:15至9:30

B、9:30至11:30

C、9:25至9:30

D、9:20至9:25

41、某*ST股票股票的收盘价为15、40元，则次一交易日该股票交易的价格上限和下限分别为()。

A、16、94元和13、86元

B、16、17元和14、63元 C、16、17元和13、86元

D、16、94元和14、63元

42、证券公司通过设立集合资产管理计划，与客户签订集合资产管理合同，将客户资产交由依法可以从事客户交易结算资金存管业务的商业银行或者中国证监会认可的其他资产托管机构进行托管，通过专门账户为客户提供资产管理服务。这一业务是指（）。

A、为单一客户办理定向资产管理业务

B、为多个客户办理集合资产管理业务

C、为特别客户办理一般资产管理业务

D、为客户办理特定目的的专项资产管理业务

43、上海证券交易所规定，1个集合资产管理计划使用()专用交易单元。A、1个

B、2个

C、3个

D、5个

44、债券质押式回购交易实质上是一种以()为抵押品拆借资金的信用行为。A、债券

B、资金

C、信用

D、财产

45、维持担保比例超过规定时，客户可以提取保证金可用余额中的现金或充抵保证金的有价证券，但提取后维持担保比例不得低于()。

A、150%

B、200%

C、250%

D、300%

46、对于()方来说，在交易所回购交易开始时，其申报买卖部位为卖出(S)。A、以券融资

B、以资融券

C、以券融券

D、以资融资

47、在现行A股、B股、证券投资基金的交易佣金实行最高上限向下浮动制度的情况下，证券公司向客户收取的佣金不得高于证券交易金额的()。A、1‰

B、2‰

C、3‰

D、5‰

48、在我国证券交易所买断式回购交易中，如单方违约，违约方的履约金交()所有。A、守约方

B、证券结算风险基金

C、证券登记结算公司

D、证券交易所

49、资产托管机构从事资产管理业务如果违反规定，可能受到除()外的处罚。A、记过

B、罚款

C、单处或者并处警告

D、责令改正

50、根据《深圳证券交易所交易规则》的规定，采用大宗交易方式时，多只债券合计单向买入或卖出的交易金额()。

A、不低于300万元人民币，且其中单只债券的交易数量不低于1万张 B、不低于400万元人民币，且其中单只债券的交易数量不低于1、2万张 C、不低于500万元人民币，且其中单只债券的交易数量不低于1、5万张 D、不低于1000万元人民币，且其中单只债券的交易数量不低于2万张

51、证券交易所会员应当设会员代表()，组织、协调会员与证券交易所的各项业务往来。A、1名

B、2名

C、3名

D、4名

52、上海证券交易所相关规则规定，上海证券交易所债券质押式回购交易最小报价变动为()或其整数倍。

A、0、0

1B、0、00

1C、0、00

5D、0、05

53、我国证券交易所证券开盘价产生的方式一般是()。

A、集合竞价方式

B、做市商撮合方式

C、连续竞价方式

D、交易所决定

54、连续竞价期间，上海证券交易所和深圳证券交易所的即时行情内容包括：实时最高()买入申报价格和数量。

A、5个

B、6个

C、7个

D、8个

55、合格境外机构投资者从事境内证券交易时，所有境外投资者对单个上市公司A股的持股比例总和，不超过该上市公司股份总数的()。A、10%

B、15%

C、20%

D、25%

56、深圳证券交易所质押式国债回购共有()回购品种。A、4个

B、5个

C、9个

D、11个

57、在我国，一般的境外投资者可以投资在证券交易所上市的()。A、A股

B、国债

C、B股

D、封闭式基金

58、我国证券交易所总经理由()任免。

A、证券交易所理事长

B、国务院证券监督管理机构 C、所在地人民代表大会

D、全国人民代表大会

59、目前，我国通过证券交易所进行的股票交易均采用()方式。

A、口头报价

B、书面报价

C、电脑报价

D、间接报价

60、会员可向深圳证券交易所申请()的标准流速，并可将所拥有的总流速配置到1个或1个以上的网关上。

A、1个或1个以上

B、2个或2个以上

C、3个或3个以上

D、4个或4个以上(二)多项选择题(每题1分，共40分)

1、可转换债券具有()的特性。

A、回购

B、债权

C、期权

D、贴现

2、我国《证券法》规定，设立证券公司必须具备的条件包括()。

A、董事、监事、高级管理人员具备任职资格

B、有合格的经营场所和业务设施 C、有完善的风险管理与内部控制制度

D、三分之二的从业人员具有证券从业资格

3、投资者开立客户交易结算资金第三方存管协议中的资金台账，如由代理人代为办理的，须出示的证件包括()等。

A、本人身份证件

B、本人同名证券账户卡 C、经公证的授权委托书

D、代理人有效身份证件

4、定向资产管理业务的投资范围包括：()。

A、集合资产管理计划份额

B、央行票据

C、短期融资券

D、资产支持证券

5、证券结算包括()。

A、登记

B、清算

C、注册

D、交收

6、根据净额清算原则，在证券清算中，()。

A、清算证券时，不同清算期内同种证券可以合并计算 B、清算证券时，同一清算期内同种证券不可以合并计算

C、清算证券时，只有在同一清算期内且同种证券才能合并计算 D、清算证券时，不同清算期内同种证券不能合并计算

7、在证券经纪业务中，包含的要素有()。

A、委托人

B、证券经纪商

C、证券交易所

D、证券交易的对象

8、上海市场B股交收实行()相结合的制度。

A、总额交收

B、逐项交收

C、净额交收

D、全额交收

9、在集合资产管理计划中，客户主要享有()权利。

A、按规定分享投资收益

B、根据合同约定，参与和退出集合资产管理计划 C、承担委托投资的损失

D、知情的权利

10、证券经纪商从事证券经纪业务，需遵守的规定有()。A、不得为多获取佣金而诱导客户进行不必要的证券买卖 B、不得散布非公开披露的信息

C、不得在非交易时间进行客户证券交易的清算与交收 D、不得挪用客户的交易结算资金和证券

11、目前可以买卖B股的投资者除了境内居民个人外，还包括()。A、外国法人、自然人和其他组织

B、我国香港、澳门和台湾地区的法人、自然人和其他组织 C、定居在国外的中国公民

D、符合有关规定的境内上市外资股其他投资人

12、证券初始登记包括()等。

A、首次公开发行登记

B、配股登记

C、增发登记

D、基金扩募登记

13、新股网上发行方式的基本类型有()。

A、网上竞价发行

B、网上定价发行

C、网上拍卖

D、网上申购

14、在债券质押式回购交易中，()暂时放弃资金的使用权，从而获得债券抵押权，期满时归还抵押的债券，收回资金和利息。

A、债券的持有方

B、资金的贷出方

C、融券方

D、融资方

15、关于上海市场A股等品种的结算程序，以下说法()是正确的。

A、交易日闭市后，交易所将当日交易成交数据通过交易系统发送至中国结算上海分公司 B、结算参与人在开立结算备付金账户时应确认该账户核算的席位名单

C、中国结算上海分公司根据各会员T日的清算数据文件中的实际收付金额，在T+1日规定的时间进行T日交易的资金交收

D、如出现资金账户透支，会员可通过结算资金划拨银行在规定的T+3日交收时点前补足头寸

16、全国银行间债券市场回购交易参与者有()。A、在中国境内具有法人资格的商业银行

B、在中国境内具有法人资格的非银行金融机构 C、在中国境内具有法人资格的非金融机构

D、经中国人民银行批准经营人民币业务的外国银行分行

17、根据上海证券交易所分红派息操作流程规定，若设公告刊登日为T日，下面符合A股现金红利派发日程安排的有()。

A、向证券交易所提交公告申请日(T-1日前)

B、权益登记日(T+3日)C、除息日(T+4日)

D、发放日(T+8日)

18、关于上海证券交易所开放式基金认购业务，以下选项正确的有()。

A、投资者办理上海证券交易所场内认购，都应使用上海证券交易所证券投资基金账户 B、基金募集期内，上海证券交易所接收认购申报的时间为每个交易日的撮合交易时间和大宗交易时间

C、投资者认购申报时采用“金额认购”方式，以认购金额填报数量申请，买卖方向只能为“买”

D、在同一认购日可进行多次认购申报，申报指令可以更改或撤销，但认购申报已被受理除外

19、权证出现下列情形之一的，将被终止上市()。

A、权证存续期满

B、权证在存续期内已被全部行权

C、标的股票价格大于执行价格

D、权证在存续期内被部分行权 20、关于股份转让公司委托代办股份转让，以下说法正确的有()。A、股份转让公司应当而且只能委托1家证券公司办理股份转让 B、股份转让公司应当与证券公司签订委托协议

C、代办转让的股份仅限于股份转让公司在原交易场所挂牌交易的流通股份

D、退市公司要终止股份转让代办服务的，应当由证券公司依照公司章程规定的程序做出决定

21、关于客户交易结算资金第三方存管制度，以下表述是正确的有()。A、存管银行为投资者开立一般存款账户和交易结算资金管理账户 B、证券公司为投资者设立一个客户证券资金台账 C、投资者的资金存取通过客户证券资金台账进行

D、证券公司通过客户证券资金台账对投资者进行清算交收和计付利息

22、在证券交易所挂牌交易的()是证券公司自营业务买卖的对象。A、人民币普通股

B、证券投资基金

C、权证

D、国债

23、以下选项符合证券自营业务运作管理要求的是()。

A、建立健全自营业务运作止盈止损机制，止盈止损的决策、执行与实效评估应当符合规定的程序并进行书面记录

B、应重点加强投资品种的选择及投资规模的控制、自营库存变动的控制 C、由自营业务部门负责自营业务所需资金的调度 D、禁止从自营账户中提取现金

24、常见的内幕交易包括()。

A、内幕信息的知情人利用内幕信息买卖证券

B、内幕信息的知情人根据内幕信息建议他人买卖证券

C、内幕信息的知情人向他人透露内幕信息，使其利用该信息进行交易 D、非法获取内幕信息的人利用内幕信息买卖证券

25、根据《证券公司融资融券业务试点管理办法》的规定，证券公司申请融资融券业务试点，应当具备的条件包括()。

A、客户资产安全、完整，客户交易结算资金第三方存管方案已经证监会认可，且已对实施进度作出明确安排

B、已完成交易、清算、客户账户和风险监控的集中管理，对历史遗留的不规范账户已设定标识并集中监控

C、已制定切实可行的融资融券业务试点实施方案和内部管理制度

D、具备开展融资融券业务试点所需的专业人员、技术系统、资金和证券

26、证券公司应当按规定的有关条件和征信的要求制定选择客户的具体标准，其中包括()。A、从事证券交易时间

B、从事证券交易地点

C、账户状态

D、信誉状况

27、根据有关规定，如果()是尚未公开的信息，那么属于内幕信息。A、公司经营政策发生重大变化

B、公司遭受超过净资产10%以上的重大亏损 C、上市公司收购的有关方案

D、国务院证券监督管理机构认定的对证券交易价格有显著影响的其他重要信息

28、证券公司资产管理业务的种类主要有()。

A、为单一客户办理定向资产管理业务

B、为多个客户办理集合资产管理业务

C、为单一客户办理集合资产管理业务

D、为客户办理特定目的的专项资产管理业务

29、根据公开原则的要求，证券交易参与各方应依法()地向社会发布自己的有关信息。A、及时

B、真实

B、准确

D、完整

30、证券公司从事资产管理业务应当遵守的基本原则包括()。A、应当与自营业务统一操作，以防范市场风险

B、应当在公司内部实行集中运营管理，对外统一签订资产管理合同，并设立专门的部门负责客户资产管理业务

C、应当建立健全风险控制制度，将客户资产管理业务与公司的其他业务严格分开

D、应当依照有关规定与客户签订资产管理合同，按资产管理合同的约定对客户资产进行经营运作

31、深圳证券交易所根据市场需要，接受市价申报的类型包括()。

A、对手方最优价格申报

B、本方最优价格申报

C、最优5档即时成交剩余撤销申报

D、即时成交剩余撤销申报

32、根据规范证券回购业务的有关规定，我国证券交易所债券质押式回购交易的条件主要涉及()。

A、证券回购的券种

B、证券回购的交易时间

C、以券融资方在回购期间存放的标准券数量

D、以资融券方在初始交易前须存入的资金数量

33、我国证券交易所规定，属于下列情形之一的，首个交易日不实行价格涨跌幅限制：()。A、首次公开发行上市的股票(上海证券交易所还包括封闭式基金)B、增发上市的股票

C、暂停上市后恢复上市的股票

D、证券交易所或中国证券业协会认定的其他情形

34、个人客户申请开立信用证券账户和信用资金账户应向证券公司提交下列()等材料。A、本人身份证明原件及复印件

B、本人普通资金账户卡(或开户协议原件)、普通证券账户卡原件及复印件 C、填妥并由本人当面签名的《信用证券账户开户申请表》、《信用资金账户开户申请表》 D、专用于信用交易的银行卡

35、证券营业部在接受投资者委托、进行申报时应该做到：()。A、在交易市场买卖证券均必须公开申报竞价

B、在申报竞价时，须一次完整地报明买卖证券的数量、价格及其他规定的因素

C、在同时接受两个以上委托人买进委托与卖出委托且种类、数量、价格相同时，不得自行对冲完成交易

D、在集合竞价时间不接受买卖证券的市价申报

36、关于融资融券保证金比例及计算，以下选项是正确的有：()。A、客户融资买入证券时，融资保证金比例不得低于50% B、融资保证金比例=保证金/(融资买入证券数量×买入价格)×100% C、客户融券卖出时，融券保证金比例不得低于50% D、融券保证金比例=保证金/(融券卖出证券数量×卖出价格)×100%

37、上市公司出现以下情形之一的，证券交易所对其股票交易实行其他特别处理：()。A、最近1个会计的审计结果显示其股东权益为负

B、最近1个会计的财务会计报告被注册会计师出具无法表示意见或否定意见的审计报告

C、上市公司因2年连续亏损而实行退市风险警示，以后亏损情形消除，于是按规定申请撤销退市风险警示并获准，但其最近一个会计的审计结果显示主营业务未正常运营，或扣除非经常性损益后的净利润为负值

D、由于自然灾害、重大事故等导致公司主要经营设施被损毁，公司生产经营活动受到严重影响且预计在1个月以内不能恢复正常

8、我国证券登记结算公司应履行的职能包括()等。

A、结算账户的设立

B、证券的存管和过户

C、受发行人的委托派发证券权益

D、国务院证券监督管理机构批准的其他业务

39、证券市场流动性包含两方面的要求()。

A、成交速度

B、成交价格

C、波动性

D、持续性

40、证券交易所会员应承担相应的义务，如果违反证券交易所业务规则，证券交易所责令其改正，并视情节轻重单处或者并处下列()纪律处分措施。

A、在会员范围内通报批评

B、在中国证监会指定媒体上公开谴责 C、暂停或者限制交易

D、取消交易权限或取消会员资格

(三)判断题(每题0、5分，共30分)

1、取得融资融券业务试点资格的证券公司在开展融资融券业务前还应向交易所申请融资融券交易权限。

2、证券公司内幕信息的知情人包括：证券监督管理机构工作人员以及由于法定职责对证券的发行、交易进行管理的其他人员。

3、证券自营业务原始凭证以及有关业务文件、资料、账册、报表和其他必要的材料应至少保存10年。

4、证券交易的特征，就表现在通过证券交易可以及时获得收益。

5、深圳证券交易所交易证券的托管制度可概括为：自动托管，随处通买，哪买哪卖，转托不限。

6、在政府债券、公司债券和金融债券中，只有政府债券是债券市场的交易品种。

7、我国现行的新股网上发行就是利用国际互联网络，新股发行主承销商在网站上挂牌销售，投资者通过互联网络系统申购的发行方式。

8、融资融券最长期限不超过12个月。期限顺延的，应符合《证券公司融资融券业务试点管理办法》和证券交易所规定的情形。

9、上海证券交易所《沪市股票上网发行资金申购实施办法》规定，每一申购单位为1000股，但申购数量可少于1000股。

10、现阶段我国规定，A股的配股权证不挂牌交易，不允许转托管。

11、上海证券交易所为上市公司股东大会网络投票设置专用投票代码和投票简称。

12、金融期货主要有外汇期货、利率期货以及股权类期货三种。

13、证券投资者是买卖证券的客体。

14、投资者委托买卖证券，须事先在证券登记结算公司开立证券交易结算资金账户，存入交易所需的资金。

15、在证券委托交易中，证券经纪商作为受托人，不享有权利。

16、人民币普通股票账户简称A股账户，它仅限于国家法律法规和行政规章允许买卖A股的境内投资者开立。

17、登记结算公司及其代理机构办理投资者申请查询开户资料免收费。

18、权证创设人创设或注销权证的，证券登记结算公司根据有效的创设或注销申报和交收结果办理权证行权的变更登记。

19、资产管理业务，是指资产管理公司作为资产管理人，依照有关法律法规及《证券公司客户资产管理业务试行办法》的规定与客户签订资产管理合同，根据资产管理合同约定的方式、条件、要求及限制，对客户资产进行经营运作，为客户提供证券及其他金融产品的投资管理服务的行为。

20、所谓“清算路径”就是指某一个席位的所有证券买卖是并入哪一个证券营业部，并进而并入哪一个结算会员进行清算。

21、《深圳证券交易所交易规则》规定：A股、债券、债券质押式回购交易的申报价格最小变动单位为0、01元人民币，基金交易为0、001元人民币，B股交易为0、01港元。

22、法人投资者的经办人如果更换，必须要有法人代表更换授权人的合法证明文件，否则不应接受委托。

23、价格优先原则表现为：价格较高的申报优先于价格较低的申报。

24、在证券公司自营业务中，投资决策机构是自营业务投资运作的最高管理机构，负责确定具体的资产配置策略、投资事项和投资品种等。

25、“假回购”业务是指双方交易时，并没育真实的、足额的证券用于抵押的行为。

26、收益率在债券回购交易中对于以券融资方面而言代表其固定的收益，对于以资融券方面而言是其固定的融资成本。

27、上海证券交易所国债买断式回购交易按每百元面值债券到期购回价进行申报价格。

28、单边报价是参与者为表明自身对资金或者债券的供给或者需求而面向市场做出的公开报价。

29、根据上海证券交易所的规定，买卖无价格涨跌幅限制的股票，集合竞价阶段的有效申报价格应不高于前收盘价格的300%，并且不低于前收盘价格的80%。30、证券自营业务是指上市公司以盈利为目的并以自己的资金和账户买卖有价证券的行为。

31、清算是交收的基础和保证。

32、我国B股目前采用T+1回转交易和T+0交收。

33、与经纪业务相比较，自营业务在交易行为上具有非自主性。

34、在我国证券交易所市场，证券和资金结算实行分级结算原则。

35、关于国债折算率公布，沪、深证券交易所都是定期于每季度最后一个营业日公布下季度各现券品种折算标准券的比率。

36、在ETF二级市场交易的清算与交收中，现金替代是指最小申购、赎回单位的资产净值与按当日收盘价计算的最小申购、赎回单位中的组合证券市值和现金替代之差。

37、自营业务的经营风险是指证券公司在自营业务中违反《证券法》和《刑法》的有关规定，使证券公司受到处罚而导致损失。

38、《刑法》规定，有下列行为，操纵证券交易价格，获取不正当利益或转嫁风险，情节严重的，将处以罚款并追究刑事责任：单独或者合谋，集中利用资金优势、持股优势或者利用信息优势联合或者连续买卖，操纵证券交易价格的。

39、深圳B股清算交收过程中存在一类指令和二类指令的区分。

40、我国的税制规定，股票成交后，国家税务机关应向成交双方分别收取印花税。

41、中小企业板上市公司最近半个会计被注册会计师出具否定意见的审计报告，或者被出具了无法表示意见的审计报告而且深圳证券交易所认为情形严重的，深圳证券交易所对其股票交易实行退市风险警示。

42、标的证券除权的，权证行权价格的调整公式为：新行权价格=原行权价格×(除权前一日标的证券收盘价÷标的证券除权日参考价)。

43、证券公司办理集合资产管理业务，设立集合资产管理计划，应当符合的要求之一是：最近1年不存在挪用客户交易结算资金等客户资产的情形。

44、上海证券交易所一级交易商在固定收益平台交易期间，应当对选定做市的特定固定收益证券进行连续双边报价，每交易日双边报价中断时间累计不得超过30分钟。

45、所有的经纪类证券公司都可以代理投资者的ETF买卖交易。

46、定向资产管理合同应当包括中国证券业协会制定的合同必备条款。

47、证券公司自营业务关键岗位人员离任前，应当由稽核部门进行审计。

48、采用证券给付结算方式行权且权证在行权期满时为价内权证的，代为办理权证行权的证券经纪商应在权证期满前的5个交易日提醒未行权的权证持有****证即将期满，或按事先约定代为行权。

49、证券公司申请为期货公司提供中间介绍业务资格，应当符合的条件之一是：配备必要的业务人员，公司总部至少有5名、拟开展介绍业务的营业部至少有2名具有期货从业人员资格的业务人员。

50、证券公司对所属营业部经纪业务内部控制的主要内容和要求包括：应建立对录入证券交易系统的客户资料等内容的复核和保密机制。

51、客户融资买入证券后，可通过卖券还款或直接还款的方式向证券公司偿还融入资金。

52、根据证券经纪业务主要环节的操作规范，客户通过人工电话或传真委托进行的交易，不论成交与否，其委托记录应按规定期限保存于营业网点。

53、集合资产管理计划资产中的证券，可以用于回购。

54、单只标的证券的融资余额达到该证券上市可流通市值的20%时，交易所可以在次一交易日暂停其融资买入，并向市场公布。当该标的证券的融资余额降低至15%以下时，交易所可以在次一交易日恢复其融资买入，并向市场公布。

55、集合资产管理计划说明书应当清晰地说明集合资产管理计划的特点、投资目标、投资范围、投资组合设计等内容。

56、证券公司将客户的资金账户、证券账户提供给他人使用的，依照《证券法》第208条的规定处罚，即“责令改正，处以1万元以上10万元以下的罚款”。

57、证券交易所作为进行证券交易的场所，本身不持有证券，不进行证券的买卖，但要决定证券交易的价格。

58、银行间债券市场的公开报价可分为单边报价和双边报价两种。

59、境外证券经营机构设立的驻华代表处，可以申请成为我国上海证券交易所和深圳证券交易所的特别会员。

60、在深圳证券交易所，席位分为A股普通席位、B股席位和特别席位三类 2009年证券从业考试《证券交易》真题答案(一)单项选择题

1、C

2、A

3、D

4、B

5、A

6、C

7、C

8、C

9、C

10、D

11、D

12、C

13、B

14、C

15、A

16、C

17、C

18、B

19、B 20、C

21、C

22、A

23、B

24、B

25、A

26、A

27、B

28、D

29、D 30、B

31、B

32、C

33、C

34、D

35、C

36、B

37、A

38、A

39、A 40、C

41、B

42、B

43、A、44 A

D 46 B 47 C 48 A

A 50 C 51 A 52 C

A

A

C 56 D

C 58 B 59 C 60 A

(二)多项选择题 BC 2 ABCABCD 4 ABCD BD 6 CD 7 ABCDBC ABD 10 ABD 11 ABCD 12 ABCD ABBC 15 ABCABCD ABCD 18 BCDAB 20 ABC ABDABCDABD 24 ABCD ABCD 26 ACD 27 ABCD 28 ACD ABCD 30 BCD 31 ABCD 32 ACD

ABC 34 ABCD 35 ABC 36 ABCD

ABC 38 ABCD 39 AB 40 ABCD

(三)判断题

1、是

2、是 3 非 4 非

是 6 非 7 非8 非

非 10 是 11 是 12 是

非 14 非 15 非 16 是

是 18 非 19 非 20 是

是 22 是 23 非 24 是

是26 非 27 是 28 是

非 30 非 31 是 32 非

非 34 是 35 非 36 非

非 38 是 39 是 40 是

非 42 非 43 是 44 非

是 46是47 是 48 是

是 50 是

51、是

52、是

53、非

54、非

55、是

56、非

57、非

58、是

59、是 60、是

第四篇：司法历年真题及答案

真题精选(多选题)

关于反诉，下列哪些表述是正确的?

A.反诉的原告只能是本诉的被告

B.反诉与本诉必须适用同一种诉讼程序

C.反诉必须在答辩期届满前提出

D.反诉与本诉之间须存在牵连关系，因此必须源于同一法律关系辖

【本题来源】2013年司法考试《卷三》真题第80题

【正确答案】AB

【解析】

反诉是指在一个已经开始的民事诉讼程序中，本诉的被告以本诉原告为被告，向受诉法院提出的与本诉有牵连的独立的反请求。A选项说法正确，应选。

当事人増加、变更诉讼请求或者提起反诉的，应当在举证期限届满前提出。B选项说法正确，应选;C选项说法错误。

这里的牵连关系，可能是基于同一法律关系，也可能是基于不同法律关系，D项说法太绝对不正确。

第五篇：英语二自考历年真题及答案

2005年10月自考英语

（二）2005年4月高等教育自学考试全国统一命题考试

英语

（二）试卷及答案（课程代码：00015）

PART ONE（50 POINTS）

Ⅰ.Vocabulary and Structure(10 points, 1 point for each item)从下列各句四个选项中选出一个最佳答案，并在答题卡上将相应的字母涂黑。

1.Would’t you rather your child ______ successful with his study and won the scholarship? A.became B.become C.would become D.becomes 2.Although Tom is satisfied with his academic achievement, he wonders _______will happen to his family life.A.it B.that C.what D.this 3.We hope that all the measures against sandstorms, ________ was put forward by the committee, will be considered seriously at the meeting.A.while B.after C.since D.as 4.We cannot leave this tough job to a person_________.A.who nobody has confidence B.in whom nobody has confidence C.for whom nobody has confidence D.who everyone has confidence of 5.You are the best for the job _____ you apply your mind to it.A.until B.if only C.in case D.unless 6.Hey, leave _____!I hate people touching my hair.A.behind B.out C.off D.over 7.I thought the problem of water shortage would ________ at the meeting but nobody mentioned it.A.come up B.come up to C.come over D.come to 8.Mr.Smith , can I ________ you for a minute? I’d like to hear your opinion on this issue.A.say a word with B.have words with C.mention a word with D.have a word with 9.There is a deadlock(僵局)in the discussion when neither side gives ________ to the over.A.a way B.way C.the way D.its way 10.This type of desk and chair can be adjusted ________ the height of students at different ages.A.with B.for C.to D.in

Ⅱ.Cloze Test(10 points, 1 point for each item)下列短文中有十个空白，每个空白有四个选项。根据上下文要求选出最佳答案，并在答题卡上将相应的字母涂黑。

For over a hundred years Japan has consistently spent large sums of money and considerable human resources in an effort to obtain technology.Her ability to negotiate __11___ by the fact most of the technology she wanted was no commercial secrets.Japan’s __12__ has also been strengthened by the fact that her internal market was large, so that __13__ to this market could be offered to multinational companies as an attraction to them to grant licenses.Besides, Japan’s work force was disciplined, so it was capable __14__ applying the information it acquired.2005年10月自考英语

（二）Finally, American and European companies, who were __15__ licensers, felt that the Japanese companies might take a large share of the world market __16__ they were not limited by licensing agreement.Conditions of this sort, __17__ together in one nation, may well be unique, and the case of Japan may therefore not actually demonstrate that licensing is just as efficient as multinational ownership for the __18__ of technology.In fact, Japan may be finding this method of operation __19__ effective than in the past ,as her needs for outside technology now require information which __20__ only a few companies and is more closely held.11.A.was strengthened

B.will be strengthened C.will have been strengthened

D.has been strengthened 12.A.position

B.location

C.place

D.point 13.A.entry

B.access

C.presence

D.acceptance 14.A.at

B.in

C.for

D.of 15.A.potential

B.feasible

C.liable

D.inevitable 16.A.until

B.before

C.if

D.after 17.A.came B.come

C.will come

D.coming 18.A.transformation B.transfer

C.transmission D.shift 19.A.much B.little

C.less

D.more 20.A.sticks to B.belongs to C.draws on

D.takes on

Ⅲ.Reading Comprehension(30 points, 2 point for each item)从下列每篇短文的问题后所给的四个选择项中选出一个最佳答案，并在答题卡上将相应的字母涂黑。

Passage One Questions 21 to 25 are based on the following passage.One day, the principal came into our room and, after talking to the teacher, for some reason said: “I wish all of the white scholars to stand for a moment.” I rose with the others.The teacher looked at me and, calling my name, said: “You sit down for the present, and rise with the others.” I did not quite understand her.She repeated: “You sit down now, and rise with the others.” I sat down puzzled and dumb.I saw and heard nothing.When the other were asked to rise, I did not know it.When school was dismissed, I went out unconsciously.A few of the white boys laughed at me, saying: “Oh, you’re a nigger, too.”

I hurried on as fast as I could to where my looking–glass hung on the wall in my own little room.For an instant I was afraid to look, but when I did, I looked long and earnestly.I was accustomed to hearing remarks about my beauty;but now, for the first time, I became conscious of it and recognized it.I noticed the ivory(象牙)whiteness of my skin, the beauty of my mouth, the size and liquid darkness of my eyes.I ran downstairs and rushed to where my mother was sitting.I buried my head in her lap and cried out: “Mother, tell me, am I a nigger?” I could not see her face, but I felt her hands on my head.I looked up into her face.There were tears in her eyes and I could see that she was suffering for me.And then it was that I looked at her critically for the first time.I had thought of her in a childish way only as the most beautiful woman in the world;now I looked at her searching for defects.I could see that her skin was almost brown, and that she did differ in some way from the other ladies who came to the house;yet, even so I could see that she was more

2005年10月自考英语

（二）beautiful than any of them.She must have felt that I was examining her, for she hid her face in my hair and said with difficulty: “No, my darling, you are not a nigger.” She went on: “If anyone calls you a nigger, don’t notice them.” But the more she talked, the less was I reassured, and I stopped her by asking: “Well, mother, am I white? Are you white?” She answered tremblingly: “No, I am not white, but your father is one of the greatest men in the country.The best blood of the South is in you.” This suddenly opened up in my heart a fresh fear, and I almost fiercely demanded: “Who is my father? Where is he?” She stroked my hair and said: “I’ll tell you about him some day.” I sobbed: “I want to know now.” She answered: “No, not now.” 21.We can infer from the passage that “a nigger ”means________.A.a white person B.a black person C.anyone that is not white D.anyone that is not black 22.When the teacher asked him to sit down and rise with the others, the author was confused because_________.A.he never considered himself a non-white person B.he thought the teacher didn’t recognize him C.he thought he should be considered D.he thought it rude for the teacher to call his name 23.It was on that day that he began to realize that _________.A.he was a nigger B.he was different from others because of his beauty C.his color was like that of his mother D.he differed from other white people even with his beauty 24.From the passage we can learn that _________.A.the boy’s father left them for some reasons B.the boy’s mother didn’t want to mention his father at all C.the boy never met his father before D.the boy’s mother hated his father 25.This passage generally tells us a story of ________.A.a boy who suddenly realized that he was a colored person B.a boy who had been looked down upon because he had no father C.the miserable life of colored people D.the life of a one-parent family

Passage Two Questions 26 to 30 are based on the following passage.For Americans, time is a “resource” that, like water or coal, can be used well or poorly.“Time is money,” they say.“You only get so much time in this life;you’d best use it wisely.” The future will not be better than the past or the present unless people use their time fro constructive, future-oriented activities.Thus, Americans admire a “well-organized” person, one who has a written list of things to do and a schedule for doing them.The ideal person is punctual and treasures other people’s time.The American attitude towards time is not necessarily shared by others, especially non-Europeans.They are more likely to consider time as something that is simply there around them, not something they can “use”.One of the more difficult things many foreign businessmen and students must adjust to in the States is the notion that time

2005年10月自考英语

（二）must be saved whenever possible and used wisely every day.In their efforts to use their time wisely, Americans are sometimes seen by foreign visitors as automatons, unhuman creatures who are so tied to their clocks and their schedules that they cannot participate in or enjoy the human interactions that are the truly important things in life.“They are like little machines running around,” one foreign visitor said.The emphasis Americans place on efficiency is closely related to their concepts of the future, change and time.To do something efficiently is to do it in the way that is quickest and requires the smallest investment of resources.American businesses sometimes hire “efficiency experts” to review their operations and suggest ways in which they could accomplish more than they are currently accomplishing with the resources they are investing.Popular periodicals carry suggestions for more efficient ways to clean house, raise children, tend the yard, and so on.In this context the “fast-food industry” can be seen as a clear example of an American cultural product.McDonald’s, Kentucky Fried Chicken, Pizza Hut, and other fast-food establishments prosper in a country where many people want to minimize the amount of time they spend preparing and eating meals.The millions of Americans who take their meals at fast-food restaurants cannot have much interest in lingering over their food while conversing with friends, as millions of Europeans do.As McDonald’s restaurants have spread around the world, they have been viewed as symbols of American society and culture, bringing not just hamburgers but an emphasis on speed, efficiency, and shiny cleanliness.The typical American food, some observers argue, is fast food.26.If a person treasures other people’s time, he.A.does not waste people’s time with conversation or activity that has no beneficial outcome B.does not believe the future will be any better than the present or the past C.likes to deep a written schedule of the daily activities with him D.likes to have his meals at the fast-food restaurants to save time 27.In the eyes of the foreign visitors in the States, American people.A.think that time is always there which needs budgeting B.enjoy saving and using time wisely everyday C.are indifferent in that they are like feelingless machines D.are so fully engaged that they are unable to enjoy the important things in life 28.What is the job of an efficiency expert? A.Writing articles for periodicals.B.Recommending ways of efficient investment.C.Examining the quality of a company’s products.D.Teaching people how to take care of their yard.29.Which of the following can be inferred from the last paragraph? A.Many Americans love having meals at fast-food restaurants.B.Americans are busier than other people in the world.C.The American fast-food industry helps spread the American culture around the world.D.The United States is the father of the world’s fast-food industry.30.The best title for this passage is..A.The American Concept of Time

2005年10月自考英语

（二）B.The Development of the American Fast Food Industry C.How to Raise Efficiency D.The American Food and Culture

Passage Three Questions 31 to 35 are based on the following passage.It is difficult to estimate the number of youngsters involved in home schooling, where children are not sent to school and receive their formal education from one or both parents.Legislation and court decisions have make it legally possible in most states for parents to educate their children at home, and each year more people take advantage of that opportunity.Supporters of home education claim that it is less expensive and far more efficient than mass public education.Moreover they quote several merits: relief of school overcrowding, added curricular and pedagogical(课程和教学法)alternatives, strengthened family relationships, lower dropout rates, increased motivation, higher standardized test scores, and reduced discipline problems.Supporters of home schooling also believe that it provides the parents with the opportunity to reinforce their moral values through education.Critics of home schooling movement claim that it creates as many problems as it solves.They acknowledge that, in a few cases, home schooling offers educational opportunities superior to those found in most public schools, but few parents can provide such educational advantages.Some parents who withdraw their children form the schools in favor of home schooling have an inadequate educational background and insufficient formal training to provide a satisfactory education for their children.Typically, parents have fewer, not more technological resources available than do schools.However, the relatively inexpensive computer technology that is readily available today is causing some to challenge the notion that home schooling is in any way not so good as more highly structured classroom education.Finally, a sociological(社会学)concern is the restricted social interaction experienced by children who are educated at home.Technology will never replace the pupil-teacher relationship.Also, while relationships with parents and brothers and sisters may be improved, children taught at home may develop a distorted(歪曲的)view of society.31.The main idea of the passage is that.A.more and more parents are in favor of home schooling B.home schooling is superior to school education because it has been legally approved C.though home schooling has its advantages, it creates as many new problems at the same time D.school education is no doubt better than home education 32.Those who support home schooling think that.A.it’s less expensive and more efficient apart from other merits B.it has added curricular and pedagogical alternatives C.it will cause fewer discipline problems D.it’s more important to reinforce moral values 33.Critics believe that.A.few parents can afford computers and technology when providing home education

2005年10月自考英语

（二）B.few parents are qualified enough to provide a satisfactory home education C.school teachers are better than parents D.classroom environment can provide most satisfactory education 34.According to the author, home schooling cannot help children.A.acquire social knowledge B.build up a relationship with family members C.build up pupil-teacher relationship D.develop a right view of society 35.The attitude of the author toward home schooling is.A.vague B.positive C.totally negative D.straight-forward

PART TWO（50 POINTS）

IV.Word Spelling(10 points, 1 point for two items)将下列汉语单词译成英语。每个单词的词类、首字母及字母数目均已给出。请将完整 的单词写在答题纸上。

36.破坏，使„遇难 vt w _ _ _ _

37.37.自愿的，自发的 a.v_ _ _ _ _ _ _ _ 38.紧要的，紧迫的 a..u _ _ _ _ _

39.39.容忍，忍受 vt.t _ _ _ _ _ _ _ 40.症状，征兆 n.s _ _ _ _ _ _

41.41.最近，不久前 ad.l _ _ _ _ _ 42.放大，夸大 vt.m _ _ _ _ _ _

43.43.概念，想法 n.n _ _ _ _ _ 44.服从，听从 vt.o _ _ _

45.45.苦干的，费力的 a.p_ _ _ _ _ _ _ _ _ _ 46.达到；造诣 n.a _ _ _ _ _ _ _ _ _ 47.47.使平衡；权衡 vt.b _ _ _ _ _ _ 48.战役，运动 n.c _ _ _ _ _ _ _ 49.49.装修，装饰 vt.d _ _ _ _ _ _ _ 50.基本的，初级的 a.e _ _ _ _ _ _ _ _ _ 51.51.忠诚的，忠实的 a.f _ _ _ _ _ _ _ 52.姿势，手势 n g _ _ _ _ _ _ 53.53.高度地，非常 ad.h _ _ _ _ _ 54.模仿的，仿制的 a.i _ _ _ _ _ _ _ _ 55.55.正义，公正 n.j _ _ _ _ _ _

V.WORD FORM(10 points,1 point for each item)将括号中的各词变为适当的形式填入空白。答案写在答题纸上。

56.Once harm ______(do)to the environment, it takes years to have the system recovered.57.With the strike_______(settle), the work on the new assembly line went ahead like wildfire.58.The child was playing_________(danger)near the edge of the swimming pool.59.This project ________(accomplish)by the end of 2006 will greatly improve the

2005年10月自考英语

（二）basic facility of the city.60.People appreciate_________(talk)with him because he is knowledgeable and humorous.61.Since the author did not stick to the topic, I found his article very ______(confuse)and hard to follow.62.With all this done, I ______(free)from all troubles and responsibilities.63.Had he been treated well, he ________(get over)this disease.64.Investigations into the cause of the shipwreck show that the ship _______(sink)the moment it hit the rock.65.If only the board ________(approve)the proposal and put it into effect.vi．Translation from Chinese into English(15 points, 3 points for each item)将下列各句译成英语并将答案写在答题纸上。66.时间是世界上最容易浪费也是最难以把握的东西。

67．虽然管理者不能预测未来，但他们的许多决策还是要求他们考虑到未来可能发生的事情。68．爱因斯坦声称物质和能量是可以相互转化的，因此没有绝对的时间和空间。69．这次考试不及格人数多得惊人。

70．二十世纪六十年代美国民间音乐除表现爱情与希望外，还表现反战情绪。

vii.Translation from English into Chinese(15 points)将下列短文译成汉语并将答案写在答题纸上。

Planning is a very important activity in our lives.It can give pleasure and even excitement, but cause quite severe headaches.The more significant the task ahead, the more careful the planning required.Getting to school or to work on time is a task requiring little or no planning.It is almost a routine.A month’s touring holiday abroad, or better still, getting married, is a different matter altogether.If the holiday involves a church wedding, with 50 guests, a reception, a honeymoon in Italy, and returning to a new home, this requires even more planning to make sure that is successful.Planning is our way of trying to ensure success and of avoiding costly failures we cannot afford.It is equally essential to mankind as a whole, to nations, to families and to each individual;the scale may vary, but the degree of importance does not.2005年4月高等教育自学考试全国统一命题考试

英语

（二）答案

Ⅰvocabulary and structure(本大题共10题，每小题1分，共10分)1.A 2.C 3.D 4.B 5.B 6.C 7.A 8.D 9.B 10.C Ⅱcloze test(本大题共10题，每小题1分，共10分)11.D 12.A 13.B 14.D 15.A 16.C 17.D 18.B 19.C 20.B Ⅲreading comprehension(本大题共15题，每小题2分，共30分)21.B 22.A 23.D 24.C 25.A 26.A 27.D 28.B 29.C 30.A 31.C 32.A 33.B 34.D 35.D Ⅳword spelling(本大题共20题，每小题0.5分，共10分)36.wreck 37.voluntary 38.urgent 39.tolerate 40.symptom 41.lately 42.magnify 43.notion 44.obey 45.painstaking 46.attainment 47.balance 48.campaign 49.decorate 50.elementary 51.faithful 52.gesture 53.highly 54.imitative 55.justice

2005年10月自考英语

（二）Ⅴword form(本大题共10题，每小题1分，共10分)56.is done 57.settled

58.dangerously 59.to be accomplished 60.talking 61.confusing 62.have been freed 63.would have got over 64.sank 65.would approve

VI.Translation front Chinese into English(本大题共5小题，每小题3分，共15分)66.Time is the easiest thing in the world to waste and the most difficult thing to control.67.Although managers cannot predict the future, many of their decisions require that they consider/take into account possible future events.68.Einstein claimed that matter and energy are interchangeable, so there is no absolute time and space/so time and space are not absolute.69.The number of failures in the examination is surprisingly large.70.The American folk music in the 1960’s expressed anti-war sentiments as well as love and hope.VII．Translation from English into Chinese.(本大题共15分)计划是我们生活中一项非常重要的活动。它能使人愉快，甚至令人兴奋，但也会让人十分头疼。工作越重要，所需的计划就要越仔细。按时上班或上学是几乎根本不需要计划的工作，它只不过是日常事务。而长达一个月的国外旅游度假，或更甚之，结婚娶亲，就完全是两码事了。如果假期中还要举行婚礼，接待50位来宾，举办招待会，去意大利度蜜月，再回到新家，那就更需要计划周全，以确保成功。计划使我们能够保证成功，避免那些代价昂贵，而我们又难以承受的失败。对于整个人类、民族、家庭乃至个人来说，计划同样又是必不可少的。其规模可大可小，但重要性都一样。

2005年10月自考英语

（二）2005年10月自考英语

（二）2005年10月自考英语

（二）2005年10月自考英语

（二）2005年10月自考英语

（二）2005年10月自考英语

（二）2005年10月自考英语

（二）2005年10月英语

（二）2005年10月英语

（二）2005年10月英语

（二）2005年10月英语

（二）2006年4月高等教育自学考试全国统一命题考试

英语

（二）试卷及答案（课程代码：00015）

PART ONE(50 POINTS)I．Vocabulary and Structure(10 points, 1point each)1.It would be better to make a decision now, ______ leave it until next week.A.other than B.rather than C.less than D.more than 2.We'll inform you as soon as tickets become ______.A.valuable B.capable C.acceptable D.available 3.The foreign company has been______ running this factory for decades.A.enormously B.effectively C.infinitely D.extremely 4.If you ______ my advice, you wouldn't be in such trouble now.A.took B.takes C.has taken D.had taken 5.The meeting ______, we left the room quickly for dinner.A.over B.was over C.is over D.been over 6.All the money ______, Frederick started looking for work.A.having spent B.has been spent C.having been spent D.had been spent 7.______ his talk when Mary ran out of the lecture hall.A.Hardly had be begun B.Hardly he had begun C.Hardly he has begun D.He hardly had begun 8.The two sisters are _____ in many ways, not only in appearance but also in temperament.A.like B.likely C.alike D.lively 9.The purpose of the program is to provide training for employees so that they can work ______.A.late B.later C.lately D.latest 10.I hope my boy friend will be handsome, strong and ______ kind.A.above all B.in all C.at all D.after all II.Cloze Test(10 points, 1 point each)However careful one may be, he cannot possibly listen carefully to everything that he hears.There are 11 of reasons for this.One of them is the overload of messages most of us 12 each day.In addition to the numerous hours we 13 hearing other people speak, we may spend several hours listening to the radio or sitting in front of a television set.14, it is impossible to focus our attention completely on what is said;our mind might be 15 elsewhere.Preoccupation with our personal concerns is 16 reason we don't always listen carefully.A romance 17 sour or a good grade on a test may take prominence in our mind even as 18 is speaking to us.Furthermore, we are surrounded by all kinds of noises which interfere 19 listening.For example, voices at a party or 20 of traffic may simply make it difficult for us to catch everything that is being said.11.A.the number B.a number C.number D.numbers 12.A.accept

B.obtain C.receive D.possess 13.A.put

B.consume C.spend D.spare 14.A.Besides B.Whereas C.Otherwise D.Nevertheless 15.A.wondering B.swinging C.recycling D.wandering 16.A.other B.some

C.the other D.another

2005年10月英语

（二）17.A.gone

B.going

C.goes

D.went 18.A.anyone B.everyone C.someone D.few 19.A.to

B.with

C.of D.about 20.A.sound B.noise

C.voice

D.scream III.Reading Comprehension(30 points, 2 points each)Passage One Questions 21 to 25 are based on the following passage.Many of today's most trusted sales techniques were invented over a century ago by a young merchant named Eaton in Toronto.When he was young, Eaton worked briefly with his brothers in small-town stores.In 1869, he sep up his own shop in downtown Toronto.He had many competitors, but he was also ambitious and had a plan for success.He offered a unique style of trade, but as was expected, all the other shopkeepers laughed at him, believing he would eventually fail.However, Eaton was not a man to be easily defeated;he came up with a brand new notion of business-“Goods satisfactory, or money refunded.” He sold all his goods at fixed prices and only for cash.With a sharp sense of what the public wanted, he went out of the way to meet their needs.His business grew rapidly.He set up new branches and started mail order service that allowed people to buy from a list of his goods.Eaton's list-advertisements of his day-was the first of its kind.It was distributed and read all over the country.It was the only way to access good-quality goods at reasonable prices for people living far away from big cites.It became part of their life.They even called it The Wishing Book.The secret of the list's success was that Eaton gained the respect of this customers;they trusted him for good prices and quality goods.Probably because he remembered his miserable early days in Ireland, Eaton thought much of the welfare of his employees: better working conditions, shorter weekday hours than his competitors and Saturday afternoons off in the summer.In all this, he was a leader.21.The best description of Eaton is that ______.A.he was the richest merchant in Toronto B.he was a successful technical inventor C.he introduced new sales practices D.he changed people's ideas about businessmen 22.Eaton's success lay primarily in that ____.A.he sold only good quality goods B.he was the first person to provide good service C.he treated his employees better than any of his competitors D.he won respect from his customers 23.From the passage we can infer that ______.A.Eaton invented the idea of the internet shopping B.Eaton drove other businessmen to failure C.Eaton never sold his goods on credit D.Eaton was defeated by his rivals 24.The best title for this passage is _____.A.Good Goods, of Money Refunded B.Eaton, a Sales Inventor C.Customers' Respect, a Secret of Success D.Eaton's list, a Welcome Event in Sales History

2005年10月英语

（二）25.Eaton's List was important to people on farms because it was a convenient way of getting _____.A.good-quality goods at reasonable prices B.goods at unreasonable prices C.good-quality goods at unreasonable prices D.poor-quality goods at reasonable prices Passage Two Questions 26 to 30 are based on the following passage.The threat of a global outbreak(疾病大爆发)of bird flu makes it urgent for the international community to cooperate effectively.Wealthy countries will have to provide hundreds of millions of dollars for the testing and production of medicines necessary for treating patients suffering from bird flu.Developing countries, particularly in Southeast Asia, where the bird flu virus(病毒)has spread since 1997, must work out special programs so that farmers will not hide sighs of possible outbreaks.In addition, the way such farm birds as chickens and ducks are traditionally raised and marketed in the developing world should be changed;there should be more distance between the birds and their keepers.Countries should deal with the disease with joint effort.If one country is inadequately prepared, it will be a threat to every other country.The potential effects of a national outbreak of bird flu are enormous.Firstly, an outbreak may kill large numbers of people.World Health Organization(WHO)estimates that an outbreak similar to the mild Hong Kong flu of 1968 could kill as many as 7.4 millions people.If it were as dangerous as the 1918 Spanish flu, which killed 50 million, the number would be much higher.Secondly, such an outbreak may cause great financial damage.The latest outbreak of bird flu, which began in December 2003, has cost Southeast Asia more than $10 billion and depressed its GDP by 1.5 percent.If a new outbreak of bird flu were to last for a whole year, $800 billion would be lost.Despite the 124 human cases and 63 deaths from bird flu since December 2003, the virus remains mainly a disease animals.However, the more animals that die of the disease, the more chances it has of spreading to people.Large numbers of dead or dying birds mean that more people will be exposed to the virus and change into a virus with new characteristics.If the international community works together efficiently, man can surely prevent such a virus and possibly save millions of lives.26.Faced with the threat of a global outbreak of bird flu, the international community should ________.A.establish new markets B.work together effectively C.stop birds from flying to other countries D.raise fewer chickens and ducks 27.The second paragraph focuses on ______.A.World Health Organization B.flus in Hong Kong and Spain C.the economy of Southeast Asia D.possible effects of a bird flu outbreak 28.The number of people who have died of bird flu since 2003 is _______.A.63 B.124

C.7.4 million D.50 million 29.In the third paragraph, the author is mainly interested in _____.2005年10月英语

（二）A.stimulating financial growth B.reducing economic damages C.saving human lives

D.protecting bird species 30.The passage deals with all the following aspects bird flu EXCEPT _______.A.the origin and history of bird flu B.the importance of international cooperation C.the possible dangers of a national outbreak D.the significance of preventing it from spreading Passage Three Questions 31 to 35 are based on the following passage.The long summer holidays are finally over and some parents are pleased.“We worry more about their safety in the holidays,” explains one mother from North London.If teenagers are not wandering around on public transport in a big and potentially dangerous city, they are chatting to strangers in an internet chat room!Well, that's an extreme picture of the UK today, but many parents are worried about how much freedom they can give their children during the holidays and at weekends.Weekends are not the only time to worry!Newspaper are full of stories about too many school kids going to school by car because their parents do not want them to travel alone on a bus or train.This summer there were more frightening stories of teenagers disappearing with questionable friends that they met on the net.All the Media stories help increase parents fears, but is the UK really so dangerous? Many young people feel that life for their parents was easier.In the 1960s young people played in the streets more and traveled around town without their parents.“At least our parents can keep tabs on us,” says 16-year-old Julia.“So many people have mobile phones now and their parents ring to find out where they are.I use my mobile to get Dad to come to the station when I arrive late.” Mobiles are not just expensive toys;they help keep young people safe.Most significantly, they help keep young people safe.Most significantly, they make parents feel better.Only one problem is, though, that some young people have been attacked by thieves who want to steal their mobile phones.Young people like going out with friends, but they now need to learn how to get home safely.Five million young people in the UK between the ages of 9 to 16 use chat rooms to make friends, but they, too, need to be careful and never give their personal details to a stranger.Young people today have more opportunities to meet new people and go out at night more than their parents ever did.Now school, television programs and newspapers must help teenagers to enjoy their freedom and to be responsible for their own safety.31.Some parents are upset about the summer holidays mainly because their children ______.A.wander around on bus in the city B.chat to strangers in Internet chat rooms C.make questionable friends on the net D.are taken little care of by teachers 32.For the sake of the safety, many parents send their kids to school ________.A.by car B.by bus C.by train D.by public transport 33.Most significantly, mobile phones _______.A.enable parents keep a close watch on their kids B.help keep teenagers safe

2005年10月英语

（二）C.make parents feel less worried D.protect teenagers from being attacked 34.Teenagers should never give any strangers ______.A.their mobile phone numbers B.their family address C.their personal information D.their parents' names 35.This passage is mainly about ________.A.freedom for teenagers in summer holidays B.safety for teenagers in summer holidays C.activities for teenagers in summer holidays D.troubles for teenagers in summer holidays PART TWO(50 POINTS)将下列汉语单词译成英语。每个单词的词类、首字母及字母数目均已给出。请将完整的单词写在答题纸上。

36.获胜者，优胜者 n.w_ _ _ _ _ 37.（使）枯萎，凋谢 v.w_ _ _ _ _ 38.垂直的，竖的 a.v_ _ _ _ _ _ _ 39.易变的，变量的 a.v_ _ _ _ _ _ _ 40.唯一的，独特的 a.u_ _ _ _ _ 41.地下的，隐蔽的 a.u_ _ _ _ _ _ _ _ _ _ 42.真实的，如实地 ad.t_ _ _ _ _ _ _ _ _ 43.星期二 n.T_ _ _ _ _ _ 44.传统，惯例 n.t_ _ _ _ _ _ _ _ 45.同情，同情心 n.s_ _ _ _ _ _ _ 46.投降，让步 vi.s_ _ _ _ _ _ _ _ 47.足够的，充分的 a.s_ _ _ _ _ _ _ _ _ 48.亲属，亲戚 n.r_ _ _ _ _ _ _ 49.抵抗，反抗 n.r_ _ _ _ _ _ _ _ _ 50.有目的的，蓄意的 a.p_ _ _ _ _ _ _ _ _ 51.财产；性质 n.p_ _ _ _ _ _ _ 52.俯望，漏看 vt.o_ _ _ _ _ _ _ 53.发源，源自 vi.o_ _ _ _ _ _ _ _ 54.音乐的，悦耳的 a.m_ _ _ _ _ _ 55.意图，打算 n.i_ _ _ _ _ _ _ _ V.Word Form(10 points, 1 point each)将括号中的各词变为适当的形式填入空白。答案写在答题纸上。

56．He _________(write)her 10 letters since he met her last years.57.I think it necessary for him ________(finish)the work in time.58.The house is ______(complete)before his brother's wedding ceremony.59.You had better ________(bring)enough money with you.60.The _______(good)he feels, the more work he will do.61.If I hadn't listened to you, I would _______(make)such a silly mistake.62.The three players repeatedly denied ________(take)any drug.63.People who are entitled to ________(vote)should be over eighteen.64.The government has taken measures to reduce the total energy ______(consume).65.If she ______(catch)the 10 O'clock train, she can get there by lunch time VI.Translation from Chinese into English(15 points, 3 points each)将下列各句译成英语并将答案写在答题纸上。66.男人的平均身高比女人高几英寸。67.你所说的与我们正在讨论的豪不相干。

68． 教育应该使每个学生德、智、体全面发展。69．这本书对读者产生了很大影响。70．这次考试比我们预想的要难得多。

VII.Translation from English into Chinese(15 points)将下列短文译成汉语并将答案写在答题纸上。

There is a clear distinction between one who is supposed to know and another, usually a younger person who is supposed not to know.However, teaching is not necessarily the area of a special group of people, nor should it be looked upon as a technical

2005年10月英语

（二）skill.Teaching can be more like guiding and assisting than forcing information into a blank mind.If you have a certain skill, you should be able to share it with others.You do not have to get a certificate to convey what you know to them or to help them in their attempt to teach themselves.All of us, from the very youngest children to the oldest members of our society, should come to realize our own talent and abilities as teachers.We can share what we know, however little it might be, with others who have need of that knowledge or skill.2006年4月高等教育自学考试全国统一命题考试

英语

（二）答案（课程代码：00015）

I.Vocabulary and Structure(本大题共10小题，每小题1分，共10分)1.B 2.D 3.B 4.D 5.A 6.C 7.A 8.C 9.B 10.A II.Cloze Test(本大题共10小题，每小题1分，共10分)11.B 12.C 13.C 14.A 15.D 16.D 17.A 18.C 19.B 20.B III.Reading Comprehension(本大题共15小题，每小题2分，共30分)21.C 22.D 23.C 24.B 25.A 26.B 27.D 28.A 29.C 30.A 31.D 32.A 33.C 34.C 35.B IV.Word Spelling(本大题共20小题，每两小题1分，共10分)36.winner 37.wither 38.vertical 39.variable 40.unique 41.underground 42.truthfully 43.Tuesday 44.tradition 45.sympathy 46.surrender 47.sufficient 48.relative 49.resistance 50.purposeful 51.property 52.overlook 53.originate 54.musical 55.intention [评分参考] 多写、少写或错写一个或一个以上的字母均为错

V.Word From(本大题共10小题，每小题1分，共10分)56.has written 57.to finish 58.to be completed 59.bring 60.better 61.have made 62.taking 63.vote 64.consumption 65.catches [评分参考] 语法错误或拼写错误均不给分。

VI.Translation from Chinese into English(本大题共5小题，每小题3分，共15分)66.On the average, men are higher than women by several inches/several inches higher than women.67.What you said has nothing to do/has no relevance with what we are discussing.68.Education should enable every student to develop morally, intellectually and physically.69.The book has made a great impact/had a great effect/influence on its readers.70.The test was much more difficult than we had expected.[评分参考]（1）主要语法错误（如动词时态、语态、虚拟语气、主谓一致、否定、疑问以及其他句型错误）或影响基本句意的重要用词错误扣1分。

（2）非基本语法错误（如介词、代词、冠词、大写、标点等错误）以及不影响基本句意的用词错误每两处扣1分。

（3）拼写错误每两处扣1分。拼写错误本大题总扣分不超过3分。（4）如所用句型与答案不一致，只要语言和意义正确，均应给分。VII.Translation from English into Chinese(本大题共15分)一般认为，有知识的人与没有知识的人――他们通常是较年轻的人――之间的区别非常明显。

2005年10月英语

（二）然而，教学不一定是某个特殊群体的领域，也不应该被看作是一项专业技能。教学不止是将信息硬塞进空白的头脑，而更应是指导和帮助。只要你有某种特定的技能，你就应当能与他人分享。你没必要持有证书才能把你的知识传授给他人，或为他们的自学提供帮助。我们社会中每一个成员，从蹒跚学步的孩童到耄耋之年的老者，都应当意识到自己作为教师的才能。尽管我们可能知之甚少，但仍应能与那些需要我们的人来分享我们的知识和技能。〔评分参考〕

短文英译汉的评分标准按译文质量分为15-13分、12-10分、9-7分、6-4分和3-1分五个档次。各档次标准如下：

（1）15-13分。全文翻译正确或基本正确，汉语表达通顺。

（2）12-10分。全文主要内容翻译正确或基本正确，汉语表达通顺，但有少数语句翻译错误。（3）9-7分。全文不少于一半的内容基本正确，汉语表达尚通顺，有一些语句翻译错误。（4）6-4分。少部分内容翻译基本正确，有较多的语句翻译错误。（5）3-1分。仅译对个别句子。

（6）全文译错或泽出零星单词或全文不译，不给分。（7）缺译的语句按完全译错处理。

根据以上评分档次描述，评分可在相应的档次内上下浮动。

2006年10月高等教育自学考试全国统一命题考试

英语

（二）试卷及答案（课程代码：00015）

第一部分 选择题 I.Vocabulary and Structure 1.The fixed star was a planet.A.made of B.made from C.made up for D.mistaken for 2.Some students from asking questions in class.A.shy away B.blow away C.do away D.carry away 3.Mrs.Weinstein bravely and persistently used every skill and power she had to her attacker to simply take her car and not her life.A.trust B.credit C.convince D.believe 4.Let's personal feelings in making judgment.A.set off B.set aside C.set back D.set up 5.A good worker in a key spot could, he kept up production, take all the coffee breaks he wanted, and the bosses would very likely look the other way.A.as long as B.as though C.as soon as D.as if 6.the bosses cannot do without profit, workers have an edge.A.Though B.For C.Since D.So 7.Decision makers must have some way of determining of several alternatives is best.A.that B.it C.one D.which 8.In August 1977, a satellite to gather data about the 10 million black holes which are thought to be in the Milky Way.A.launched B.was launched C.has been launched D.is launched 9.In studio recordings, new techniques made possible effects that not even an electronic band could produce.A.live B.alive C.lively D.living 10.It is essential that everything in advance.2005年10月英语

（二）A.should decide B.be decided C.decided D.will be decided.II.Cloze Test The money and the time we spend on pets is simply not our own to spend as we like in a time of widespread want and starvation.A 11 organization advertises that for $33 a month they can give hospital care to a child suffering from kwashiorkor-the severe deficiency disease 12 is simply a starving for protein.Doing 13 such a pet, and then sending the money saved to a relief organization would mean 14 a life-over the years, several human lives.Children not 15 from such a grave disease could be fed with half that amount-not on a diet like ours, but on plain, basic, life-sustaining food.It is not unreasonable to believe 16 the amount of money we spend on the average pet dog could keep a child 17 in a region of great poverty.18 what we would spend on a cat might not feed a child, but it 19 probably pay for his medical care or basic education.The point needs no 20.That is all that need be said.11.A.relied B.fund C.domestic D.medical 12.A.why B.when C.where D.which 13.A.with B.for C.against D.without 14.A.to save B.saving C.save D.saved 15.A.recovering B.having C.suffering D.infecting 16.A.which B.what C.that D.where 17.A.alive B.life C.live D.survive 18.A.Giving B.To give C.Given D.Give 19.A.would B.should C.must D.need 20.A.doing B.operating C.laboring D.functioning III.Reading Comprehension Passage One Questions 21 to 25 are based on the following passage.We can make mistakes at any age.Some mistakes we make are about money.But most mistakes are about people.“Did Jerry really care when I broke up with Helen?” “When I got that great job, did Jim really feel good about it, as a friend? Or did he envy my luck?” “Why didn't I realize that Paul was friendly just because I had a car?” When we look back, doubts like these can make up feel bad.But when we look back, it's too late.Why do we go wrong about our friends or our enemies? Sometimes what people say hides their real meaning.If we don't really listen, we miss the feeling behind the words.Suppose someone tells you, “You're a lucky dog.” Is he really on your side? If he says, “You're a lucky boy” or “You're a lucky girl”, that's being friendly.But there's a bit of envy in “lucky dog.” Maybe he doesn't see it himself.But bringing in the “dog” bit puts you down a little.What he may be saying is that he doesn't think you deserve your luck.“Just think of all the things you have to be thankful for” is another noise that says one thing and means another.It could mean that the speaker is trying to get you to see your problem as part of your life as a whole.But is he? Wrapped up in this phrase is the thought that your problem isn't important.It's telling you to think of all the starving people in the world when you haven't got a date for Saturday night.How can you tell the real meaning behind someone's words? One way is to take a good

2005年10月英语

（二）look at the person talking.Do his words fit the way he looks? Does what he says square with the tone of voice? His gesture? The look in his eyes? Stop and think.The minute you spend thinking about the real meaning of what people say to you many save another mistake.21.According to the writer, when people look back it is too late, because.A.mistakes have already been made B.mistakes can made them feel bad C.they are unaware of their mistakes D.they are doubtful of their friends 22.People make mistakes when they fail to A.deal with others with due friendliness B.hide their true feelings in what they say C.realize they deserve what they have got D.see the real meaning of what others say 23.Judging from the phrase “just think of all the things you have to be thankful for”, it is clear that the speaker actually lacks.A.optimism B.sympathy C.motivation D.courage 24.To be a successful listener, one is advised to 1.A.ask the speaker as many questions as he can 2.B.observe the speaker as carefully as possible 3.C.listen to the speaker as attentively as he can 4.D.challenge the speaker as actively as possible 25.The passage aims to tell readers how to.A.interpret what people say B.interpret what money means C.avoid mistakes about people D.avoid mistakes about money Passage Two Questions 26 to 30 are based on the following passage.Doctors have long known that eating fish helps protect against heart disease.What they don't know is why fish are beneficial.For years they figured it was a simple question of substitution: folks who replace red meat with fish are naturally cutting down their intake of saturated(饱和的)fat.But a growing body of evidence collected over the past 30 years suggests fish contain healthful elements called omega-3 fatty acids.Omega-3 fatty acids belong to a group of compounds known as polyunsaturated fats.These fats serve as the raw material for a whole host of essential structures in the body, from brain cells to molecules(分子)that regulate blood pressure.Since our bodies cannot manufacture their own supply of omega-3s, we have to get them from the food we eat, mostly from fish but also from plant sources like soybeans(大豆).The American Heart Association has recommended that everyone eat two 85-g servings of fatty fish a week.But the A.H.A's expert panel wasn't ready to declare that taking omega-3 pills will protect your heart.It's just too easy to get more omega-3 than you need from pills, and the panel was worried that an excess could cause serious side effects, such as internal bleeding.The U.S.Food and Drug Administration, however, allowed manufactures of omega-3 pills and fish oils to advertise the fat's benefits-as long as the label does not suggest taking more than two grams per day.One thing is clear whether you get your omega-3s from pills, oils or fish: they are not cure-alls.You still have to eat a well-balanced diet that's lower in total fat

2005年10月英语

（二）than most Americans currently consume.Otherwise, you're fishing for trouble.26.Doctors have long been puzzled by.A.why red meat is harmful B.how beneficial fish are C.what makes fish healthful D.how red meat is replaced 27.We can learn from the passage that.A.human beings get omega-3s from their food B.omega-3s are only found in fish and soybeans C.omega-3s are the raw material for saturated fats D.polyunsaturated fats constitute human molecules 28.The A.H.A.didn't recommend omega-3 pills, because A.it had no knowledge of the safe dose of omega-3 B.it had no evidence that they can protect the heart C.the pills contain too little omega-3 to be helpful D.one is likely to get too much omega-3 from the pills 29.The FDA allowed manufacturers of omega-3 pills and fish oils to advertise omega-3's benefits on condition that A.their suggested dose is printed on the label B.their suggested dose is within the safety limit C.the fat's potential side effects are mentioned D.the products contain side effects are mentioned 30.The writer seems to suggest that A.omega-3s can balance one's diet B.omega-3s can serve as a supplement C.an unbalanced diet is made worse by omega-3s D.a well-balanced diet contains enough omega-3s Passage Three Questions 31 to 35 are based on the following passage.It was a terrible tragedy, six times more deadly than the Titanic(泰坦尼克号).When the German ship Wilhelm Gustloff was hit by torpedoes(鱼雷)fired from a Russian submarine(潜水艇)in the final winter of World War II, more than 10,000 people---mostly women, children and old people fleeing the final Red Army push into Germany-were packed aboard.An ice storm had turned the dicks into frozen sheets that sent hundreds of families sliding into sea as the ship listed and began to go down.Others desperately tried to put lifeboats down.Some who succeeded fought off those in the water who had the strength to try to get aboard.Most people froze immediately.“I'll never forget the screams,” says Christa Nutzmann, 87, one of the 1,200 survivors.She recalls watching the ship, brightly lit, slipping into its dark grave-and rarely mentioned for more than half a century.The long silence about the sinking of the Wilhelm Gustloff was probably unavoidable-and necessary.By unreservedly confessing their country's horrible crimes Germans have managed to win acceptance abroadand make peace with their neighbors.Today's unified Germany is more prosperous and stable than at any time in its long, troubled history.For that, a half century of willful forgetting about painful memories like the German Titanic was perhaps a reasonable price to pay.But even the most politically correct Germans believe that they've now earned the right to discuss the full historical record.Not to identify German suffering with that of its victims, but simply to acknowledge a terrible tragedy.2005年10月英语

（二）31.The Wilhelm Gustloff went down because A.it ran into an ice storm B.it was hit by another ship C.it crashed into a submarine D.it was attacked by torpedoes 32.Most passengers on board the Wilhelm Gustloff took the voyage to A.taste the luxury of the ship B.seek protection in another place C.escape the cold winter back home D.enjoy their holidays abroad 33.As the ship began to sink, some passengers A.set the decks on fire as a signal for help B.fought fiercely on the decks for lifeboats C.jumped into sea and swam to a nearby ship D.prevented others from getting on their lifeboats 34.The Wilhelm Gustloff tragedy remains a near secret for more than half a century because Germans A.preferred to say nothing about it B.were requested to keep silent about it C.spared not effort to cover up the story D.were denied access to the whole story 35.It can be inferred from the passage that Germans no longer think that A.it is too early to claim responsibility for the Wilhelm Gustloff tragedy B.the German tragedy is a reasonable price to pay for the nation's past C.they will be misunderstood if they talk about the German tragedy D.Germany is responsible for the horrors it caused during World War II

第二部分 非选择题 IV.Word Spelling 36.结果，成果 n.37.分享，股份 n.38.愿意的，乐意的 adj.39.警告，告诫 v.40.表达，表情 n.41.多样性 n.42.预算 n 43.衡量，测量 n.44.保证，担保 v.45.家庭的，国内的 adj.46.发源，发起 v.47.应用，用具 n.48.激发，作为„.的动机 v.49.可行的，可能的 adj.50.欣赏，感激 n.51.战略，策略 n.52.精制，使精美 v.53.面对，对抗 v.54.一致，相符 v.55.最后的，最终的 adj.V.Word Form 56.Do not let this(say)of you.It shows an unattractive indifference to your employer and to your job.57.The theory of black holes in space(accept)by many serious scientists and astronomers.58.If you had been in better health, we(allow)you to join them in the work.59.Although they agree that life is important and should be respected, they feel that the quality of life should not(ignore).2005年10月英语

（二）60.I would rather you(come)tomorrow.61.One hundred miles(be)too far to travel on foot.62.Robots,(become)increasingly prevalent in factories and industrial plants throughout the developed world, are programmed and engineered to perform industrial tasks without human intervention.63.Every boy and girl(treat)in the same way.64.He took his umbrella with him lest it(rain).65.Many other new techniques are now available that enable more research(do)in the test tube to see if chemicals produce harmful biological effects.VI.Translation from Chinese into English 66.他孤注一掷用自己的积蓄开了一家小商店。67.时差反应是每个国际旅行者可能遇到的问题。68.有人提出管理过程就是决策过程。

69.每个人都是平等的，不管他是总统还是马路清洁工。70.不用说，我们现在已不是生活在传统时期。

VII.Translation from English into Chinese 71.Between labor and play stands work.A man is a worker if he is personally interested in the job which society pays him to do;what from the point of view of society is necessary labor is from his own point of view voluntary play.Whether a job is to be classified as labor or work depends, not on the job itself, but on the tastes of the individual who undertakes it.The difference does not, for example, coincide with the difference between a manual and a mental job;a gardener or a cobbler may be a worker, a bank clerk a laborer.Which a man is can be seen from his attitude toward leisure.To a worker, leisure means simply the hour he needs to relax and rest in order to work efficiently.He is therefore more likely to take too little leisure than too much;workers die of coronaries and forget their wives' birthdays.To the laborer, on the other hand, leisure means freedom from compulsion, so that it is natural for him to imagine that the fewer hours he has to spend laboring, and the more hours he is free to play, the better.2006年10月高等教育自学考试全国统一命题考试

英语

（二）答案（课程代码：00015）

I.Vocabulary and Structure 1.D 2.A 3.C 4.B 5.A 6.C 7.D 8.B 9.A 10.B II.Cloze Test 11.A 12.D 13.D 14.B 15.C 16.C 17.A 18.B 19.A 20.C III.Reading Comprehension 21.A 22.D 23.B 24.B 25.C 26.C 27.A 28.D 29.B 30.B 31.D 32.B 33.D 34.A 35.C IV.Word Spelling 36.result 37.share 38.willing 39.warn 40.expression 41.diversity 42.budget 43.measurement 44.ensure 45.domestic 46.originate 47.appliance 48.motivate

2005年10月英语

（二）49.feasible 50.appreciation 51.strategy 52.refine 53.confront 54.coincide 55.ultimate V.Word Form 56.be said 57.is accepted 58.would have allowed 59.be ignored 60.came 61.is 62.becoming 63.is treated 64.should rain 65.to be done VI.Translation from Chinese into English 66.He gambled his savings to start a small shop.67.The problem of Jet Lag is one every international traveler comes across.68.Some suggest that the management process is decision making.69.Every person is equal be president or a street cleaner.70.It goes without saying that we are not living in a traditionalist period.VII.Translation from English into Chinese.71.劳役和玩乐之间是工作。一个对获得社会支付的职业感兴趣的人就是工作者；从社会角度来看必须付出的劳动而在个人来看就是自愿选择的娱乐。一个职业是归类为劳役还是工作不是看其职业本身，而是看从事这一职业的个人爱好。比如，这个差异并不是体力劳动与脑力劳动之间的差异；一个花匠或皮匠可以是个工作者，而一个银行职员则可能是苦役者。对此从他对休闲的态度就可以看出。对于工作者来说，休闲只是他为了更有效地工作而放松休息的时间，因此他花费的休闲时间很可能太少而非太多，他常常死于冠心病或忘记他妻子的生日。而对于劳役者来说，休闲就是摆脱强制，因此对他来说自然是劳作时间越少而玩的时间越多越好。

2007年4月高等教育自学考试全国统一命题考试

英语

（二）试卷及答案（课程代码：00015）

Ⅰ.Vocabulary and Structure(10 point each)从下列各句四个选项中选出一个最佳答案，并在答题纸上将相应的字母涂黑。1.It is difficult to __ the implication between the lines.A.get to B.get with C.get at D.get down 2.The volleyball match was televised __ on CCTV.A.alive B.life C.live D.lively 3.The newspaper will have to close down if it cannot increase its __ considerabi A.distribution B.contribution C.prescription D.circulatiol 4.The central theatre has a seating __ of more than 3,000 people.A.capability B.capacity C.ability

2005年10月英语

（二）D.facility 5.The furniture in her bedroom is quite different from __ in the living room.A.that B.it C.one D.which 6.Because of the bad weather, the sports meet had to be __.A.shutdown B.done away C.taken off D.called off 7.Jenny complained that the hospital _ her too much for the treatment.A.expended B.paid C.cost D.charged 8.Having decided to rent a flat, we __ contacting housing agencies in the city.A.set about B.set down C.set out D.setup 9.The book fair has received a positive __ from readers.A.result B.response C.settlement D.solution 10.If the operation __ carefully prepared, it would not have been successful.A.was not B.has not been C.had not been D.were not

Ⅱ.Cloze Test(10 point each)The basic principle of radar is illustrated by what happens when one shouts in a e.The echoof the shouting 11 the walls helps a person determine the size of i cave.With radar, however , the waves are radio waves instead of 12 waves.dio waves travel 13 the speed of light, about 300,000 kilometers in a second.A lar set 14 a short burst of radio waves.Then it receives the echoes 15 when waves bounce(Silt)off objects.By determining the time it 16 for the echoes to imi to the radar set, a trained technician 17 determine the distance between the [ar set and other objects.The word “radar”, 18 , gets its name from the term dio detection and ranging.“ ”Ranging“ is the term for detection of the 19 between object and the radar set.Besides being of critical importance to pilot, radar is 20 for air traffic control, tracking ships at sea, and for tracking weather systems and storms.11.A.through B.for

2005年10月英语

（二）C.on D.against 12.A.sound B.light C.heat D.tide 13.A.in B.at C.over D.on 14.A.sends out B.works out C.figures out D.puts out 15.A.producing B.produced C.produce D.produces 16.A.spends B.takes C.kills D.makes 17.A.can B.must C.ought to D.has to 18.A.incase B.in turn C.in short D.in fact 19.A.length B.width C.distance D.space 20.A.Eventual B.internal C.external D.essential Ⅲ.Reading Comprehension(30 points,2 points each)从下列每篇短文的问题后所给的四个选择项中选出一个最佳答案，并在答题纸上将相应的字母涂黑。

Passage OneQuestions 21 to 25 are based on the following passage.Among the company was a lawyer, a young man of about twenty-five.On being asked his opinion, he said, ”Capital punishment and life imprisonment are equally immoral.If I were to make a choice between them, I would rather choose the latter Anyway, it's

2005年10月英语

（二）better to live than not to live at all.“ A lively discussion followed.A banker, who was then younger and more nervous than the lawyer, suddenly lost his temper and cried out, ”It's a lie.I bet you two million.You wouldn't stick in a cell even for five years.“ ”If you mean it,“ replied the young lawyer, ”I bet I'll stay there longer;make it fifteen instead of five.“ ”Fifteen!Done!“ cried the banker.”Gentleman, I bet you two millions.“ ”Agreed.Two millions for my freedom,“ said the lawyer.So this wild, ridiculous bet came to pass.The banker could not hide his excitement During supper he said to the lawyer jokingly, ”Come to your senses, young man, before it's too late.Two millions are nothing to me, but you stand to lose three or four of the best years of your life.I say three or four because you'll never stick it out any longer Don't forget that voluntary imprisonment is much harder to put up with than a enforced one.The idea that you have the right to free yourself any moment will poison your life in the cell.I pity you.“ And now the banker, pacing from comer to comer, recalled all this and asked himself, ”Why did I make this bet? What's the good? The lawyer lost fifteen years of hi life and I threw away two millions.Will it convince people that capital punishment is worse or better than imprisonment for life? No, no!Rubbish!On my part, it was the caprice（心血来潮）of a well-fed millionaire;on the lawyer's part, it's the pure greed c gold." 21．The lawyer would choose life imprisonment because.A.he was younger than the banker B.capital punishment was immoral C.it was better than capital punishment D.the banker would give him $200,000 22.The author considers the bet between the lawyer and the banker.A.interesting B.ridiculous C.capricious D.instructive 23.The word 'company' in the first paragraph refers to __.A.companions B.bankers C.lawyers D.prisoners 24.The banker was extremely excited because __.A.he was too rich to care for the money B.he was sure of his winning the bet C.the lawyer would give up in 15 years D.the lawyer would give up before 5 years 25.In the end, the banker considers his bet with the lawyer __.A.rational B.reasonable C.beneficial D.unreasonable Passage Two

2005年10月英语

（二）Questions 26 to 30 are based on the following passage.Online learning is also called distance education, which helps students who take classes by computer over the Internet to learn certain courses and earn a degree.And it has become more and more popular with both young people and educational institutions.The School of Continuing and Professional Studies of New York University in Manhattan began online classes in 1992.Its Virtual School has taught more than 10,000 students from across the United States and other countries.Last year，the school launched NYU Online.It offers NYU's first online Programs for a bachelor's degree.Programs are offered in three areas;leadership And management, information systems management and social sciences.The classes are highly interactive where students communicate with each other and their teachers.Some classes require students to log in at the same time so they can attend live lectures by a professor Students can also ask questions and work together on team projects.The cost to attend NYU Online depends on how many classes a student is to take It costs as much as fifteen thousand dollars a year.NYU offers no financial aid for international students in this program.If you are interested in the program, you can gel more details at the website: www.xiexiebang.common belief that the problems of the population explosion are caused mainly by poor people living in poor countries who do not know enough to limit their reproduction.This is not true.The actual number of people in an area is not as important as the effect they have on nature.Developing countries do have an effect on their environment, but it is the populations of richer countries that have a far greater impact on the earth as a whole.For example, tropical forests are known to be essential to the balance of nature, yet we are destroying them at a great rate.They are being cleared not to benefit the natives of that country, but to satisfy the needs of rich countries.Central American forests are being destroyed for grassland to make pet food in the United States cheaper;in Papua slew Guinea, forests are destroyed to supply cheaper cardboard packaging for Japanese electronic products;in Burma and Thailand, forests have been destroyed to produce more attractive furniture in Singapore and Hong Kong.Therefore, a rich person living thousands of miles away may cause more tropical forest destruction than a poor person living in the forest itself.In short, it is everybody's duty to safeguard the future of mankind—not only through population control, but by being more aware of the effect his actions have on nature.Nature is both fragile and powerful.It is very easily destroyed;on the other hand, it can easily destroy its most dangerous enemy—man.31.According to the first paragraph, people usually believe that.A.poor people in poor countries contribute to the imbalance of nature B.rich people know how to protect the environment by taking actions C.people in poor areas know a lot about the birth control D.rich people in rich countries have done a lot to balance nature 32.In the author's opinion, __.A.developing countries should be responsible for environmental problems B.overpopulation in the world is created by the developed countries C.rich countries exercise worse influence on environment than poor countries D.all countries should bring the population growth under control 33.The purpose of the second paragraph is mainly to illustrate __.A.how the forests in the U.S.are being destroyed B.which countries are the victims of the imbalance of nature C.what Japan has done to develop its own economy D.how South Asian countries make quality furniture 34.Nature is very easily destroyed by __.A.rich people B.poor people C.natural disasters D.mankind 35.The topic of the passage is that __.A.the control of population is essential to the development of a nation

2005年10月英语

（二）B.natural resources are important to the economic development of a country C.awareness of the effects of man's actions is as important as population control D.developed countries should do more to protect natural environment on the earth IV.Word Spelling(10 points, 1 point for two items)将下列汉语单词译成英语。每个单词的词类、首字母及字母数目均已给出。请将完整的单词写在答题纸上。36．到国外；在国外 ad.a 37.相反的；不利的 a.a

38.帝国 n.e

39.典礼，仪式 n.c

40.环境；境遇 n.c

41.密集度，稠密度 n.d

42.出现，涌现 v.e

43.扩大，放大 n.e

44.特征，特色 n.f

45.杂志 n.m

46.移民，侨民

2005年10月英语

（二）n.i

47.许可；执照 n.l

48.同时，其间 n.m

49.需要，必需品 n.n

50.服从，听从 v.o

51.四月 a.A

52.根本的，激进的 a.r

53.狡猾的；难处理的 a.t

54.策略，战略 n.s

55.宇宙的，普遍的 a.u

V.Word Form(10 points, 1 point each)将括号中的各词变为适当的形式填入空白。答案写在答题纸上。

56.Small shops offer products that range from inexpensive to expensive, __(depend)on the shop.57.Our training program covers a range of __(effect)management techniques.58.Large sums of money have to __(spend)each year on railway construction.59.He saw a letter lying on the table __(address)to him.60.It is highly __(desire)that the government give the company more financial support.38

2005年10月英语

（二）61.She had an outward __(appear), but deep down she was really worried.62.There are a __(surprise)large number of mistakes in the test paper.63.Weather __(permit), the football match will be played on Wednesday.64.He lay perfectly still and __(play)dead to escape capture by the enemy.65.We are supposed __(follow)the teachers9 instructions, VI.Translation from Chinese into English(15 points, 3 points each)将下列各句译成英语并将答案写在答题纸上。

66．当人类对周围的环境开始发问时，科学就诞生了。67．他尽管病得很重，但还是参加了会议。

68．这项研究结果表明白日梦有助于提高一个人适应新环境的能力。69．直到这次求职面试失败，他才意识到英语学习的重要性。70．随着经济发展和社会进步，人们越来越关心生活质量。Ⅶ.Translation from English into Chinese(15 points)When you turn on the television, put on your shoes or drive to a store, you're using energy.Energy is one of the most fundamental forces in the world.Animals use energy to walk and run.Trees and plants use energy to grow.People use it to work and play.Energy is everywhere in nature—in the light of the sun, in the wind, in the forest, in water currents and erupting volcanoes.Without energy, there is no life.We use our own energy constantly and we continually make use of all kinds of energy.Energy can be divided into two different types: stored energy and dynamic energy.Stored energy is called potential energy, and the latter refers to energy in motion.If you stretch out a rubber band, this produces potential energy.If you let it go, it moves an produces the dynamic energy.2007年4月高等教育自学考试全国统一命题考试

英语

（二）答案（课程代码：00015）

I.Vocabulary and Structure（每小题1分，共10分）I.C 2.C 3.D 4.B 5.A 6.D 7.D 8.A 9.B 10.C II.Cloze Test(每小题1分，共10分)11.D 12.A 13.B 14.A 15.B 16.B 17.A 18.D 19.C

2005年10月英语

（二）20.D Ⅲ.Reading Comprehension(每小题2分，共30分)21.C 22.B 23.A 24.B 25.D 26.B 27.C 28.A 29.D 30.A 31.A 32.C 33.B 34.D 35.C IV.Word Spelling(每两小题1分，共30分)36.abroad 37.adverse 38.empire 39.ceremony 40.circumstance 41.density 42.emerge 43.enlarge 44.feature 45.magazine 46.immigrant 47.licence(-nse)48.meantime 49.necessity 50.obey 51.April 52.radical 53.tricky 54.strategy 55.universal V.Word Form(每小题1分，共10分)56.depending 57.effective 58.be spent 59.addressed 60.desirable 61.appearance 62.surprisingly 63.permitting 64.played 65.to follow VI.Translation from Chinese into English(每小题3分，共15分

66.Science came into being when man began to ask questions about his environment.67.Despite his serious illness, he came to/attended the meeting, or Although he was

2005年10月英语

（二）seriously ill, he came to/attended the meeting.68．The study indicates that daydreaming helps(to)improve a person's ability to adapt(himself)to a new environment.69.He didn't realize the importance of English learning until he failed in the job interview, or Not until he failed in the job interview did he realize the importance of English learning, or It was not until he failed in the job interview that he realized the importance of English learning.70.With(the)economic development and social progress, people are increasingly concerned with the quality of life.Ⅶ.Translation from English into Chinese(本大题共15分)当你打开电视、穿鞋子、或驾车购物，你都在消耗能量。能量是世界上一种最基本的力。动物行走、奔跑、树木、植物生长，人类工作和消遣，都在消耗能量。能量存在于阳光、风、树林、水流和喷发的火山中，自然界中不无处不在。没有能量，就没有生命。我们在不断地消耗自身的能量，也在不断地消耗其他种类的能量。

能量有两种不同的类型：储能和动能。储能被称之为潜能，而动能被称之为运动能。如果你把橡皮筋拉长，这就产生了潜能；你一松手，它就会收缩并产生动能。

2007年10月高等教育自学考试全国统一命题考试

英语

（二）试卷及答案（课程代码：00015）

Ⅰ.Vocabulary and Structure(10 points, 1 point for each item)从下列各句四个选项中选出一个最佳答案，并在答题卡上将相应的字母涂黑。1．It makes good＿to bring an umbrella;it seems to be raining today.A.sense B．reason C.suggestion D.advice 2．If you are too＿of your children, they will never learn to deal with difficulties in life.A.respective B.detective C．protective D．effective.3．His intelligence will＿him to get a scholarship to college.A.enable B.persuade C.suggest D.employ 4．The professor asked a question, and David＿a good answer.A.put up with B.stood up for C．came up with D．looked down upon 5．No sooner had we reached home＿a violent storm broke out.A.when B.that C．until D．than

2005年10月英语

（二）6．People differ＿one another＿their ability to handle stress.A.from...to B．from...in C.for...in D.in...from 7．They should try to＿their usual inhibitions and join in the fun.A.send off B．lay aside C．take to D.turn off 8．During the past two decades, research has＿our knowledge of daydreaming.A.expanded B.emerged C.descended D.conquered 9．The students are required to＿the main ideas of the article in their own words.A.symbolize B.minimize C．synchronize D.summarize 10．The outline of rooftops and chimneys＿against the pale sky.A.pulled out B.looked out C．held out D．stood out Ⅱ．Cloze Test(10 points, 1 point for each item)下列短文中有＋个空白，每个空白有四个选项。根据上下文要求选出最佳答案，并在答题卡上将相应的字母涂黑。

Curiosity is not only a possible motivation, it is also a great help in your learning languages.Remember that a language is not 11 a grammatical system.It is the 12 of a certain culture of different cultures.It is no good 13 strings of words and lists of grammatical rules 14 you know as much as possible about the background of the language, so that you can understand the ideas conveyed and the references made, as well as the inferences which can 15 the information clearly given.So learn as much as you can about the different cultures which 16 English-watch television programs, listen to the radio, try to obtain 17 and magazines written by native speakers, look at advertisements, and, above all, read-not textbooks, 18 novels, poems and plays.They will show you how a language is 19 used.The English language is a living form of expression which derives much of its 20 from the context, and much of its effect from a whole network of extra-linguistic knowledge.11．A.just B.even C.so D.that

2005年10月英语

（二）12．A.outlook B.outcome C.outset D.outline 13．A.have learnt B.learn C.learning D.learnt 14．A．since B．until C．when D．unless 15．A．be carried over B．be freed from C．be held up D．be drawn from 16．A．influence B．abandon C．restore D.furnish 17．A.film B.television C．radio D.newspapers 18．A．but B．or C．and D．as 19．A．occasionally B．really C．casually D．scarcely 20．A．structure B．implication C．meaning D．indication Ⅲ．Reading Comprehension(30 points, 2 points for each item)从下列每篇短文的问题后所给的四个选择项中选出一个最佳答案，并在答题卡上将相应的字母涂黑。

Passage One Questions 21 to 25 are based on the following passage.How often one hears children wishing they were grown up, and old people wishing they were young again.Each age has its pleasures and its pains, and the happiest person is the one who enjoys what each age gives him without wasting his time in useless regrets.Childhood is a time when there are few responsibilities.If a child has good parents, he is well fed, looked after and loved.It is unlikely that he will ever again in his life be given so much without having to do anything in return.In addition, life is always presenting new things to the child-things that have lost their interest for older people because they are too well known.A child finds pleasure in playing in the rain, or in the snow.His first visit to the seaside is a marvelous adventure．But a child has his pains：he is not so free to do as he wishes as he thinks older people are;he is continually being told what to do and what not to do．Therefore, a child is not happy as he wishes to be.When the young man starts to earn his own living, he becomes free from the discipline of school and parents;but at the same time he is forced to accept．responsibilities.With no one to pay for his food, his clothes, or his room, he has to work if he wants to live comfortably.If he spends most of his time playing

2005年10月英语

（二）about in the way that he used to as a child, he will go hungry.And if he breaks the laws of society as he used to break the laws of his parents, he may get himself into trouble.If, however, he works hard, goes by the law and has good health, he may feel satisfied in seeing himself make steady progress in his job and in building up for himself his own position in society.Old age has always been thought of as the worst age to be;but it is not necessary for the old to be unhappy.With old age comes wisdom and the ability to help others with advice wisely given.The old can have the joy of seeing their children making progress in life;they can watch their grandchildren growing up around them;and, perhaps best of all, they can, if their life has been a useful one, feel the happiness of having come through the battle of life safely and of having reached a time when they can lie back and rest, leaving everything to others.21．The happiest people should be those who A．face up to difficulties in life B．hope to be young again C．enjoy life in different ages D．wish to be grown up 22．The word “they” in Line 5，Para.2 refers to＿． A．older people B．new things C．children D．interests 23 ．A child has his pains because＿． A．he can not do whatever he wants to B．he is not allowed to play in rain C．he has a lot of new things to learn D.he can not play at the seaside freely 24．When a child becomes a grown-up, he is supposed to＿． A．live comfortably B．take responsibilities C．make progress in job

2005年10月英语

（二）D．impress the society 25．The best title of the passage might be＿． A．Pains and Ages B．Differences in Ages C．The Best Age to Be D．Happiness and Ages Passage Two Questions 26 to 30 are based on the following passage.We all know that humans are damaging the environment, but what can we do about it? Some people are trying to do their bit to be more environmentally friendly.Local councils in Britain encourage certain aspects of green living, such as recycling paper, tin, plastic and glass.They want to reduce the amount of rubbish going into landfill sites（填埋场），because they are running out of places to dump（倾倒）rubbish.In some areas rubbish for recycling is collected from your doorstep, but in other areas, you have to take it to a special recycling place, such as a bottle bank.Another way of reducing the amount of rubbish you create is to use reusable products instead of disposable ones For example, some people use strong shopping bags or boxes for their groceries instead of plastic carrier bags, or use washable nappies instead of disposables.More people are becoming interested in reducing their carbon footprint—the amount of carbon they use up.They try to reduce their carbon emissions（释放）by cycling, using public transport or an electric car, rather than driving gas-consuming vehicles.Some people choose not to fly for holiday trips because planes are the biggest producers of carbon emissions.You can make‘green’ choices when buying food too.It's best to buy food which was locally grown or produced so that it hasn't been imported by air, or shipped by road from far away.Houses can be environmentally friendly too.It takes less energy to heat a house if it has good insulation（绝缘，隔热）and double glazing(双层玻璃）．You can also create your own energy it you have solar panels or a wind turbine fitted though these

2005年10月英语

（二）can be expensive.You can also save water by using a rain water container for washing the car or watering the garden.It's even possible to use a system where‘grey water’—water which has been through a tap（水龙头）once already, is used to flush（冲洗）toilets.Some new housing projects are being built specifically to be as environmentally friendly as possible.26．The purpose of collecting reusable wastes is to＿． A．save energy consumed in daily life B．reduce the amount of rubbish dumped C．create a new way of green living D．decrease the amount of carbon produced 27．In order to cut down on the carbon emission, more people choose to travel＿． A．by electric car, bicycle or plane B．by private car, bicycle or bus C．by bus, electric car or plane D．by bicycle, bus or electric car 28．It is best for people to buy food＿when making‘green’ choices.A．produced locally B．imported abroad C．transported by road D．grown in green houses 29．As mentioned,‘grey water’ can be used to＿，A．wash the car B．water the garden C．clean the toilet D．dispose of wastes 30．The passage is intended to advise people＿． A．to make use of rubbish B．to save energy and water C．to recycle reusable products D．to have a green living Passage Three

2005年10月英语

（二）Questions 31 to 35 are based on the following passage.Americans are a very energetic and mobile people, always on the run;rushing from one appointment to another, from a PTA(Parent Teacher Association)meeting to a social planning committee.They have very little time to spend preparing elaborate（精致的，复杂的）everyday meals to be eaten at leisure.In many homes it is rare for the whole family to sit down at supper together.Clubs and committees force them to grab a quick meal rather than a sit-down supper.When they do have the chance to eat at home, often the working housewife prefers to prepare meals that can be quickly heated and consumed.It is no wonder, therefore, that America has become a shelter for fast food consumption.This great transformation occurred after World War Ⅱ when many women began to work full time and spend less time at home with their families.Women, however, wanted to function well in the capacity of homemaker, as well as that of career woman but time became a precious commodity（商品）which had to be carefully used.Therefore, it was necessary to make her life easier at home in the preparation of the family dinner.Simultaneously with women entering the job market there was also a shifting of the focus of home entertainment from the radio to the television.Television became the latest fashion in the 1950s and no one wanted to miss his or her favorite programs.And then, the place for supper shifted from the dining room to the living room.As the customs changed, so did the culture.The immediate solution for this was the invention of the TV dinner.These were frozen meals which were divided into portions of meat and vegetables.They could easily be put into an oven（锅）and prepared within minutes.The tin trays（托盘）in which they were served were conveniently carried into the living room and dinner was consumed in front of a TV set.Cleaning up afterwards was no problem.The tin trays were easily thrown into the garbage.From fast dinners at home the next step was quick eating while on the road.Love for TV was combined with the fascination for the automobile.It is not odd that with the development of the superhighways America saw the beginning of fast food chains.McDonald's paved the way with its variety of burgers and cold drinks soon to be followed by all kinds of other foods.Today dozens of fast-food chain stores can be

2005年10月英语

（二）found along highways, in modern shopping malls and scattered throughout neighborhoods in America.Taco Bell, Pizza Hut, Roy Roger's, Burger King and Wendy's are just a few of the fast-food chains which are now part of American culture． They offer chicken, donuts, tacos and pizza, all quickly produced in great quantities for the masses.These establishments have given shape to the modern lifestyles and diet of the American people.31．In America, the whole family seldom have dinner together at home because＿． A．they have so many social activities B．they have a lot of meetings to attend C．they rush from one appointment to another D．they often move from one place to another 32．America has become a shelter for fast food consumption because A．some women are engaged in entertainments B．few women are able to make meals at home C．women are unwilling to cook for their families D．many women are mostly occupied with work 33．The passage tells that nowadays Americans have their supper＿． A．in the dinning room B．in the living room C．in the grocery stores D．in the fast food chains 34．The word “establishments” in the last paragraph probably means＿． A．fast foods B．TV dinners C．shopping malls D．snack bars 35．The main idea of the passage is about＿.A．women's role in American families B．advantages of fast food for Americans C．modern lifestyles and diet in America D．shift of American home entertainment

2005年10月英语

（二）PART TWO（50 POINTS）

Iv．Word Spelling(10 points, 1 point for two items)将下列汉语单词译成英语。每个单词的词类、首字母及字母数目均已给出。

请将完整的单词写在答题纸上。

36.角力，摔跤 vi w_ _ _ _ _ _ 37．打哈欠 vi.y_ _ _ 38．天气，气象 n.w_ _ _ _ _ _ 39．志愿者，志愿兵 n.V_ _ _ _ _ _ _ _ 40.唯一的，独特的a.u_ _ _ _ _ 41．打字机n.t_ _ _ _ _ _ _ _ _ 42．绊跌，绊倒vi.S_ _ _ _ _ _ 43．保持，保留n.r_ _ _ _ _ _ _ _ 44．提及，参考n.r_ _ _ _ _ _ _ _ 45．预期的，未来的a.p_ _ _ _ _ _ _ _ _ _ 46．忽略，眺望vt.o_ _ _ _ _ _ _ 47.功能的，实用的a.f_ _ _ _ _ _ _ _ _ 48．部长，大臣n.m_ _ _ _ _ _ _ 49．使地方化vt.l_ _ _ _ _ _ _ 50．夹克衫n.j_ _ _ _ _ 51．注射，针剂n.i_ _ _ _ _ _ _ _ 52．女主人n.h_ _ _ _ _ _ 53．真正的，真诚的a.g_ _ _ _ _ _ 54．侄子，外甥n.n_ _ _ _ _ 55．怀疑的，可疑的a.d_ _ _ _ _ _ _ V．Word Form(10 points, 1 point for each item)将括号中的各词变为适当的形式填入空白。答案写在答题纸上。56．I would play football with you if I＿20 years younger.(be)57．Just as she was about＿，she was handed a note．(speak)58．I don't want to make a show of＿before strangers.(Ⅰ)59．__is the mother of invention.This is remarkably true.(Necessary)60．The mayor gave a＿speech to call up the citizens against pollution.(convince)61．He was hurt by a flower vase＿from the balcony（阳台）．(drop)62．Neither the prices nor the quality＿in the last contract.(specify)63．The beauty of the place is beyond＿．(describe)64．It is the first time I＿with native speakers in English.(talk)65．The family spent a＿holiday in the country last month.(delight)Ⅵ．Translation from Chinese into English(15 points, 3 points for each item)将下列各句译成英语并将答案写在答题纸上。

66.上周末的音乐会上，那位歌唱家的演唱由她的学生担任钢琴伴奏。67.那些年轻人尽了全力才达到了他们的目标。68.全家人都同意去澳大利亚过新年。

2005年10月英语

（二）69．直到最近我才意识到语言与文化密切相关。70．科学技术从未像现在这样高速发展。

Ⅶ．Translation from English into Chinese(15 points)将下列短文译成汉语并将答案写在答题纸上。

Books are to mankind what memory is to the individual.They contain the history of our race, the discoveries we have made, the accumulated knowledge and experience of ages．They picture for us the marvels and beauties of nature, help us out of difficulty, comfort us in sorrow, change hours of tiredness into moments of delight, fill our minds with good ideas and happy thoughts, and lift us out of and above ourselves.And also, books can help transport us to mountains or the seashore, and visit the most beautiful parts of the earth, without fatigue, inconvenience, or expense.In a sense they give us an even more vivid idea than the actual reality.So, precious and priceless are the blessings which the books scatter around our daily paths．We walk, in imagination, with noblest spirits, through the most fascinating regions.50