2016年成考专升本英语考前押题卷（优秀范文5篇）

第一篇：2016年成考专升本英语考前押题卷

全国各类成人高等学校招生考试专升本考前密押试卷

英 语

Ⅰ.Phonetics(5 points)

Directions:In each of the following groups of words，there are four underlined letters or letter combinations marked A，B，C and D.Compare the underlined parts and identify the one that is different from the others in pronunciation.Mark your answer by blackening the corresponding letter on the Answer Sheet.1.A.black B.blade C.map D.sad B 2.A.honest B.ghost C.vehicle D.hotel D 3.A.knee B.know C.kick D.knife C 4.A.forgot B.lost C.pot D.host D 5.A.weapon B.whole C.water D.wonder B Ⅱ.Vocabulary and Structure(15 points)

Directions:There are 15 incomplete sentences in this section.For each sentence there are four choices marked A，B，C and D.Choose one answer that best completes the sentence and blacken the corresponding letter on the Answer Sheet.6.I’m sorry I can’t see you immediately；but if you’d like to take a seat, I’ll be with you.A.for a moment B.in a moment C.for the moment D.at the moment

B 考查词组词义辨析。句意：对不起，我不能马上见你；但是如果你坐下来等我的话，我过一会儿就可以。for a moment一会儿(表示时间段)；in a moment过一会儿；for the moment暂时；at the moment此时，此刻。

7.Well, let’s put our heads together and find a(n)to the problem.A.measure B.way C.solution D.method

C 考查名词词义辨析。句意：让我们齐心协力找出一个解决问题的办法。四个选项都有“方法”的意思，但只有solution后跟介词to，与problem搭配，意为“解决问题的方法”。

8., he is not a very bright pupil.A.As far as his intelligence is concerned B.As far his intelligence is concerned C.So his intelligence is concerned D.As far as his intelligence are concerned

A 考查固定搭配。句意：就智力而言，他并非是一位非常聪明的学生。as far as…be concerned为固定词组，意为“就„„而言”。又因为intelligence一词为不可数名词，故选A。

9.We forgot to bring our tickets,but please let us enter, ? A.do you B.will you C.can we D.shall we

B 考查反意疑问句。句意：我们忘了带票了，请让我们进去，好吗？let us表示请求，反意疑问句应为will you/won’t you；而let’s表示建议，反意疑问句应为shall we。

10.The university four colleges and five academies.A.is made of B.is composed of C.is consisted of D.composed of

B 考查词组词义辨析。句意：这所大学是由四所学院和五所研究院组成的。be made of 表示“由„„制成”，且从成品上能看出原料。表示“由„„组成”的词组有be made up of，be composed of，consist of等。经过排除，正确答案为B。11.parents say and do has a life-long effect on their children.A.What B.That C.Which D.As A 考查主语从句。句意：父母的言行对他们的孩子有终生的影响。从句中缺少宾语，排除that,因that在名词性从句中不充当任何成分。which有选择含义，应排除。what符合题意。

12.We love peace, yet we are not the kind of people to yield any military threat.A.up B.to C.in D.at

B 考查固定搭配。句意：我们热爱和平，但我们不是那种屈服于武力威胁的人。yield to为固定词组，意为“屈服于„„,对„„妥协”。

13.It is politely requested by the hotel management that radios after 11 o’clock at night.A.were not played B.not to play C.not be played D.did not play

C 考查虚拟语气。句意：饭店管理部门恳请客人晚上11点以后不要打开收音机。动词request所接从句要用虚拟语气，其结构为“should+动词原形”，should可省略。且此处表示被动，故选C。

14.—My room gets very cold at night.—.A.So is mine B.So does mine C.So mine is D.So mine does

B 考查倒装语序。句意：——我的房间到晚上就变得很冷。——我的也是。由so，neither,nor开头的句子，表示重复前面句子的部分意思，但前后两句的主语不同，且句子应用倒装结构。

15.Young adults older people are more likely to prefer pop songs.A.other than B.more than C.less than D.rather than

D 考查词组词义辨析。句意：喜欢流行歌曲的可能是年轻人而不是老年人。可首先排除B、C两项，因为主句中已经有比较级标志词more。other than表示“除了”，young adults和older people不存在包容关系，即整体和局部的关系，所以A 项也错。rather than 而不是,符合题意。

16.The traditional approach with complex problems is to break them down into smaller, more easily managed problems.A.to dealing B.in dealing C.dealing D.to deal

A 考查固定搭配。句意：处理复杂问题的传统方法是将其分解成更容易处理的小问题。approach to为固定搭配, to在这里是介词，后面应跟动名词。17.Let’s think of a situation this idiom can be used.A.where B.which C.that D.what

A 考查定语从句。句意：咱们来想一个能够应用这个成语的语境。where引导定语从句且在从句中作地点状语，符合题意。

18.There is no specific rule what we should wear to a dinner party.A.because of B.as to C.as of D.but for

B 考查词组词义辨析。句意：至于出席宴会我们应该穿什么样的服装并没有具体的规定。because of因为；as to关于，至于；as of从„„开始；but for若不是。

19.Go back to your room and leave me.A.alone B.lonely C.along D.almost

A 考查形近词词义辨析。句意：回你的房间去，让我一个人待一会儿。leave sb.alone 表示“别打扰某人，让某人单独待着”。lonely孤单的，孤独的；along沿着；almost几乎。

20.Make a note of it you should forget it.A.so B.to C.how D.lest

D 考查词义辨析。句意：把这件事记一下，免得你忘了。根据句意，应选D。lest免得,后接从句，需用虚拟语气，且should可省略。Ⅲ.Cloze(30 points)Directions:For each blank in the following passage,there are four choices marked A，B，C and D.Choose the one that is most suitable and mark your answer by blackening the corresponding letter on the Answer Sheet.Drawing a picture is the simplest way of putting an idea down on paper.That is 21 men first began to write six thousand years ago or 22.The alphabet we now use 23 down to us over a long period of time.It was developed from the picture-writing of ancient Egypt.Picture-writing was useful in many 24.It could be used to express ideas as well as 25.For example, a drawing of a 26 meant the object “man”.27 a drawing of a man lying on the ground with a spear in him meant “ 28 ”.Besides the Egyptians,the Chinese 29 the American Indians also developed ways 30 writing in pictures.But only 31 much could be said this way.Thousands of pictures would have been needed 32 express all the ideas that people might have.It would have taken many thousand more to express all the objects 33 to men.No one could 34 so many pictures in a lifetime.Nor could anyone learn the meaning of all 35 drawings in a lifetime.21.A.when B.because C.where D.how

D 理解推断题。和前文的way相呼应，表示“那是人们怎样„„”，因此这里引导表语从句的连词用how。22.A.over B.more C.else D.later

B 理解推断题。数词后面加or more表示“或更多一点”。23.A.went B.showed C.appeared D.came

D 理解推断题。come down的意思是“传下来”。24.A.sides B.colours C.ways D.meanings

C 词义辨析题。in many ways的意思是“在许多方面”，符合题意。25.A.stories B.animals C.objects D.subjects

C 理解推断题。只有objects可以和ideas相对应，一个是物质的，一个是精神的，这样就把各种事物都包括了。26.A.creature B.being C.woman D.man

D 理解推断题。从后面呼应的meant the object “man”可知，此处应该填man。27.A.But B.For C.Besides D.Because

A 理解推断题。本句和上句之间的关系不是因果关系，而是一种转折关系，故用but。28.A.die B.death C.sleep D.down

B 理解推断题。动词meant的宾语要用名词，down是副词,die是动词，sleep也可作名词，但不符合句意。只有名词death符合句意。29.A.and B.with C.helped D.followed

A 语法结构题。两个并列主语(the Chinese及the American Indians)之间应用连词and。30.A.to B.about C.on D.of

D 语法结构题。在way的后面要用to do sth.或of doing sth.,此处空格后面用的是writing,故用of。31.A.not B.very C.so D.too

C 理解推断题。only not much用在一起不符合语言习惯，且逻辑上不通。only very much逻辑上不通，因为very much指“很多”，前面再加上only(仅仅，只有)意思上就讲不通。如果说only too much那意味着象形文字能表达的内容太多了，与文意不符，故用so much，意思是指象形文字能够表达的只有这么多。32.A.to B.for C.possibly D.actually

A 理解推断题。express是动语，前面用不定式符号to，表示目的。33.A.known B.with C.called D.in A 理解推断题。后面已有介词to，故不能再选介词in或with。不能说be called to sb.，因此也不能选C。known to sb.的意思是“为„„所知道”。34.A.write B.draw C.watch D.take

B 理解推断题。后面的宾语是pictures,故谓语动词只能用draw(画)。35.A.many B.some C.that D.such

D 理解推断题。many和some前面不能用all；that是单数，后面不能接复数名词;只有such前面可以用all，后面可以接复数名词。Ⅳ.Reading Comprehension(60 points)

Directions:There are five reading passages in this part.Each passage is followed by four questions.For each question there are four suggested answers marked A，B，C and D.Choose the best answer and blacken the corresponding letter on the Answer Sheet.Passage One We can make mistakes at any age.Some mistakes we make are about money.But most mistakes are about people.“Did Jerry really care when I broke up with Helen?”“When I got that great job, did Jim really feel good about it, as a friend? Or did he envy my luck?” When we look back, doubts like these can make us feel bad.But when we look back, it’s too late.Why do we go wrong about our friends or our enemies? Sometimes what people say hides their real meaning.And if we don’t really listen closely we miss the feeling behind the words.Suppose someone tells you, “You’re a lucky dog.” That’s being friendly.But“lucky dog”? There’s a bit of envy in those words.Maybe he doesn’t see it himself.But bringing in the “dog” puts you down a little.What he may be saying is that he doesn’t think you deserve your luck.“Just think of all the things you have to be thankful for” is another noise that says one thing and means another.It could mean that the speaker is trying to get you to see your problem as part of your life as a whole.But is he? Wrapped up in this phrase is the thought that your problem isn’t important.It’s telling you to think of all the starving people in the world when you haven’t got a date for Saturday night.How can you tell the real meaning behind someone’s words? One way is to take a good look at the person talking.Do his words fit the way he looks? Does what he says agree with the tone of voice? His posture? The look in his eyes? Stop and think.The minute you spend thinking about the real meaning of what people say to you may save another mistake.36.According to the author,the reason why we go wrong about our friends is that.A.we fail to listen carefully when they talk B.people tend to be annoyed when we check what they say C.people usually state one thing but mean another D.we tend to doubt what our friends say

C 推理判断题。由第二段第二句及第三段首句可知，有时人们所说的话掩饰了其真实含义，而且言不由衷。故选C。

37.In the sentence “Maybe he doesn’t see it himself” in paragraph 2, the pronoun “it” refers to.A.being friendly B.a bit of envy C.lucky dog D.your luck

B 词语理解题。本句中的it指的就是上句提到的a bit of envy。

38.When we listen to a person talking, the most important thing for us to do is to.A.notice the way the person is talking B.take a good look at the person talking C.mind his tone, his posture and the look in his eyes D.examine the real meaning of what he says based on his manner, his tone and his posture

D 事实细节题。文章最后一段告诉我们要想弄懂一个人说话的真实含义，就要注意他说话的方式、语调和姿态。D项概括全面，故选D。39.The author most probably is a.A.teacher B.psychologist C.philosopher D.doctor

B 推理判断题。通过了解文章的意思，我们可以看出作者分析了交际过程的心理因素，并从心理学角度提出建议，以使人们少犯错误。由此可知，作者可能是个心理学家。

Passage Two There is no creature that does not need sleep or complete rest every day.If you want to know why, just try going without sleep for a long period of time.You will discover that your mind and body would become too tired to work properly.You would become irritable and find it hard to think clearly or concentrate on your work.So sleep is quite simply the time when the cells of your body recover from the work of the day and build up supplies of energy for the next period of activity.One of the things we all know about sleep is that we are unconscious in sleep.We do not know what is going on around us.But that doesn’t mean the body stops all activity.The important organs continue to work during sleep, but most of the body functions are slowed down.For example, our breathing becomes slower and deeper.The heart beats more slowly, and the blood pressure is lower.Our arms and legs become limp(柔软的)and muscles are at rest.It would be impossible for our body to relax to such an extent if we were awake.So sleep does for us what the most quiet rest can not do.Your body temperature becomes lower when you are asleep, which is the reason people go to sleep under some kind of covers.And even though you are unconscious, many of your reflexes(反射动作)still work.For instance, if someone tickles(使觉得痒)your foot, you will put it away in your sleep, or even brush a fly from your forehead.You do these things without knowing it.40.If you don’t have as much sleep as your body needs, you will.A.work properly B.think clearly C.keep your attention on your work D.easily get angry

D 事实细节题。文章第二段第三句指出，如果睡眠不足，人们会容易发怒，思路也会变得不清晰，而且很难专注于工作。

41.The cells of your body develop supplies of energy.A.when you are asleep B.when you recover from your work of the day C.in the next period of activity D.when you are quiet

A 事实细节题。文章第二段最后一句指出,睡眠时是身体的细胞从整天的忙碌中恢复并为下一个阶段的活动增加能量供应的时间。故选A。

42.In the clause“…that we are unconscious in sleep”(Para.3),the word “unconscious” means.A.untiring B.unmoved C.quiet D.not knowing what is happening around

D 词语理解题。本句出现于文章的第三段第一句，接下来的一句是对unconscious一词的进一步解释，即do not know what is going on around us。43.When you are sleeping,.A.all of you reflexes stop working B.most of your reflexes stop working C.many of your reflexes still work D.all of your reflexes still work

C 推理判断题。文章第三段最后一句的意思是，睡眠中，身体的重要器官继续工作，但是身体大部分的功能放慢了,且从最后一段“…many of your reflexes still work”一句我们得出，答案为C。

Passage Three Space is a dangerous place，not only because of meteors but also because of rays from the sun and other stars.The atmosphere again acts as our protective blanket on earth．Light gets through，and this is essential for plants to make the food which we eat．Heat，too，makes our environment endurable．Various kinds of rays come through the air from outer space，but enormous quantities of radiation from the sun are screened off．As soon as men leave the atmosphere they are exposed to this radiation．But their spacesuits or the walls of their spacecraft，if they are inside,do prevent a lot of radiation damage．

Radiation is the greatest known danger to explorers in space．The unit of radiation is called “rem”．Scientists have reason to think that a man can put up with far more radiation than 0.1 rem without being damaged；the figure of 60 rems has been agreed on．The trouble is that it is extremely difficult to be sure about radiation damage—a person may feel perfectly well，but the cells of his or her sex organs may be damaged，and this will not be discovered until the birth of deformed(畸形的)children or even grandchildren．Missions of the Apollo flights have had to cross belts of high radiation and，during the outward and return journeys，the Apollo crew accumulated a large amount of rems．So far，no dangerous amounts of radiation have been reported，but the Apollo missions have been quite short．We simply do not know yet how men are going to get on when they spend weeks and months outside the protection of the atmosphere，working in a space laboratory．Drugs might help to decrease the damage done by radiation，but no really effective ones have been found so far．

44.According to the first paragraph，the atmosphere is essential to man in that ．

A.it protects him against the harmful rays from space B.it provides sufficient light for plant growth C.it supplies the heat necessary for human survival D.it screens off the falling meteors

A 推断判断题。由第一段可知，流星和来自太阳及其他星体的射线，使得宇宙空间成为危险之地，而大气层可以充当地球的保护毯。由此可知，大气层在保护人类不受有害射线的辐射方面至关重要，故选A。45.We know from the passage that ．

A.exposure to even tiny amounts of radiation is fatal B.the effect of exposure to radiation is slow in coming C.radiation is avoidable in space exploration D.astronauts in spacesuits needn’t worry about radiation damage

B 推理判断题。由第二段第四句可知，辐射对人体的危害一时难以显现，它可能会在其子女或孙子女的身上体现出来。B项符合题意，故选B。46.It can be inferred from the passage that ． A.the Apollo mission was very successful B.protection from space radiation is no easy job C.astronauts will have deformed children or grandchildren D.radiation is not a threat to well-protected space explorers

B 推理判断题。由最后一句“Drugs might…but no really effective ones have been found so far.”可知，目前人类还没有找到有效的方法去避免辐射的危害，所以免受辐射危害并非易事，故选B。

47.The best title for this passage would be.A.The Atmosphere and Our Environment B.Research on Radiation C.Effects of Space Radiation D.Importance of Protection Against Radiation

C 主旨大意题。通读全文可知，文章开头提到，宇宙空间里存在很多辐射，第二段又紧紧围绕辐射对人类的影响展开论述。C项符合题意，故选C。

Passage Four How men first learned to invent words is unknown；in other words, the origin of language is a mystery.All we really know is that men, unlike animals, somehow invented certain sounds to express thoughts and feelings, actions and things, so that they could communicate with each other；and that later they agreed upon certain signs, called letters, which could be combined to represent those sounds and which could be written down.Those sounds, whether spoken, or written in letters, we call words.The power of words, then, lies in their associations—the things they bring up before our minds.Words become filled with meaning for us by experience；and the longer we live, the more certain words recall to us the glad and sad events of our past；and the more we read and learn, the more the number of words that mean something to us increases.Great writers are those who not only have great thoughts but also express these thoughts in words which appeal powerfully to our minds and emotions.This charming and telling use of words is what we call literary(文字的)style.Above all,the real poet is a master of words.He can convey his meaning in words which sing like music,and which by their position and association can move men to tears.We should therefore learn to choose our words carefully and use them accurately,or they will make our speech silly and rude.48.The origin of language.A.is a legend handed down from the past B.is reflected in sounds and letters C.dates back to the prehistoric period D.is a problem not yet solved

D 事实细节题。文章第一段第一句指出,我们还不知道人们第一次是怎样创造单词的，换句话说，语言的来源仍是个谜(the origin of language is a mystery),还没有得到解决。故选D。

49.One of the reasons why men invented certain sounds to express thoughts and actions is that.A.they could agree upon certain signs B.they could write them down C.they could communicate with each other D.they could combine them

C 事实细节题。文章第一段第二句指出，人们创造某些声音来表达自己的思想感情、行动和事物，目的是他们可以互相交流。故选C。50.What is true about words? A.They are used to express feelings only.B.They can not be written down.C.They are represented either by sounds or letters.D.They are visual letters.C 事实细节题。文章第一段讲到，人类起初用某种声音进行交流，后来又有了字母，字母结合起来可以代表声音，也可以写下来。因此这些说出来的声音也好，用字母写出来的声音也好，都被我们称为words。故选C。51.The real power of words exists in their.A.accuracy B.beauty C.charm D.representative function

D 推理判断题。由文章第二段第一句“The power of words,then,lies in their associations—the things they bring up before our minds.”可知,words的魅力在于它的代表性功能(representative function)。

Passage Five It seems so natural to put up an umbrella to keep the water off when it rains.But actually the umbrella was not invented as protection against rain.Its first use was as a shade against the sun!Nobody knows who first invented it, but the umbrella was used in very ancient times.Probably the first to use it were the Chinese, as early as the eleventh century B.C.We know that the umbrella was used in ancient Egypt and Babylon as a sunshade.And there was a strange thing connected with its use: it became a symbol of honour and authority.In the Far East in ancient times the umbrella was allowed to be used only by royalty or by those in high office.In Europe, the Greeks were the first to use the umbrella as a sunshade.And the umbrella was in common use in ancient Greece.But it is believed that the first persons in Europe to use the umbrella as protection against the rain were the ancient Romans.During the Middle Ages, the use of the umbrella practically disappeared.Then it appeared again in Italy in the late sixteenth century.And again it was considered a symbol of power and authority.By 1680, the umbrella appeared in France, and later on in England.By the eighteenth century, the umbrella was used against rain throughout most of Europe.Umbrellas have not changed much in style during all this time, though they have become much lighter in weight.It wasn’t until the twentieth century that women’s umbrellas began to be made, in a whole variety of colours.52.Which of the following statements is NOT true about the umbrella? A.No one exactly knows who was the inventor of the umbrella.B.The umbrella was first invented to be used as protection against the sun.C.The umbrella changed much in style in the eighteenth century.D.In Europe the Greeks were the first to use the umbrella as a sunshade.C 事实细节题。文章最后一段指出，18世纪时，雨伞除了重量有所减轻之外，形状的变化并不大。

53.A strange feature of the umbrella’s use is that it was used as.A.protection against rain B.a shade against the sun C.a symbol of honour and power D.a way of women’s decoration

C 事实细节题。文章第三段指出，雨伞曾经是荣耀、权威和权势的象征，这在今天看来是很奇怪的。

54.In Europe, the umbrella was first used against the rain.A.in China B.in ancient Egypt C.in Rome D.in Greece

C 事实细节题。文章第四段第三句指出，据说，欧洲首先使用雨伞挡雨的是古罗马人。

55.This passage talks mainly about.A.how the umbrella was invented B.why the umbrella was so popular in Europe C.the development of the umbrella D.who needed umbrella first

C 主旨大意题。通读全文，作者讲述了首先使用雨伞的国家和地区，接着讲述了雨伞的用途和形状随时代的变化而变化，因此，选项C(雨伞的发展)应为文章的中心思想。

Ⅴ.Daily Conversation(15 points)Directions:Pick out appropriate expressions from the eight choices below and complete the following dialogue by blackening the corresponding letter on the Answer Sheet.A.Yes,he does B.Would 9:30 be convenient C.Can I help you D.this is my name card E.out on business today F.It won’t be long

G.make an appointment to see him sometime next week H.How long will it be

A:Good morning!56 ? B:Yes,may I see your production manager,Mr.Smith,please? A:I am sorry.Mr.Smith is 57.B:Well,I’d like to 58.A:Let me check Mr.Smith’s diary.Just a moment.Yes,Mr.Smith doesn’t seem to be busy on Tuesday morning and Friday afternoon.B:Could I make an appointment for Tuesday morning? A: 59 ？

B:Yes,that’ll be fine.A:I’ll make note of that.May I have your name,please? B:Yes, 60.You can contact me any day.A:OK.B:Thank you very much!Good-bye!A:Good-bye!

56.C 57.E 58.G 59.B 60.D Ⅵ.Writing(25 points)Directions:For this part, you are supposed to write a letter in English in 100-120 words based on the following information.Remember to write it clearly.61.你是王刚(Wang Gang)，写一封给朋友李明(Li Ming)的祝贺信，祝贺他获得复旦大学计算机科学硕士学位，并祝他今后在学习和研究方面取得成功。Dear Li Ming, I am delighted to learn that you have received your Master’s degree in Computer Science from Fudan University.I write to congratulate you on your success.We have good reason to feel proud of you.We know your degree of Master of Computer Science means diligent study and hard work.As your best friend, I have followed your progress with pleasure and interest.I can imagine how satisfied your parents are at this moment.As I understand, you will continue studies in America soon.I wish you great success in your studies and research work.Yours, Wang Gang

第二篇：2012年成考专升本《英语》押题密卷

未来教育考试网www.xiexiebang.comic in the People's Park.You know where it is, don't you? After you enter the park by the main gate, walk straight on till you come to a stream.Cross the stream and turn right.After walking for a while you'll come to a lake.We'll have our picnic there in the small woods by the lake.I'm sure you'll have no trouble finding us.Do come!

Yours，Lihua

未来教育考试网www.xiexiebang.com

第三篇：考前押题

2010证券从业资格考试《基础知识》考前密押试卷

一、单项选择题

1.在公司证券中，通常将银行及非银行金融机构发行的证券称为()。

A.股票

B.银行本票

C.基金证券

D.金融证券

2.将有价证券分为上市证券与非上市证券的依据是()。

A.募集方式

B.证券发行主体的不同

C.证券所代表的权利性质

D.是否在证券交易所挂牌交易

3.普通开放式基金份额属于()。

A.上市证券

B.非上市证券

C.公司证券

D.私募证券

4.发行人通过中介机构向不特定的社会公众投资者公开发行的证券是()。

A.商品证券

B.公募证券

C.私募证券

D.货币证券

5.证券持有者在不造成资金损失的前提下，可以用证券换取现金。这表明了证券具有()。

A.期限性

B.安全性

C.流动性

D.收益性

6.通过投资者向基金管理公司申购和赎回实现流通转让的基金是()。

A.开放式基金

B.封闭式基金

C.公司型基金

D.契约型基金

7.随着()的成立和第一期股本的认定和筹集，中国第一家近代意义的股份制企业和中国人自己发行第一张股票诞生。

A.江南制造总局

B.安庆军械所

C.福州船政局

D.上海轮船招商局

8.根据我国政府对WTO的承诺，外国证券机构直接从事B股交易的申请可由()受理。

A.中国证监会

B.证券交易所

C.证券业协会

D.国家外汇管理局

9.目前()已经超过共同基金成为全球最大的机构投资者，除大量投资于各类政府债券、高等级公司债券外，还广泛涉足基金和股票投资。

A.保险公司

B.商业银行

C.主权财富基金

D.证券经营机构

10.下列关于社保基金的描述中，正确的是()。

A.通过公开发售基金份额筹集资金

B.企业及其职工在依法参加基本养老保险的基础上自愿建立

C.由社会保障基金和社会保险基金组成 D.将收益用于指定的社会公益事业的基金

[NextPage] 11.QFII制度是指允许合格的境外机构投资者在一定的规定和限制下汇入一定额度的外汇资金，并转换当地货币，通过严格监管的专门账户投资当地()，其资本利得、股息等经批准后可转为外汇汇出的种制度。

A.证券市场

B.基金市场

C.信托市场

D.房地产市场

12.2002年l2月，依据《外资参股证券公司设立规则》设立的第一家中外合资证券公司()获中国证监批准正式成立。

A.华欧国际证券有限公司

B.中国国际金融有限公司

C.海富通证券公司

D.湘财证券

13.2006年9月8日，经国务院同意、中国证监会批准，由上海期货交易所、郑州商品交易所、大连商品交易所、上海证券交易所和深圳证券交易所共同发起设立()。该交易所的成立，将有力推进中国金融衍生产品的发展，对健全中国资本市场体系结构具有划时代的重大意义。

A.中国金属期货交易所

B.中国外汇期货交易所

C.中国金融期货交易所

D.中国期货交易所

14.当今的证券市场，交易所之间跨国合并或者跨国合作的案例层出不穷，场外交易也日趋融合，这体现了国际证券市场的()趋势。

A.证券市场一体化

B.投资者法人化

C.金融创新深化

D.金融机构混业化

15.股票实质上代表了股东对股份公司的()。

A.产权

B.债权

C.物权

D.所有权

16.()是指证券是权利的一种物化的外在形式，它是权利的载体，权利是已经存在的。

A.资本证券

B.要式证券

C.证权证券

D.有价证券

17.下列关于记名股票特点的说法中，正确的是()。

A.可以一次或分次缴纳出资

B.转让相对简单

C.安全性较差

D.认购时要求一次性缴纳

18.下列关于股票清算价值的说法中，正确的是()。

A.股票清仓时，股票所能获得的出售价值

B.股票的清算价值应高于账面价值

C.股票的清算价值是公司清算时每一股份所代表的实际价值

D.公司破产清算时，其发行的股票的交易价值

19.在没有优先股的条件下，每股的账面价值等于()。

A.公司净资产/发行在外的普通股数量

B.公司总资产/发行在外的普通股数量

C.公司净资产/公司库存股票数量

D.公司总资产/公司库存股票数量

[NextPage] 20.通常情况下，股票的账面价值()股票价格。

A.不等于

B.等于

C.大于

D.小于

21.股权登记日期之后认购的普通股票可以称为()。

A.附权股

B.含权股

C.除权股

D.复权股

22.将优先股票分为参与优先股和非参与优先股的依据是()。

A.优先股票股息在当年未能足额分派时，能否在以后补发

B.优先股票在公司盈利较多的年份里，除了获得固定的股息外，能否参与或部分参与本期剩余盈利的分配

C.优先股票在一定的条件下能否转换成其他品种

D.优先股票能否由原发行的股份公司出价赎回

23.按照股东享有权利的不同，股票可以分为普通股票和优先股票。优先股票的“优先”主要体现在()。

A.对企业经营参与权的优先

B.认购新股发行的优先

C.持有股票依法转让的优先

D.股息分配和剩余资产清偿的优先

24.下列各项中，不属于境外上市外资股的是()。

A.H股

B.B股

C.S股

D.L股

25.下列各项中，不属予记账式债券的特征是()。

A.发行效率高

B.交易风险大

C.可记名、挂失

D.交易手续简便

26.凭证式债券是债权人认购债券的()。

A.流通凭证

B.会计凭证

C.收款凭证

D.付款凭证

[NextPage] 27.提前兑取凭证式债券时，除偿还本金外，利息按实际持有天数及相应的利率档次计算，经办机构按兑付本金的()收取手续费。

A.1‰

B.2‰

C.3‰

D.4‰

28.用()方式付息的债券通常被称为无息债券。

A.单利

B.贴现

C.复利

D.分期

29.贴现债券通常在票面上()，是一种折价发行的债券。

A.不规定利率

B.规定利率

C.标明折价

D.不标明折价

30.以利率逐年累进方法计息的债券称为()。

A.单利债券

B.复利债券

C.贴现债券

D.累进利率债券

31.下列各项中，不属于筹资者在确定债券期限时优先考虑的因素是()。

A.偿还能力

B.资金使用方向

C.市场利率变化

D.债券变现能力

32.附有交换条款的债券是指()。

A.债券所有人具有按约定的条件将持有债券转换成发行公司所发行的普通股票的选择权

B.债券发行人在债券到期日之前具有买回部分或全部债权的权利

C.债券所有人具有按约定的条件将持有债券与债券发行公司以外的其他公司的普通股票交换的选择权

D.债券持有人具有在指定的日期内以票面价值卖回给发行人的权利

[NextPage] 33.在我国，财政部发行的、有固定面值及票面利率、通过纸质媒介记录债权债务关系的国债是()。

A.储蓄国债(电子式)

B.赤字国债

C.凭证式国债

D.特种国债

34.20世纪80年代，我国曾发行具有标准格式券面的国库券，这种国库券属于()。

A.短期债券

B.实物债券

C.凭证式债券

D.记账式债券

35.我国为增加国有银行的资本金而发行的国债是()。

A.特种国债

B.保值国债

C.财政国债

D.特别国债

36.下列关于实物国债的说法中，正确的是()。

A.实物国债是一种具有标准格式实物券面的债券

B.实物国债是以某种商品实物为本位而发行的债券

C.实物国债是债权人认购债券的一种收款凭证

D.实物国债是以货币为本位而发行的债券

37.被称为“金边债券”的是()。

A.政府债券

B.金融债券

C.公司债券

D.企业债券

38.债券按附新股认股权和债券本身能否分开来划分，可分为()。

A.可分离型与非分离型

B.独立型与分离型

C.可分型与不可分型

D.独立型与非独立型

39.附认股权证的公司债是公司发行的一种附有认购该公司股票权利的债券。这种债券的购买者()。

A.可以按预先规定的条件在公司发行股票时享有优先购买权

B.可以按预先规定的条件在公司增发股票时享有优先购买权

C.可以按事后规定的条件在公司发行股票时享有优先购买权

D.可以按事后规定的条件在公司增发股票时享有优先购买权

[NextPage] 40.下列关于国际债券的说法中，错误的是()。

A.外国债券一般由发行地所在国的证券公司、金融机构承销

B.欧洲债券在法律上所受的限制比外国债券宽松得多

C.欧洲债券和外国债券在发行纳税方面不存在差异

D.欧洲债券由一家或几家大银行牵头，组成十几家或几十家国际性银行，在一个国家或几个国家同利承销

41.发行亚洲债券的主要目的是()。

A.利用国际市场资金来源的广泛性筹集资金

B.适应资金全球化的趋势

C.改变亚洲地区过去过度依赖直接融资的格局

D.改变亚洲地区过去过度依赖间接融资的格局

42.我国封闭式基金在发行期限内募集的资金超过该基金批准规模的()方可成立。

A.70%

B.80%

C.90%

D.60%

43.开放式基金的销售机构不包括()。

A.商业银行

B.保险公司

C.证券公司

D.担保公司

44.基金变更不包括()。

A.封闭式基金转为开放式基金

B.封闭式基金清算

C.封闭式基金扩募

D.封闭式基金续期

45.下列关于股票基金的说法中，错误的是()。

A.按投资对象的不同可分为一般股票基金和专门化股票基金

B.投资目标侧重于追求资本利得和长期资本增值

C.具有变现性强、流动性强的特点

D.管理严格

46.1999年，我国香港地区推出的盈富基金属于()。

A.ETF

B.LOF

C.封闭式基金

D.开放式基金

47.基金清算账册以及有关文件由()来保存。

A.基金托管人

B.基金发起人

C.基金管理人

D.基金清算小组

48.目前我国封闭式基金都是股票基金，均按照()的比例计提基金管理费。

A.1%

B.1.5%

C.2%

D.2.5%

[NextPage] 49.契约型基金管理人的管理费，是指基金管理人根据()所获得的管理运作基金的报酬。

A.基金契约

B.基金章程

C.基金信托契约

D.基金托管契约

50.投资者在2007年8月3日(周五，法定假日前最后一个工作日)赎回了货币基金份额，则投资者享有收益的期限至()。

A.8月3日

B.8月4日

C.8月5日

D.8月6日

51.下列各项中，不属于信息披露内容的是()。

A.证券发行信息

B.每日报告

C.定期报告

D.临时报告

52.当交易者连续亏损，保证金余额不足以维持最低水平时，结算所会通过经纪人发出追加保证金的通知，要求交易者在规定时间内追缴保证金达至()水平。

A.初始保证金

B.维持保证金

C.最低保证金

D.结算保证金

53.在债券的招标发行中，如果采用的是以价格为标的的美式招标，下列说法中，正确的是()。

A.以募满发行额为止所有投标者的最低中标价格作为最后中标价格

B.全体中标者的中标价格是单一的

C.以募满发行额为止中标者各自的投标价格的平均价作为各中标者的最终中标价

D.各中标者的认购价格是不相同的

54.下列关于证券承销的说法中，不正确的是()。

A.承销是将证券销售业务委托给专门的股票承销机构销售

B.发行人推销证券的唯一方式是承销

C.承销有包销和代销两种

D.包销有全额包销和余额包销两种

55.沪深300指数每次调整的比例定为不超过()。

A.10%

B.20%

C.15%

D.5%

56.加权股价指数不包括()。

A.基期加权股价指数

B.相对加权股价指数

C.计算期加权股价指数

D.几何加权股价指数

[NextPage] 57.只有当证券投资的名义收益率()通货膨胀率时，投资者才有实际收益。

A.小于

B.大于

C.等于

D.不等于

58.投资者刘小明买了1张年利率为10%的国债，其名义收益率为l0%。若1年中通货膨胀率为5%，则干也的实际收益率为()。

A.0

B.5%

C.10%

D.15%

59.()是指证券公司及其相关业务人员运用各种有效信息，对证券市场或个别证券的未来走势进行分析预测，对投资证券的可行性进行分析评判，为投资者的投资决策提供分析、预测、建议等服务，倡导投资理念、传授投资技巧，引导投资者理性投资的业务活动。

A.证券经纪业务

B.证券自营业务

C.证券承销业务

D.证券投资咨询业务

60.由证券公司办理的证券发行称为()。

A.私募发行

B.公募发行

C.自办发行

D.承销发行

二、多项选择题

1.证券是指()。

A.各类记载并代表一定权利的法律凭证

B.各类证明持有者权利和义务的凭证

C.用以证明或设定权利而做成的书面凭证

D.用以证明持有人或第三者有权取得该证券拥有的特定权益的凭证

2.机构投资者在资金来源、投资目的等方面虽然不相同，但一般具有的特点有()。

A.投资资金来源分散而量小

B.注重投资的安全性

C.收集和分析信息的能力强

D.对市场影响力小

3.股票发行的定价方式有()。

A.协商定价

B.一般询价

C.累计投标调价

D.上网竞价

4.广义的有价证券包括()。

A.商业证券

B.货币证券

C.资本证券

D.商品证券

[NextPage] 5.下列关于虚拟资本的定义的描述中，正确的有()。

A.是独立于实际资本之外的一种资本存在形式，其本身不能在生产过程中发挥作用

B.是指以有价证券形式存在，并能给持有者带来一定收益的资本

C.虚拟资本是有价证券的一种形式

D.虚拟资本的价格总额并不等于所代表的真实资本的账面价格，甚至与真实资本的重置价格也不一定相等，其变化并不完全反映实际资本额的变化

6.金融互换包括()。

A.货币互换

B.利率互换

C.股权互换

D.信用互换

7.商品证券是证明持有人有商品()的凭证。

A.所有权

B.使用权

C.收益权

D.债权

8.下列关于证券的说法中，正确的有()。

A.记载并代表一定权利的法律凭证

B.用于证明持有人有权依其所持凭证记载的内容而取得应有的权益

C.用于证明或设定权利的书面证明

D.可以采用纸面形式或其他形式

9.银行证券是货币证券的一种，它主要包括()。

A.银行本票

B.银行汇票

C.银行支票

D.定期存单

10.资金的融通一般有直接融资与间接融资两种，直接融资是资金供求双方直接进行资金融通的活动。下列各项中，属于直接融资工具的有()。

A.股票

B.定期存单

C.储蓄存单

D.公司债券

11.在我国，依法设立的可经营证券业务的证券公司的主要业务有()。

A.代理证券发行

B.代理证券买卖

C.自营性买卖

D.其他咨询业务

12.证券业协会的主要职责有()。

A.提供交易场所与设施

B.协助证券监管机构组织会员执行有关法律

C.为会员提供信息服务

D.组织培训和开展业务交流

[NextPage] 13.社会保障基金的资金来源有()。

A.国有股减持划入的资金和股权资产

B.中央财政拨入资金

C.其他方式筹集的资金

D.社会公益基金

14.所谓“股权分置”，是指新中国资本市场建立之初遗留下来的上市公司股权按所有者属性及取得方式区分为()等不同类别。

A.国有股

B.法人股

C.普通公众股

D.公司集资股

15.20世纪末，随着证券市场的发展，沪、深交易所交易品种逐步增加，由单一的股票陆续增加了()。

A.国债

B.权证

C.企业债券

D.可转换债券

16.2005年10月，全国人大修订了()，并于2006年1月i日实施。

A.《物权法》

B.《反垄断法》

C.《公司法》

D.《证券法》

17.公司发行记名股票的，应当置备股东名册，记载()事项。

A.股东的姓名或者名称及住所

B.各股东所持股份数

C.各股东所持股票的编号

D.各股东的信誉状况

18.股票是股份有限公司发行的用于证明投资者的股东身份和权益的凭证，股票应载明的事项主要有()。

A.公司名称

B.公司成立的日期

C.股票种类

D.票面金额

19.下列关于股利政策的说法中，正确的有()。

A.体现了公司的发展战略和经营思路

B.针对的是公司经营获得的盈余公积和应付利润

C.采取现金分红或派息、发放股利等方式回馈股东的制度与政策

D.是股份公司稳健经营的重要目标

[NextPage] 20.普通股股东行使资产收益权的限制条件包括()。

A.法律上的限制

B.公司的经营环境

C.公司对现金的需要

D.公司进入资本市场获得资金的能力

21.优先股票的特征主要有()。

A.股息率固定

B.股息分派优先

C.剩余资产分配优先

D.一般无表决权

22.下列关于债券的变现因素与流通市场发育程度的关系的描述中，正确的有()。

A.流通市场发达，债券容易变现，购买长期债券无资金周转之忧，长期债券销路就可能好一些

B.流通市场发达，债券容易变现，购买长期、短期债券均无变现之忧

C.流通市场不发达，投资者买了长期债券而又急需资金时不易变现，短期债券的销路就可能不如长期债券

D.流通市场不发达，投资者买了长期债券而又急需资金时不易变现，长期债券的销路就可能不如短期债券

23.债券的有价证券属性主要表现为()。

A.债券可赎回

B.债券本身有一定的丽值

C.持有债券可按期取得利息

D.债券是虚拟资本

24.下列各项中，属于垃圾债券的特点有()。

A.利息高

B.风险大

C.等级低

D.期限长

25.根据债券合约条款中是否规定在约定期限向债券持有人支付利息，可以将债券划分为()。

A.零息债券

B.附息债券

C.息票累积债券

D.记账式债券

26.下列各项中，不属于债券发行的定价方式的有()。

A.累积投标询价

B.上网竞价

C.公开招标

D.协商定价

[NextPage] 27.下列各项中，不属于我国混合资本债券的主要形式的有()。

A.银行间市场发行的债券

B.证券公司债券

C.财务公司债券

D.中央银行票据

28.下列各项中，属于非流通国债特征的有()。

A.自由认购

B.自由转让

C.不能自由转让

D.可记名，也可不记名

29.我国从l994年开始发行凭证式国债，我国的凭证式国债通过()面向社会发行。

A.银行储蓄网点

B.财政部门国债服务部

C.证券公司营业部

D.交易所交易系统

30.一般来说，国债的发行方式有()。

A.直接发行

B.代销发行

C.竞争性招标拍卖发行

D.非竞争性招标拍卖发行

31.下列各项中，属于公司债券特征的有()。

A.契约性

B.优先性

C.风险性

D.股权性

32.下列各项中，属于公司债券范畴的有()。

A.信用公司债

B.不动产抵押公司债

C.收益公司债

D.附认股权证的公司债

33.下列各项中，不属于证券公司短期融资债的发行市场的有()。

A.银行间债券市场

B.公募基金之间

C.沪深股票市场

D.国际资本市场

[NextPage] 34.下列关于欧洲债券和外国债券的差异的说法中，正确的有()。

A.在发行法律方面，外国债券的发行受发行地所在国有关法规的管制和约束，并且必须经官方主管机构批准;而欧洲债券在法律上所受的限制比外国债券宽松得多，它不需要官方主管机构的批准，也不受货币发行国有关法令的管制和约束

B.在发行方式方面，外国债券一般由发行地所在国的证券公司、金融机构承销;而欧洲债券则由一家或几家大银行牵头，组成十几家或几十家国际性银行在一个国家或几个国家同时承销

C.在发行规模方面，欧洲债券一般要低于外国债券

D.在发行纳税方面，外国债券受发行地所在国的税法管制;而欧洲债券的预扣税一般可以豁免，投资者的利息收入也免缴所得税

35.下列关于封闭式基金和开放式基金的说法中，正确的有()。

A.封闭式基金一般有固定的存续期限

B.开放式基金一般没有固定的存续期限

C.封闭式基金投资人少

D.开放式基金投资人多

36.下列关于成长型、收入型和平衡型基金的陈述中，正确的有()。

A.成长型基金风险大、收益高

B.收入型基金风险小、收益较低

C.平衡型基金风险收益介于成长型、收入型基金之间

D.成长型基金的收益可能低于收入型基金

37.下列关于金融衍生工具概念的说法中，正确的有()。

A.又称金融衍生产品，与基础金融产品相对应

B.其价格取决于基础金融产品价格的变动

C.包括独立衍生工具和嵌入式衍生工具

D.衍生工具包括远期合同、期货合同、互换和期权

38.下列各项中，属于金融衍生工具特征的有()。

A.跨期性

B.期限性

C.联动性

D.收益性

39.金融期货的主要交易制度有()。

A.集中交易制度

B.标准化的期货合约和对冲机制

C.保证金制度

D.限仓制度

[NextPage] 40.下列关于期货交易保证金的说法中，正确的有()。

A.期货交易买卖双方都有可能在最后结算时发生亏损，所以双方都要缴纳保证金

B.双方成交时缴纳的保证金称为初始保证金

C.保证金账户必须保持一个最低的水平，称为维持保证金

D.当交易者连续亏损，保证金余额不足以维持最低水平时，结算所会通过经纪人发出追加保证金的通知，要求交易者在规定时间内追加保证金直达维持保证金水平

三、判断题

1.证券交易市场又称“二级市场”或“次级市场”，是已发行和新发行的证券通过买卖交易实现流通转让的市场。()

2.证券发行和证券交易是两个不同的领域，它们互相独立，没有联系。()

3.证券交易市场是证券发行市场的基础和前提。()

4.证券市场是财产权利直接交换的场所。()

5.证券市场是通过证券的发行与交易进行融资的市场，包括债券市场、股票市场、基金市场、保险市场、短期政府债券市场、大面额可转让存单市场和融资租赁市场等。()

6.场外市场是指在证券交易所外的市场。()

7.场内市场与场外市场之间的截然划分已经不复存在，出现了多层次的证券市场结构。()

8.股票的流动性是指股票持有人有权参与公司重大决策的特性。()

9.股票虽然具有永久性特征，但股东构成并不具有永久性。()

10.普通股股东享有分配公司剩余资产的权利是无条件的。()

11.风险性、流动性是股票最基本的特征。()

12.股票的内在价值也就是每股股票所代表的实际资产的价值。()

13.普通股股东享有分配公司剩余资产的权利是有条件的。()

14.在社会募集方式下，股份公司发行的股份应该全部向社会公众公开发行。()

15.证监会对上市公司股权分置改革实施一线监管，协调指导上市公司股权分置改革业务，办理非流通股份可上市交易的相关手续。()

16.债券投资不能安全收回有两种情况：一是债务人不履行债务;二是流通市场风险。()

17.固定利率有价证券的价格受现行利率和预期利率的影响，它们的价格变化与利率变化一般呈现正比关系。()

18.债券按券面形态可以分为实物债券、付息债券、凭证式债券和记账式债券。()

19.按利息支付方式的不同，债券可以分为政府债券、金融债券和公司债券。()

[NextPage] 20.凭证式国债是指由财政部发行的，有固定面值及票面利率，通过“纸质媒介”记录债权债务关系的国债。()

21.按偿还期限的长短，国债分为短期国债、中期国债和长期国债。其中，短期国债、中期国债属于有期国债，而长期国债属于无期国债。()

22.流通国债是指可以在流通市场上交易的国债。这种国债的特征是投资看可以自由认购、自由转让，通常记名，转让价格取决于对该国债的供给与需求。()

23.按发行本位分类，国债可以分为实物国债和凭证式国债。()

24.公司以不动产的房契或地契作抵押，如果发生了公司不能偿还债务的情况，抵押的财产将被暂停使用还款后才能再使用。()

25.欧洲债券是在欧洲市场发行的债券的总称。()

26.扬基债券是美国政府在美国债券市场上发行的一种债券。()

27.欧洲债券一般由发行地所在国的证券公司、金融机构承销，而外国债券则由一家或几家大银行牵头，组成国际性银行在一个国家或几个国家同时承销。()

28.我国目前的证券投资基金既有公司型基金又有契约型基金。()

29.以科学的投资组合降低风险、提高收益体现了基金分散风险的特点。()

30.证券投资基金的投资对象为股票、债券和其他证券投资基金。()

31.ETF和LOF的共同之处就在于两者都是用一揽子股票申购和赎回。()

32.基金持有的未上市的股票由于其价格无法确定，因此，其不属于基金资产总值的计算范围。()

33.开放式基金的基金份额持有人可以事先选择基金利润的分配方式，基金持有人未进行选择的，基金管理人可将持有人所获现金收益按照基金合同有关基金份额申购的约定转为基金份额。()

34.金融期权合约本身可以作为金融期权的基础资产。()

35.金融期权交易双方的权利与义务存在着明显的不对称性，期权的买方只有义务而没有权利，而期权的卖方只有权利而没有义务。()

36.看涨期权也称认沽权，是指期权的买方具有在约定期限内按协定价格买入一定数量基础金融工具的权利。()

37.认股权证的换股比例越高，认股权证的价值越小。()

38.认股权证的交易可以在交易所内进行，也可以在场外交易市场进行。()

39.根据权证行权的基础资产或标的资产，可将权证分为股权类权证、债权类权证以及其他权证。目前我国证券市场推出的权证均为债权类权证。()

40.避开直接发行股票与债券的法德要求，上市手续简单、发行成本低是存托凭证对投资者的优点。()

41.附赎回条款的可转换债券具有迫使投资者实行转换或将债券卖出的作用。()

42.根据资产证券化的地域分类，可以分为股权型证券化、债权型证券化和混合型证券化。()

43.无担保ADR的存款协议只规定存券银行与ADR持有者之间的权利义务关系。()

44.全额包销过程中，承销机构与证券发行人之间的关系是委托——代理关系。()[NextPage] 45.询价对象包括符合中国证监会规定条件的证券投资基金管理公司、合格境外机构投资者(QFII)以及其他经中国证监会认可的机构投资者和个人投资者。()

46.证券发行时，询价对象应承诺获得网下配售的股票持有期限不少于5个月。()

47.承购包销是指通过招标方式确定债券承销商和发行条件的发行方式。()

48.我国规定，首次公开发行股票以协商定价方式确定股票发行价格。()

49.中小企业板指数以最新自由流通股本数为权重，即以扣除流通受限制的股份后的股本数量为权重，以基期加权法计算;并以逐日连锁计算的方法得出实时指数的综合指数。()

50.股价平均数和股价指数是衡量股票市场总体价格水平及其变动趋势的尺度，也是反映一个国家或地区政治、经济发展状态的灵敏信号。()

51.投资者可以通过买卖不同的股票来消除证券的非系统性风险。()

52.一般来说，率先涨价的商品、上游商品、热销商品股票的购买力风险较大，国家进行价格控制的公用事业、基础产业和下游产品等股票的购买力风险较小。()

53.利率风险对普通股的影响不像债券和优先股那样没有回旋余地。()

54.普通股没有还本要求，股息也不固定，因而不存在信用风险。()

55.不同债券的利率不同，这是对财务风险的补偿。()

56.自2006年1月1日新修订的《证券法》实施，我国将证券公司分为经纪类和综合类证券公司，实行分类管理。()

57.我国《证券法》规定，证券公司的组织形式为有限责任公司、股份有限公司以及合伙形式。()

58.会计师事务所申请证券相关业务许可证时，应提交最近5年的会计报表。()

59.从事证券相关业务的会计师事务所、审计师事务所必须具有10名以上取得证券、期货相关业务资格考试合格证书或者已经取得许可证的注册会计师(不含分支机构注册会计师)。()

60.货银兑付原则是证券结算的一项基本原则，可以将证券结算中的违约交收风险降低到最低程度。()

一、单项选择题答案

1.【答案】D

【解析】公司证券是公司为筹措资金而发行的有价证券，其范围比较广泛，主要有股票、公司债券及商业票据等。在公司证券中，通常将银行及非银行金融机构发行的证券称为金融证券，其中金融债券尤为常见

2.【答案】D【解析】有价证券的分类主要有：①按募集方式，可分为公募证券和私募证券;②按证券所代表的权利性质，可分为股票、债券和其他证券三大类;③按证券发行主体的不同，可分为政府证券、政府机构证券和公司证券。

3.【答案】B【解析】非上市证券包括凭证式国债和普通开放式基金份额。

4.【答案】B【解析】有价证券包括公募和私募两种，公募证券是通过中介机构向不特定的社会公众投资者公开发行的，而私募证券是向特定的投资者发行的证券。

5.【答案】C【解析】证券持有者在不造成资金损失的前提下，可以用证券换取现金。这表明了证券具有流动性。

6.【答案】A【解析】开放式基金通过投资者向基金管理公司申购和赎回实现流通转让。

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7.【答案】D【解析】1872年，北洋通商大臣、直隶总督李鸿章，委派上海商人朱其昂、朱其诏筹建上海轮船招商局。随着该局的成立和第一期股本的认定和筹集，中国第一家近代意义的股份制企业和中国人自己发行的第一张股票诞生。

8.【答案】B【解析】根据我国政府对WT0的承诺，外国证券机构驻华代表处申请成为证券交易所的特别会员可由证券交易所受理。

9.【答案】A【解析】参与证券投资的金融机构包括证券经营机构、银行业金融机构、保险公司及保险资产管理公司、主权财富基金以及其他金融机构。证券经营机构是证券市场上最活跃的投资者;商业银行属于银行业金融机构，其投资一般仅限于政府债券和地方政府债券;保险公司已成为全球最大的机构投资者。

10.【答案】C【解析】A选项描述的是证券投资基金;B选项描述的是企业年金;D选项描述的是社会公益金。

11.【答案】A【解析】QFII制度是指允许合格的境外机构投资者在一定的规定和限制下汇入一定额度的外汇资金，并转换为当地货币，通过严格监管的专门账户投资当地证券市场，其资本利得、股息等经批准后可转为外汇汇出的一种制度。

12.【答案】 A【解析】2002年12月，由湘财证券和法国里昂证券组建的华欧国际证券有限公司获中国证监会批准正式设立，是依据《外商参股证券公司设立规则》设立的第一家中外合资证券公司。l995年5月，中国建设银行、美国摩根士丹利国际公司等5家中外机构共同组建了中国国际金融有限公司，成为我国首个中外合资证券公司。

13.【答案】C【解析】 中国金融期货交易所股份有限公司将是中国内地成立的第四家期货交易所，也是中国内地成立的首家金融衍生品交易所。

14.【答案】A【解析】要掌握国际证券市场的发展趋势。

15.【答案】D【解析】股票实质上代表了股东对股份公司的所有权，股东凭借股票可以获得公司的股息和红利，参加股东大会并行使自己的权力，同时也承担相应的责任与风险。

16.【答案】C【解析】证券可以分为设权证券和证权证券：前者是指证券所代表的权利本来不存在，而是随着证券的制作而产生;后者是指证券是权利的一种物化的外在形式，它是权利的载体，权利是已经存在的。

[NextPage] 17.【答案】A【解析】B、C、D选项是无记名股票的特点。

18.【答案】C【解析】股票的清算价值是公司清算时每一股份所代表的实际价值。从理论上讲，股票的清算价值应与账面价值一致，但在公司清算时，其资产往往只能压低价格出售，再加上必要的清算费用，故实际清算价值往往小于账面价值。

19.【答案】A【解析】在没有优先股的条件下，每股账面价值是以公司净资产除以发行在外的普通股票的股数求得。

20.【答案】A【解析】通常情况下，股票的账面价值并不等于股票价格。原因有两点：一是会计价值通常反映的是历史成本或者按某种规则计算的公允价值，并不等于公司资产的实际价格;二是账面价值并不反映公司的未来发展前景。

21.【答案】C【解析】普通股票股东是否具有优先认股权，取决于认购时间与股权登记日的关系。在股权登记日前认购普通股票的，该股东享有优先认股权;在此日期后认购普通股票的，该股东不享有优先认股权。前者可称为附权股或含权股，后者可称为除权股。

22.【答案】B【解析】依据优先股票的在公司盈利较多的年份里，除了获得固定的股息外，能否参与或部分参与本期剩余盈利的分配，将优先股票分为参与优先股和非参与优先股。应了解优先股票的五种分类和依据。

23.【答案】D【解析】A、B、C三项属于普通股票的权利。

24.【答案】B【解析】我国在境外上市的外资股按照上市的地方不同，主要有H股、S股、N股、L股等，其注册地均在内地，但上市地分别在中国香港、新加坡、纽约、伦敦的外资股。而B股是在境内上市的外资股。

25.【答案】B【解析】记账式债券是没有实物形态的票券，利用账户通过电脑系统完成国债发行、交易及兑付的全过程。记账式债券可以记名、挂失，安全性较高，同时由于记账式债券的发行和交易均无纸化，所以发行时间短，发行效率高，交易手续简便，成本低，交易安全。

Z6.【答案】C【解析】凭证式债券的形式是债权人认购债券的一种收款凭证，而不是债券发行人制定的标准格式的债券。发行凭证式国债一般不印制实物券面，而采用填制“中华人民共和国凭证式国债收款凭证”的方式，通过部分商业银行和邮政储蓄柜台，面向城乡居民个人和各类投资者发行。

[NextPage] 27.【答案】B【解析】提前兑取凭证式债券时，除偿还本金外，利息按实际持有天数及相应的利率档次计算，经办机构按兑付本金的2‰收取手续费。

28.【答案】B【解析】贴现债券在发行时票面不标明利率，而是以折价的方式发行，偿还时按票面价值偿还，售价与票面价值之间的差额就是贴现债券的利息，因此通常称为无息债券。

29.【答案】A

【解析】贴现债券是指债券券面上不附有息票，在票面上不规定利率，发行时按规定的折扣率，以低于债券面值的价格发行，到期按面值支付本息的债券。

30.【答案】D

【解析】按照计息方式的不同，债券可以分为单利债券、复利债券、贴现债券和累进利率债券。其中，累进利率债券是指以利率逐年累进方法计息的债券。

31.【答案】A

【解析】筹资者在确定债券期限时优先考虑的因素是资金使用方向、市场利率变化和债券变现能力。

32.【答案】C

【解析】A选项是附有可转换条款的债券;B选项是附有赎回选择权的债券;D选项是附有出售选择权的债券。

33.【答案】C

【解析】A选项储蓄国债(电子式)是指财政部面向境内中国公民储蓄类资金发行的，以电子方式记录债权的不可流通的人民币债券;B选项赤字国债是指用于弥补政府预算赤字的国债;D选项特种国债是指政府为了实施某种特殊政策而发行的国债。

34.【答案】B

【解析】按债券形态划分的三种国债的区别表现为：①实物债券是一种具有标准格式实物券面的债券;②凭证式债券是指外在形式是一种收款凭证，而不是债券发行人制定的标准格式的债券;③记账式债券是指没有实物形态的票券，只是电脑账户中记录的债券。

35.【答案】D

【解析】我国为增加国有银行的资本金而发行的国债是特别国债。

36.【答案】B

【解析】A选项是实物债券的定义;C选项是凭证式债券的定义;D选项是货币国债的定义。

37.【答案】A

【解析】政府债券由于信用等级最高、安全性最高被称为“金边债券”。

38.【答案】A

【解析】按附新股认股权和债券能否分开来划分，债券可分为：①可分离型，即可分离交易的附认股权证公司债券，其债券与认股权可以分开，可独立转让;②非分离型，即不能把认股权从债券上分离，认股权不能成为独立买卖对象的债券。

39.【答案】A

【解析】附认股权证的公司债是公司发行的一种附有认购该公司股票权利的债券。这种债券的购买者可以按预先规定的条件在公司发行股票时享有优先购买权。预先规定的条件主要是指股票的购买价格、认购比例和认购期间。

40.【答案】C

【解析】C选项中，在发行纳税方面，外国债券受发行地所在国的税法管制，而欧洲债券的预扣税一般可以豁免，投资者的利息收入也免缴所得税。

[NextPage] 41.【答案】D

【解析】过去，企业过于依赖银行体系的间接融资，发行亚洲债券正是为了改变这种不合理的融资格局。

42.【答案】B

【解析】封闭式基金的募集期限为3个月，自该基金批准之日起计算。封闭式基金自批准之日起3个月内募集的资金超过该基金批准规模的80%的，该基金方可成立。

43.【答案】D

【解析】根据《证券投资基金销售管理办法》，商业银行、证券公司、证券投资咨询机构、专业基金销售机构，以及中国证监会规定的其他机构可以向证监会申请基金代销业务资格。

44.【答案】B

【解析】基金的变更是指基金在其运作过程中，因为某种特殊的情况和原因使基金本身或其运作过程发生重大改变。而清算是指投资基金因各种原因不再经营运作，将进行清算解散，不属于基金变更。

45.【答案】C

【解析】C选项属于货币基金的特点。

46.【答案】A

【解析】1999年，我国香港地区推出的盈富基金是亚洲推出的第一支ETF基金。

47.【答案】A

【解析】基金托管人的职责之一是按照基金合同的约定，根据基金管理人的投资指令，及时办理清算、交割事宜，基金清算账册及有关文件由基金托管人保存15年以上。

48。【答案】B

【解析】基金管理费是指支付给实际运用基金资产、为基金提供专业化服务的基金管理人的费用。股票基金的管理费率(年)为1.5%。

49.【答案】A

【解析】管理费和托管费费率一般须经基金监管部门认可后在基金契约或基金公司章程中订明，不得任意更改。

50.【答案】D

【解析】根据《关于货币市场基金投资等相关问题的通知》，当日申购的基金份额自下一个工作日起享有基金的分配权益，当日赎回的基金份额自下一个工作日起不享有基金的分配权益。投资者于周五申购的基金份额不享有周五和周六、周日的收益，投资者于周五赎回的基金份额享有周五和周六、周日的收益。

51.【答案】B

【解析】上市公司并不需要每日提交公司披露报告。

52.【答案】A

【解析】题中四个选项的保证金概念要加以区分。

53.【答案】D

【解析】荷兰式招标以价格为标的，是以募满发行额为止所有投标者的最低中标价格作为最后中标价格，全体中标者的中标价格是单一的;美式招标同样以价格为标的，是以募满发行额为止中标者各自的投标价格作为各中标者的最终中标价，各中标者的认购价格是不相同的。

54.【答案】B

【解析】发行人推销证券的方式有两种：一是自销;二是承销。

[NextPage] 55.【答案】A

【解析】沪深300指数每次调整的比例定为不超过10%。

56.【答案】B

【解析】加权股价指数分为基期加权股价指数、计算期加权股价指数和几何加权股价指教。

57.【答案】B

【解析】实际收益率=名义收益率-通货膨胀率。只有当证券投资的名义收益率大于通货膨胀率时，投资者才有实际收益;否则即使名义收益率大于0，实际上投资者也是受到损失的。

58.【答案】B

【解析】实际收益率=名义收益率-通货膨胀率=l0%-5%=5%。

59.【答案】D

【解析】根据服务对象的不同，证券投资咨询业务又可进一步细分为面向公众的投资咨询业务，为签订了咨询服务合同的特定对象提供的证券投资咨询业务，为本公司投资管理部门、投资银行部门提供的投资咨询业务。

60.【答案】D

【解析】A选项私募发行是向少数特定投资者发行;B选项公募发行是向不特定的社会公众公开发行证券;C选项自办发行是指发行公司自行办理证券的发行。

二、多项选择题

1.【答案】 ACD

【解析】从广义上讲，证券是指各类记载并代表一定权利的法律凭证。从一般意义上来说，证券是指用以证明或设定权利所做成的书面凭证，它表明证券持有人或第三者有权取得该证券拥有的特定权益，或证明其曾经发生过的行为。

2.【答案】BC

【解析】各类机构投资者的资金来源、投资目的、投资方面虽各不相同，但一般都具有投资的资金量大、收集和分析信息的能力强、注重投资的安全性、可通过有效的资产组合以分散投资风险、对市场影响力大等特点。A、D两项是个人投资者的特点。

3.【答案】ABCD

【解析】股票发行的定价方式，可以采取协商定价方式，也可以采取一般询价方式、累计投标询价方式上网竞价方式等。

4.【答案】ABCD

【解析】有价证券是指标有票面金额，用于证明持有人或该证券指定的特定主体对特定财产拥有所有权或债权的凭证。广义的有价证券包括商品证券、货币证券和资本证券。狭义的有价证券即指资本证券。A选项商业证券属于货币证券。

5.【答案】ABD

【解析】C选项应为有价证券是虚拟资本的一种形式。

6.【答案】ABCD

【解析】金融互换是指两个或两个以上的当事人按共同商定的条件，在约定的时间内定期交换现金流的金融交易，可分为货币互换、利率互换、股权互换、信用互换等类别。

7.【答案】AB

【解析】商品证券是证明持有人有商品所有权、使用权的凭证。

8.【答案】ABCD

【解析】证券的概念应注意。

[NextPage] 79.【答案】ABC

【解析】货币证券是指本身能使持有人或者第三者取得货币索取权的有价证券，包括商业证券(商业本票、商业汇票)和银行证券(银行本票、银行汇票和银行支票)两大类。

10.【答案】AD

【解析】直接融资是以债券、股票为主要工具的一种金融运行机制，它的特点是经济单位直接从社会上吸收和筹措资金。

11.【答案】ABCD

【解析】证券公司的主要业务包括：①证券承销与保荐业务;②证券经纪业务;③证券自营业务;④证券投资咨询业务及与证券交易、证券投资活动有关的财务顾问业务;⑤证券资产管理业务;⑥融资融券业务。

12.【答案】 BCD

【解析】证券业协会的主要职责包括：①协助证券监督管理机构教育和组织会员执行证券法律、行政法规;②依法维护会员的合法权益，向证券监督管理机构反映会员的建议和要求;③搜集整理证券信息，为会员提供服务;④制定会员应遵守的规则，组织会员单位从业人员的业务培训，开展会员的业务交流;⑤对会员之间、会员与客户之间发生的纠纷进行调解;⑥组织会员就证券业的发展、运作及有关内容进行研究;⑦监督、检查会员行为，对违反法律、行政法规或者协会章程的，按照规定给予纪律处分。A选项是证券交易所的主要职责之一。

13.【答案】ABC

【解析】社会公益基金与社会保障基金是平行的概念。

14.【答案】ABC

【解析】所谓“股权分置”，是指新中国资本市场建立之初遗留下来的上市公司股权按所有者属性及取得方式区分为国有股、法人股、普通公众股等不同类别。

15.【答案】ABCD

【解析】除题中四项外，还包括封闭式基金等。

16.【答案】CD

【解析】《公司法》和《证券法》符合题目要求。

17.【答案】ABC

【解析】公司发行记名股票的，应当置备股东名册，记载下列事项：股东的姓名或者名称及住所、各股东所持股份数，各股东所持股票的编号、各股东取得股份的日期。

18.【答案】ABCD

【解析】我国《公司法》规定，股票采用纸面形式或国务院证券监督管理机构规定的其他形式。股票应载明的事项主要有：公司名称、公司成立的日期、股票种类、票面金额及代表的股份数、股票的编号。

19.【答案】ABCD

【解析】这是2009年大纲和教材增加的内容，一定注意。

20.【答案】ABCD

【解析】普通股股东行使资产收益权有一定的限制条件：①法律上的限制，普通股股东能否分到红利以及分得多少，取决于公司的税后利润多少以及公司未来发展的需要;②其他方面的限制，如公司对现金的需要、股东所处的地位、公司的经营环境、公司进入资本市场获得资金的能力等。

21.【答案】ABCD

【解析】优先股票的特征主要有股息率固定、股息分派优先、剩余资产分配优先、一般无表决权。

22.【答案】AD

【解析】根据债券的变现因素与流通市场发育程度的关系的相关知识，流通市场发达，债券容易变现，购买长期债券无资金周转之忧，长期债券销路就可能好一些。流通市场不发达，投资者买了长期债券而又急需资金时不易变现，长期债券的销路就可能不如短期债券。

23.【答案】BC

【解柝】债券属于有价证券：①债券反映和代表一定的价值，本身有一定的面值，通常它是债券投资者投入资金的量化表现;②持有债券可按期取得利息，利息也是债券投资者收益的价值表现;③债券与其代表的权利联系在一起，拥有债券也就拥有了债券所代表的权利，转让债券也就将债券代表的权利一并转移。

24.【答案】ABC

【解析】垃圾债券又称劣等债券，是指信用评级甚低的企业所发行的债券。其特点为：利息高(一般较国债高4个百分点)、风险大(对投资人本金保障较弱)、等级低(BB级以下信用级别)。

25.【答案】ABC

【解析】根据债券合约条款中是否规定在约定期限向债券持有人支付利息，可以将债券划分为：零息债券、附息债券和息票累积债券。

26.【答案】ABD

【解析】A、B、D三项均是股票定价的方式。

27.【答案】BCD

【解析】我国混合资本债券的主要形式是银行间市场发行的债券，这是我国根据《巴塞尔协议》的要求规定的。

[NextPage] 28.【答案】CD

【解析】按流通与否分类，国债可以分为以下两种：①流通国债，是指可以在流通市场上交易的国债，特征是投资者可以自由认购、自由转让，通常不记名，转让价格取决于对该国债的供给与需求;②非流通国债，是指不允许在流通市场上交易的国债，特征是不能自由转让，可以记名，也可以不记名。

29.【答案】AB

【解析】我国从1994年开始发行凭证式国债，我国的凭证式国债通过银行储蓄网点、财政部门国债服务部面向社会发行。

30.【答案】ABCD

【解析】题中四项均属于国债的发行方式。

31.【答案】ABC

【解析】公司债券是公司依照法定程序发行的、约定在一定期限还本付息的有价证券。公司债券的特征包括：①契约性，即公司债券代表一种债权债务的责任契约关系;②优先性，其利息分配顺序和破产时清理资产偿还顺序优先于股东;③风险性，公司经营风险相对较大;④通知偿还性，即债券发行者具有可以选择在债券到期之前偿还本金的权利;⑤可转换性，即允许持有者在一定条件下将其转换成另一种金融交易工具。

32.【答案】ABCD

【解析】公司债券是公司依照法定程序发行的、约定在一定期限还本付息的有价证券。其主要类型包括：信用公司债、不动产抵押公司债、保证公司债、收益公司债、可转换公司债、附认股权证的公司债、短期融资券等。

33.【答案】BCD

【解析】证券公司短期融资债券是证券公司以短期融资为目的，在我国银行间债券市场发行的约定在一定期限内还本付息的金融债券。

34.【答案】ABD

【解析】欧洲债券与外国债券的发行规模要视具体情况而定，不能一概而论。

35.【答案】AB

【解析】封闭式基金通常有固定的封闭期，通常在5年以上。而开放式基金没有固定期限，投资者可随时向基金管理人赎回基金单位。

36.【答案】ABCD

【解析】成长型基金追求长期增值，因为在长期内的不确定性所以风险比较大。收入型基金成长的潜力较小，损失本金的风险相对也较低。平衡型基金的风险则介于两者之间。

37.【答案】ABCD

【解析】题中四项均正确。

38.【答案】AC

【解析】金融衍生工具有以下四个特征：跨期性、杠杆性、联动性、不确定性或高风险性。

39。【答案】ABCD

【解析】本题考查金融期货的主要交易制度。

40.【答案】ABC

【解析】当交易者连续亏损，保证金余额不足以维持最低水平时，结算所会通过经纪人发出追加保证金的通知，要求交易者在规定时间内追加保证金直达初始保证金水平。

三、判断题

1.【答案】 B

【解析】证券交易市场又称“二级市场”或“次级市场”，是已发行的证券通过买卖交易实现流通转让的市场。

2.【答案】B

【解析】证券发行市场和流通市场相互依存、相互制约，是一个不可分割的整体：证券发行市场是流通市场的基础和前提，有了发行市场的证券供应，才有流通市场的证券交易，证券发行的种类、数量和发

行方式决定着流通市场的规模和运行;流通市场是证券得以持续扩大发行的必要条件，为证券的转让提供市场条件，使发行市场充满活力。

3.【答案】B

【解析】证券发行市场是证券交易市场的基础和前提;证券交易市场是证券发行市场得以持续发行的必要条件。

4.【答案】A

【解析】证券市场上的交易对象是作为经济权益凭证的股票、债券、投资基金份额等有价证券，它们本身是一定量财产权利的代表，所以，代表着对一定数额财产的所有权或债权以及相关的收益权。证券市场实际上是财产权利直接交换的场所。

5.【答案】B

【解析】短期政府债券市场和大面额可转让存单市场属于货币市场，不属于证券市坊。

6.【答案】 B

【解析】场外市场是指没有固定场所的证券交易所市场，也称为无形市场。通过经纪人或交易商的电传、电报、电话、网络洽谈成交。

7.【答案】A

【解析】虽然证券市场可分为场内和场外，但场内市场与场外市场之间的截然划分已经不复存在，出现了多层次的证券市场结构。很多传统意义上的场外市场由于报价商和电子撮合系统的出现具有集中交易特征，而交易所市场也开始逐步推出兼容场外交易的交易组织形式。

8.【答案】B

【解析】题中描述的是股票的参与性;流动性是指股票可以在依法设立的证券交易所上市交易或在经批准设立的其他证券交易所转让的特性。

[NextPage] 9.【答案】A

【解析】永久性是指股票栽有权利的有效性是始终不变的，因为它是一种无期限的法律凭证。股票代表着股东的永久性投资，但股票持有者可以出售股票而转让其股东身份。

10.【答案】B

【解析】普通股股东享有分配公司剩余资产的权利，但不是无条件的，而是有一定的先决条件：①普通股股东要求分配公司资产的权利不是任意的，必须是在公司解散清算之时;②公司的剩余资产分配有法定的程序，按照我国《公司法》的规定，公司财产在分别支付清算费用，职工工资、社会保险费用和法定补

偿金，缴纳所欠税款，清偿公司债务后的剩余财产，按照股东持有的股份比例分配。公司财产在未按照规定清偿前，不得分配给股东。

11.【答案】B

【解析】股票最基本的特征是收益性。

12.【答案】B

【解析】股票的内在价值是指股票的理论价值，即股票未来收益的现值。题中描述的是股票的账面价值。

13.【答案】A

【解析】普通股股东享有分配公司剩余资产的权利，但其有一定的先决条件：①必须在公司清算之时;②必须在支付清算费用，职工工资、社会保险费用和法定补偿金，缴纳所欠税款，清偿公司债务之后，优先由优先股股东分配公司剩余资产。

14.【答案】B

【解析】我国《公司法》规定，社会募集公司向社会公众发行的股份，不得少于公司股份总数的25%;公司股本总额在人民币4亿元以上的，向社会公开发行股份的比例应在 15%以上。

15.【答案】B

【解析】证券交易所对上市公司股权分置改革实施一线监管，协调指导上市公司股权分置敌革业务，办理非流通股份可上市交易的相关手续。

16.【答案】A

【解析】债券投资不能安全收回有两种情况：①债务人不履行债务，即债务人不能充分和按时履行约定的利息支付或偿还本金;②流通市场风险，即债券在市场上转让时因价格下跌而承受损失。

17.【答案】B

【解析】 固定利率有价证券的价格受现行利率和预期利率的影响，它们的价格变化与利率变化一般呈现反比关系。

18.【答案】B

【解析】债券按券面形态可以分为实物债券、凭证式债券和记账式债券。

19.【答案】B

【解析】债券分为政府债券、金融债券和公司债券是按照发行主体进行分类的。

20.【答案】A

【解析】凭证式国债是指由财政部发行的，有固定面值及票面利率，通过“纸质媒介”记录债权债务关系的国债。

21.【答案】B

【解析】短期国债、中期国债以及长期国债都属于有期国债。

[NextPage] 22.【答案】B

【解析】流通国债是指可以在流通市场上交易的国债。这种国债的特征是投资者可以自由认购、自由转让，通常不记名，转让价格取决于对该国债的供给与需求。

23.【答案】B

【解析】按发行本位分类，国债可以分为实物国债和货币国债。

24.【答案】B

【解析】公司以房契或地契作抵押，如果发生了公司不能偿还债务的情况，抵押的财产将被出售，所得款项用来偿还债务。

25.【答案】B

【解析】欧洲债券是指借款人在本国境外市场发行的，不以发行市场所在国货币为面值的国际债券。

26.【答案】B

【解析】扬基债券是指美国以外的政府、金融机构、工商企业和国际组织在美国债券市场上发行的、以美元计价的债券。

27.【答案】B

【解析】外国债券一般由发行地所在国的证券公司、金融机构承销，而欧洲债券则由一家或几家大银行牵头，组成国际性银行在一个国家或几个国家同时承销。

28.【答案】B

【解析】我国目前的证券投资基金都属于契约型基金。

29.【答案】A

【解析】证券投资基金的特点之一是分散风险。

30.【答案】B

【解析】证券投资基金不得投资于其他基金份额。

31.【答案】B

【解析】ETF是交易所交易基金，是一种在交易所上市交易的开放式证券投资基金产品;LOF是上市开放式基金。ETF是用一揽子股票申购和赎回;LOF是用现金申购和赎回。

32.【答案】B

【解析】计算基金资产总值时，基金的估值对象包括基金所拥有的股票、债券、权证及其他基金资产。

33.【答案】B

【解析】基金持有人未进行选择的，基金管理人应支付现金。

[NextPage] 34.【答案】A

【解析】金融期权合约本身可以作为金融期权的基础资产。

35.【答案】B

【解析】金融期权交易双方的权利与义务存在着明显的不对称性，期权的买方只有权利而没有义务，而期权的卖方只有义务而没有权利。

36.【答案】B

【解析】看涨期权也称认购权，是指期权的买方具有在约定期限内按协定价格买入一定数量基础金融工具的权利。看跌期权也称认沽权，是指期权的买方具有在约定期限内按协定价格卖出一定数量基础金融工具的权利。

37.【答案】B

【解析】认股权证的换股比例越高，认股权证的价值越大。

38.【答案】A

【解析】认股权证的交易可以在交易所内进行，也可以在场外交易市场进行。

39.【答案】B

【解析】 目前我国证券市场推出的权证均为股权类权证。

40.【答案】B

【解析】避开直接发行股票与债券的法律要求，上市手续简单、发行成本低是存托凭证对发行人的优点。

41.【答案】A

【解析】当公司的股票价格在一段时间内连续高于转换价格一定幅度时，公司可按照事先约定的赎回价格买回发行在外的未转股的可转换公司债券，因此附赎回条款的可转换债券具有迫使投资者实行转换或将债券卖出的作用。

42.【答案】B

【解析】根据资产证券化产品的属性分类，可以分为股权型证券化、债权型证券化和混合型证券化。

43.【答案】A

【解析】无担保ADR由一家或多家银行根据市场的需求发行，基础债券发行人并不参与，因此只规定存券银行与ADR持有者之间的权利义务关系。

44.【答案】B

【解析】只有在代销的过程中，承销机构与证券发行人之间的关系才是委托——代理关系。

45.【答案】B

【解析】询价对象是指符合中国证监会规定条件的证券投资基金管理公司、证券公司、信托投资公司、财务公司、保险机构投资者和合格境外机构投资者(QFII)以及其他经中国证监会认可的机构投资者，不包括个人投资者。

[NextPage] 46.【答案】B

【解析】询价对象应承诺获得网下配售的股票持有期限不少于3个月。

47.【答案】B

【解析】招标发行是指通过招标方式确定债券承销商和发行条件的发行方式。

48.【答案】A

【解析】我国《证券发行与承销管理办法》规定，首次公开发行股票以协商定价方式确定股票发行价格。

49.【答案】B

【解析】中小企业板指数以最新自由流通股本数为权重，即以扣除流通受限制的股份后的股本数量为权重，以计算期加权法计算，并以逐日连锁计算的方法得出实时指数的综合指数。

50.【答案】A

【解析】股价平均数和股价指数是衡量股票市场总体价格水平及其变动趋势的尺度，也是反映一个国家或地区政治、经济发展状态的灵敏信号。

51.【答案】A

【解析】投资者可以通过买卖不同的股票来消除证券的非系统性风险。

52.【答案】B

【解析】一般说来，率先涨价的商品、上游商品、热销商品股票的购买力风险较小，国家进行价格控制的公用事业、基础产业和下游产品等股票的购买力风险较大。

53.【答案】A

【解析】对普通股来说，其股息和价格主要由公司经营状况和财务状况决定，而利率变动仅是影响公司经营和财务状况的部分因素，所以利率风险对普通股的影响不像债券和优先股那样没有回旋的余地。

54.【答案】B

【解析】普通股没有还本要求，股息也不固定，信用风险比较低，但并不是不存在信用风险，表现在如下两个方面：①公司不能如期偿还债务，会影响股票的市场价格;②公司破产时，股票的市场价格会接近于零。

55.【答案】B

【解析】不同债券的利率不同，这是对信用风险的补偿。一般情况下，政府债券的利率最低，因为信誉度最高。

56.【答案】B

【解析】新《证券法》第一百二十五条规定，证券公司实行按业务分类监管，改变原法将证券公司分为综合类证券公司和经纪类证券公司的单一业务监管模式。

57.【答案】B

【解析】证券公司的组织形式为有限责任公司和股份有限公司，不得采用合伙及其他非法人组织形式。

58.【答案】B

【解析】会计师事务所申请证券相关业务许可证时，应提交最近3年的会计报表。

59.【答案】B

【解析】从事证券相关业务的会计师事务所、审计师事务所必须具有20名以上取得证券、期货相关业务资格考试合格证书或者已经取得许可证的注册会计师(不合分支机构注册会计师)。

60.【答案】A

【解析】这是《证券法》规定的证券登记结算公司的结算原则。

第四篇：成考专升本《教育学理论》考前模拟题

一、选择题：1～12小题。每小题2分。共24分。在每小题给出的四个选项中.只有一项是符合题目要求的。

第1题单选 运用以情感陶冶为主的教学方法的关键在于()。

A.晓之以理

B.动之以情

C.选好示范的榜样

D.创设良好的教育情境

第2题单选 教育学形成一门独立学科的标志是出版了()。

A.《论演说家的教育》

B.《大教学论》

C.《普通教育学》

D.《民主主义与教育》

第3题单选 在教师指导下巩固知识、培养各种技能和技巧的教学方法是()。

A.实验法

B.实习作业法

C.练习法

D.实践活动法

第4题单选 家庭教育的主要特点是()。

A.融合性

B.情感化

C.理智性

D.全面性

第5题单选 在学校、家庭、社会三结合形成教育合力的过程中，学校教育起着()。

A.次要作用

B.协调作用

C.重要作用

D.主导作用

第6题单选 《学记》上说：“不陵节而施”，这句话体现了()。

A.循序渐进的教学原则

B.启发性教学原则

C.因材施教的教学原则

D.巩固性教学原则

第7题单选 中国开始采用班级授课制是在()。

A.元朝末年

B.明朝末年

C.清朝末年

D.民国初期

第8题单选 根据学科课程标准系统阐述学科内容的是()。

A.教学指导书

B.教学参考书

C.教材

D.教案

第9题单选 社会教育的主要途径是()。

A.家庭环境和各种校外机构

B.家庭环境和社会意识形态

C.社区、各种校外机构和大众媒介

D.家庭、学校和社会

第10题单选 教育者自觉创设良好的教育情境，使受教育者在道德和思想情操方面受到感染、熏陶的德育方法是()。

A.榜样示范法

B.陶冶教育法

C.实际锻炼法

D.指导自我教育法

第11题单选 课外校外教育的主要特点是()。

A.计划性、自愿性、实践性

B.组织性、灵活性、自愿性

C.自愿性、灵活性、实践性

D.目的性、灵活性、实践性

第12题单选 课的类型一般分为两大类，即()。

A.讲授课和练习课

B.讲授课和复习课

C.讲授课和实验课

D.单一课和综合课

二、辨析题：13～14小题。每小题6分，共12分。首先判断正确或错误。然后说明理由。

第13题简答 课外校外教育是全面发展教育的一个组成部分。

第14题简答 学制是学生学习的制度。

三、简答题：15～17小题，每小题8分，共24分。

第15题简答 简述我国中小学德育的任务。

第16题简答 简述教师的作用。

第17题简答 简述现代化教学手段在教学中的作用。

四、论述题：18小题，15分。

第18题简答 试述正面教育与纪律约束相结合的德育原则。

五、选择题：19～30小题，每小题2分，共24分。在每小题给出的四个选项中，只有一项是符合题目要求的。

第19题单选 根据信息保持时间的长短，可把记忆分为()。

A.瞬时、短时、长时记忆

B.识记、保持、再认记忆

C.形象、逻辑、情绪记忆

D.意义、机械、联想记忆

第20题单选 社会态度是个体基于过去经验对其周围的人、事、物持有的比较持久而一致的()。

A.认知活动

B.情绪反应

C.价值观念

D.心理倾向

第21题单选 1937年出版《人格：心理学的解释》一书，标志着用科学方法系统研究人格问题的开始的人是()。

A.卡特尔

B.塔佩斯

C.霍兰德

D.奥尔波特

第22题单选 智力是下列哪种能力的综合()。

A.思维能力

B.观察、记忆力

C.特殊能力

D.一般能力

第23题单选 强烈而短促的情绪状态被称为()。

A.愤怒

B.激情

C.应激

D.心境

第24题单选 智力的二因素论，将智力分为普通因素和特殊因素，首先提出这一理论的是()。

A.吉尔福特

B.斯皮尔曼

C.加德纳

D.斯坦伯格

第25题单选 第一个强调出生顺序在人格形成中的作用的心理学家是()。

A.卡特尔

B.艾森克

C.荣格

D.阿德勒

第26题单选 程序性记忆和陈述性记忆是贮存在哪一种记忆中的两种记忆方式()。

A.瞬时记忆

B.短时记忆

C.长时记忆

D.感觉记忆

第27题单选 当人们认识物体时，物体所处的条件可能发生改变，但人们仍然能把它认出来，这是知觉的()。

A.理解性

B.恒常性

C.整体性

D.选择性

第28题单选 由过去经验和习惯的影响而产生的心理活动的准备状态是()。

A.变式

B.定势

C.原型

D.内化

第29题单选 把个性结构分为本我、自我、超我的精神分析心理学家是()。

A.荣格

B.阿德勒

C.罗杰斯

D.弗洛伊德

第30题单选 当前客观事物的个别属性在人脑中的直接反映，是指()。

A.表象

B.联想

C.感觉

D.知觉

六、辨析题：31～32小题。每小题6分，共12分。首先判断正确或错误。然后说明理由。

第31题简答 复习知识要“趁热打铁”。

第32题简答 二般说，知识的理解性与过去经验无关。

七、简答题：33-35小题，每小题8分，共24分。

第34题简答 简述认知与情绪的关系。

第35题简答 心理健康的现实标准是什么?

八、论述题：36小题。15分。

第36题简答 结合思维品质的特性，谈谈如何培养学生良好的思维品质。

第五篇：成考专升本英语历年真题归类（范文）

阅读理解

Passage One

Expecting a baby?

HEALTHY BABY: Manitoba’s Prenatal(怀孕)Benefit and Community Support Programs

It’s what’s inside that counts

When you’re pregnant, it’s important that you eat well to help you and your growing baby.That’s why if you live in Manitoba and your net family income is less that $ 32,000 a year, the Manitoba government offers you a monthly cheque during your pregnancy to help you buy healthy foods and prepare for your baby’s arrival.How to apply

Pick up an application form from medical offices, Healthy Baby community programs or by calling the number below.The application form must include a medical note indicating your baby’s due date, so see your health care provider early.More support for you and your baby

Through Healthy Child Manitoba, Healthy Baby also offers community programs which help you to learn more about nutrition, health and parenting a baby.For more information, please call:

945-1301(in Winnipeg)

1-888-848-0140(at no cost)

945-1305 TDD(Telephone Device for the Deaf)

1.What program is this passage about?

A.Baby food.B.Low-income families.C.Women’s health.D.Birth and growth of healthy babies.2.Who can enjoy the benefits of the program?

A.Pregnant women of high risk.B.pregnant women of first child.C.pregnant women in good health.D.Pregnant women with low income.3.The most important information to be filled in the application forms is ______.A.the pregnant woman’s name B.when the baby is due to arrive

C.the pregnant woman’s medical history D.in which hospital the baby is to be delivered

4.Healthy Baby will also provide more help in all aspects but ______.A.baby education B.baby nutrition C.baby parenting D.baby health

5.For further information, the deaf can ______.A.call 945-1305TDD B.dial 1-888-848-0140

C.visit their health care provider D.send email to a medical office

Passage Two

In the past, people who graduated from college felt proud of their academic achievements and confident that their degree would help them to find a good job.However, in the past four years the job market has changed dramatically.This year’s college graduates are facing one of the worst job markets.For example, Ryan Stewart, a graduate of san Jose State University, got a degree in religious studies, but he has not gotten any job offers.He points out that many people already working are getting laid off and don’t have jobs, so it’s even harder for new college graduates to find jobs.Four years ago, the future looked bright for his class of 2006.There were many high-tech(“dotcom”)job opportunities, graduates received many job offers, and they were able to get jobs with high salaries and benefits such as health insurance and paid vacations.However, “Times have changed.It’s a new market.” according to an officer of the university.The officer says students who do find jobs started preparing two years ago.They worked during summer vacations, they have had several short-time jobs, and they majored in fields that are still paying well, such as accounting or nursing.Even teaching is not a secure profession now.Ryan Stewart wanted to be a teacher, but instead he will probably go back to school in order to become a college teacher.He thinks college teaching could be a good career even in a bad economy.In conclusion, these days a college degree does not automatically lead to a good job with a high salary.Some students can only hope that the value of their degree will increase in the future.1.What did a college degree mean to people in the past?

A.It was a proof of their professional skills.B.It would guarantee their quick promotion.C.It built up their confidence in the job market.D.It would help them to start an academic career.2.Ryan Stewart has not got any job offer because_______.A.there are too many graduates of his major

B.he wants to find a job with very high salary

C.he has not received a degree in the university

D.the job market has changed greatly since 2002

3.According to the passage, _______ had the best job prospects in 2002.A.computer science B.accounting C.teaching D.nursing

4.Why does Ryan Stewart want to be a college teacher?

A.Teaching jobs are well-paid.B.He majored in teaching in the university.C.College teaching is less challenging than high-tech jobs.D.College teaching career won’t be influenced by economy.5.It can be concluded from the passage that _______.A.the value of a college degree has decreased now.B.new college graduates today can’t find jobs.C.a college degree can still lead to a good job.D.graduates must prepare early to find jobs.Passage Three

Shoron Keating was worried about her kids when she got a divorce.Her daughter says, “ I was feeling „ like down and sad even though I didn’t really show it.Judith Wallerstein says problems from divorce can last many years.They can show up when the kids are adults.And the kids have their own trouble.Wallerstein studied 93 children over a generation.The results can be found in her book.She says that children of divorce are more likely to have problems with drugs.They are far more likely to seek therapy.About 40 percent of them avoid marriage themselves.When they do marry, fail at nearly twice the usual rate.It is hard for them to trust.They are afraid of failing.Critics say Wallerstein had too few children in her study.They think that Wallerstein stresses too much from a small study.Other things may be the cause of the kid’s problem.The study does not compare kids from divorced families with kids from “healthy” families.Wallerstein’s families divorced a generation ago.Times have changed.People feel different about divorce.Today programs like Kid’s Turn try to reduce some of the effects of divorce with family advice.Talking about their feelings helps the kids get though it.Since they know more about the problem, maybe the kids will be able to handle it.1.Which word can best describe the kids from divorced families according to Paragraph 1?

A.Offensive B.Relieved C.Depressed D.Prejudiced

2.Children from divorced families who marry later will ______.A.have no trust in other people

B.be more likely to get divorced

C.firmly protect their marriage

D.have stable marriage

3.Wallerstein’s study showed that ______.A.divorce left the children with many problems

B.all the problems showed up right after the divorce

C.divorce could be avoided

D.divorce is the only cause of children mature earlier

4.Which of the following is critics’ opinion?

A.Healthy families do not have problems.B.All the related factors were considered in the study.C.Divorce is the only cause of child problems.D.The number of families studied was not sufficient.5.Today children from divorced families______.A.have no more problems

B.are getting more care and help

C.are less able to handle their problems

D.are told not to talk about their problems

Passage Four

It is still sometimes difficult to understand why those between ages 10 and 18 would endanger their lives by joining armed forces or rebel groups and become fighting soldiers.The recently published book, Young Soldier, Why They Choose to Fight By Rachel Brett and Irma Specht, tries to find an answer.There is no doubt that children fight in most armed conflicts today.While international attention focuses largely on those who are forced into battles, thousands more enlist(应征入伍)voluntarily.In an attempt to to understand the young who take up arms, Brett and Specht interviewed 53 boy and girl soldiers and ex-soldiers from around the world, Afghanistan , Colombia, the Republic of the Congo for example.All interviewees were involved with armed forces or armed groups before the age of 18 and all classified themselves as volunteers.What these two field officers heard is “I joined involuntarily-if you have nothing, you volunteer for the army”.Other reasons young people gave are self-defense, revenge, poverty, and unemployment.But while it is common knowledge that most child soldiers come from poor and disadvantaged backgrounds, Young Soldiers shows that the issue is far more complex.Many poor children do not join the army.The environmental, educational, social, cultural, and highly personal factors determine whether someone decide to join up or not.The battlefield is not a place for children.One young soldier described being there as “too sad an experience”.The authors hope that by understanding why teenagers join up, those child soldiers should know how to discourage others from the same tragedy.1.Young Soldiers, Why They Choose to Fight is ______.A.a book B.a magazine C.a news report D.a TV program

2.According to paragraph 3, Brett and Specht’s interviewees _______.A.joined armed forces under 18

B.considered going into the army their duty

C.were only from African countries

D.were mainly the ex-soldiers

3.The reasons shown in young soldiers for children to join the army are______.A.very simple B.very complex C.unknown D.unbelievable

4.The writers of Young Soldiers probably expect that ______.A.child soldier would leave armed forces

B.they could find more than 53 interviewees

C.no more children would join armed forces

D.there would be no wars in the world

5.The tone of the passage is ______.A.pleasant B.indifferent C.humorous D.objective

Passage Five

It’s interesting that technology often works as a servant for us, yet frequently we become a servant to it.E-mail is a useful tool but many feel controlled by this new vehicle.The average businessperson is getting about 80-e-mails per day and many feel that about 80% of the messages in their “In Box” are of little or no value.So, I have four suggestions to help you to become better at “Easing E-mail”.1.Get off the lists.The best way to deal with a problem is to never have it.If you are receiving a lot of unwanted e-mails, ask to be removed from the various lists.This would include your inclusion in unwanted “cc” lists.2.“Unlisted address”.Just like getting an “unlisted” telephone number that you share only with those whom you want to give direct access, you might want to get a separate e-mail address only for the important communications you wish to receive.3.Check it once or twice per day.Many I speak with are becoming chained to their email server, monitoring incoming email on a continuous basis.Maybe this is because e-mail creates its own sense of urgency, but most of the communications are not all that urgent.I respond to them a couple of times per day.4.Deal with it.As you open each e-mail do one of the following:

a.If it requires a quick response, respond to it and delete it.b.If it requires a response but is not the best use of your time, try to find someone else to do it.c.If it is going to take any serious amount of time to respond, schedule it for action in your Day Planner and then download the message, save it, or print it out for future action.I personally receive approximately 250 e-mails per day and by practicing the suggestions above, I can handle that volume in about an hour, taking advantage of this fantastic tool but not being controlled by it to the distraction of more important tasks in my day.1.The passage is about ______.A.how to check e-mails

B.how to collect e-mails

C.how to deal with your daily e-mails

D.how to deal with 80% valueless e-mails

2.If you get unwanted e-mails, the best you can do is to______.A.make a list of them

B.put them into “cc” lists

C.send them to a special address

D.delete them from different lists

3.For the important communications, the writer suggests that you______.A.have a direct access for them

B.have several e-mail servers for them

C.get an unlisted phone number for them

D.get a special e-mail address for them

4.To avoid being chained by the coming e-mails, what you can do is to ______.A.respond urgent ones only

B.reply all of them at the same time

C.handle them a couple of times daily

D.keep replying e-mails all day long

5.To deal with an e-mail you get, you can do the following EXCEPT______.A.downloading every e-mail before you reply

B.responding right away if it’s urgent

C.scheduling it for later reply if it takes much time

D.asking someone else to reply it if it’s not at your convenience

Passage Six

During the Christmas shopping rush in London, the interesting story was reported of a tramp who, apparently though no fault of his own, found himself locked in a well-known chain store late on Christmas Eve.No doubt the store was crowded with last-minute Christmas shoppers and the staff were dead beat and longing to get home.Probably all the proper security checks were made before the store was locked and they left to enjoy the three-day holiday untroubled by customers desperate to get last-minute Christmas presents.However ridiculous that may be, our tramp found himself alone in the store and decided to make the best of it.There was food, drink, bedding and camping equipment, of which he made good use.There must also have been television sets and radios.Though it was not reported if he took advantages of these facilities, when the shop reopened he was discovered in bed with a large number of empty bottles beside him.He seem to have been a man of good humor as indeed tramps very commonly are.Everyone else was enjoying Christmas, so he saw no good reason why he should not do the same.He yielded himself cheerfully, and was taken by the police.Perhaps he had had a better Christmas than usual.He was sent to prison for seven days.The judge awarded no compensation to the chain store for the food and drink our tramp had consumed.They had, in his opinion, already received valuable free publicity from the story revealed in the newspaper and on television.Perhaps the judge had had a good Christmas, too.1.The tramp was locked in the store ______.A.for 7 days B.on purpose C.by accident D.for security reasons

2.It can be inferred from the passage that the underlined phrase “dead beat” in paragraph 1 means ______.A.angry B.exhausted C.forgetful D.careless

3.Which of the following was uncertain about the tramp after he was locked in the store?

A.He watched TV.B.He was well fed.C.he had a sound sleep D.He had a good drink.4.When the tramp was arrested, he ______.A.was drunk B.felt he deserved it C.made no resistance D.felt himself wronged

5.The judge didn’t award compensation to the chain store because ______.A.the store was responsible for what happened

B.the report of the event benefited the store a lot

C.the tramp had stolen nothing of value

D.the tramp was penniless

Passage Seven

If you want to stay young, sit down and have a good think.This is the research result of professor Faulkner, who says that most of our brains are not getting enough exercise and as a result, we are ageing unnecessarily soon.Professor Faulkner wanted to find out why healthy farmers in northern Japan appeared to be losing their ability to think and to reason at a relatively early age, and how the process of ageing could be slow down.He set about measuring brain volumes of a thousand people of different ages and occupations.Computer technology enabled him to obtain precise measurements of the volume of the front and side sections of the brain, which relate to intelligence and emotion, and determine the human character.Contraction of front and side partswas observed in some subjects in their thirties, but it was still not evident in some sixty-and seventy-year-olds.Faulkner concluded from his tests that there is a simple way to slow the contractionand after that I don’t remember any more.”

Mr.Collins is now in hospital, being treated for minor injuries.We will be bringing you further news of the crash as we receive it.In the meantime relatives are asked to ring 02-3457211 for information.1.The plane was ______.A.flying some businessmen to London B.on a regular flight to London

C.returning from a trade fair D.bound for Carlisle

2.What happened when the plane was nearing Carlisle?

A.The pilot misread the signals from Ground Control.B.Ground Control failed to send out right instructions.C.The pilot got a report of terrible weather.D.The engines broke down.3.According to the passage, the plane crashed at ______.A.a place in southern England B.a place of historical interest

C.a military training camp D.a camp near London

4.The news report tells us that when the crash occurred ______.A.the ambulance and firemen arrived quickly B.none of the passengers was killed

C.no additional help was necessary D.help was long delayed

5.From what Mr.Collins said, we can know that he ______.A.had only an incomplete picture of what happened B.heard and saw nothing at all

C.talked to the pilot D.was once a pilot

Passage Nine

Long after the 1998 World Cup was won, disappointed fans were still cursing the disputed refereeing(裁判)decisions that denied victory to their team.A researcher was appointed to study the performance of some top referees.The researcher organized an experimental tournament(锦标赛)involving four youth teams.Each match lasted an hour divided into three periods of 20 minutes during which different referees were in charge.Observers noted down the referees’ errors, of which there were 61 over the tournament.Converted to a standard match of 90 minutes, each referee made almost 23 mistakes, a remarkable high number.The researcher then studied the videotapes to analyse the matches in detail.Surprisingly, he found that errors were more likely when the referees were close to the incident.When the officials got it right, they were, on average, 17 meters away from the action.The average distance in the case of errors was 12 meters.The research shows the optimum(最佳的)distance is about 20 meters.There also seemed to be an optimum speed.Correct decisions came when the referees were moving at a speed of about 2 meters per second.The average speed for errors was 4 meters per second.If FIFA, football’s international ruling body, wants to improve the standard of refereeing at the next World Cup, it should encourage referees to keep their eyes on the action from a distance, rather than rushing to keep up with the ball, the researcher argues.He also says that FIFA’ s insistence that referees should retire at age 45 may be misguided.If keeping up with the action is not so important, their physical condition is less critical.1.The experiment conducted by the researcher was meant to ______.A.set a standard for football refereeing

B.reexamine the rules for football refereeing

C.analyse the causes of errors made by football referees

D.review the decisions of referees at the 1998 World Cup

2.The number of refereeing errors in the experimental matches was ______.A.quite unexpected B.slightly above average

C.as high as in a standard match D.higher than in the 1998 World Cup

3.The finding of the experiment show that ______.A.errors are less likely when a referee stays in one spot

B.the more slowly the referee runs the more likely will errors occur

C.the farther the referees is from the incident the fewer the errors

D.errors are more likely when a referee keeps close to the ball

4.The word “official”(Line2,Para.4)most probably refers to ______.A.the researchers involved in the experiment

B.the referees of the football tournament

C.the observers at the site of the experiment

D.the inspectors of the football tournament

5.What is one of the possible conclusions of the experiment?

A.Age should not be the chief consideration in choosing a football referee.B.A football referee should be as young and energetic as possible.C.The ideal retirement age for an experienced football referee is 45.D.An experienced football referee can do well even when in poor physical condition.Passage Ten

Toronto: A 300-pound adult Siberian tiger escaped from its four-meter high chain-link-pen at the Toronto Zoo yesterday, on one of the busiest days of the year.Though no one was hurt, the dangerous animal was separated from the public for a time by nothing more than a four-foot fence.The escape occurred after one of the animal’s handlers left the pen gate open.It prompted a swift response from officials.Staff were sent immediately to arrest the runaway tiger.General Manager Calvin White told reporters that staff were preparing for the worst.“I ordered a tranquilizer(麻醉剂)gun so we would have tranquilized her, but thankfully we didn’t have to,” Mr.White said.The tiger was successfully led back into its cage after the brief escape.The incident occurred during the Toronto Zoo’s 28th annual Christmas Treats Walk, where admission is free in return for donations of food that does not easily go bad.Thousands of people attend each Boxing Day to see the animals fed by their handlers.1.The tiger escape happened ______.A.owing to the lack of food B.due to its separation from the public

C.because of the handler’s neglect of duty D.as a result of the damage chain and fence

2.Who is Calvin White?

A.A managerial staff of the Zoo.B.A journalist from National post.C.A witness of the incident.D.A zoo animal handler.3.We know from the passage that ______.A.the tiger escape lasted a whole day

B.the zoo workers planned to shoot the tiger dead

C.the tiger wasn’t kept securely enough from the public

D.the incident took place on the zoo’s anniversary day

4.The Best title for the news report is ______.A.Pen-Animal B.Zoo Tiger-Wandering Free

C.Siberian Tiger-Dangerous Animal D.Zoo-Dangerous site

Passage Eleven

“I love you, Bob.” “I love you, too, Nancy.” It was 2 a.m.and I was hearing my parents’ voices through the thin wall separating my bedroom from theirs.Their loving words were sweet, touching-and surprising.My parents married on September 14, 1940, after a brief dating.She was nearing 30 and knew it was time to start a family.The handsome, well-educated man who came by the office where she worked looked like a good bet.He was attracted by her figure, her blue eyes.The romance didn’t last long.Seeds of difference grew almost immediately.She liked to travel;he hated the thought.He loved golf;she did not.He was a Republican, she a loyal Democrat.They fought at the bridge table, at the dinner table, over money, over the perceived shortcomings of their respective in-laws.There was a hope that they would change once they retired, and the angry winds did calm somewhat, but what remained changed itself into bright, hard bitterness.“I always thought we’d „” my mother would begin, before launching into a precise listing of my father’s faults.The complaints were recited so often, I can repeat them by heart today.As he listened, my father would say angry threats and curses in a low voice.It wasn’t the happiest marriage, but as their 60th anniversary approached, my sister and I decided to throw a party.Sixty years was a long time, after all;why not try to make the best of things? We’d provide the cake, the balloons, the toasts, and they’d follow one rule: no fighting.The agreement was honored.We had a wonderful day.When we thought back, we found it was an important celebration, because soon after, things began to change for my parents.1.Bob married Nancy because of ______.A.her nice appearance B.her good education

C.her romantic nature D.her position as an office girl

2.When the writer told the story, the mother was probably ______ years old.A.60 B.70 C.80 D.90

3.What do we know about the writer’s parents?

A.Their marriage is a total failure.B.They had different hobbies.C.They had serious money problem.D.They stopped quarrelling after they had children.4.The purpose for the writer to hold the party is ______.A.to recall the 60 years’ marriage life of her parents

B.to stop the long fighting between her parents

C.just to celebrate her parents’ 60th anniversary

D.to have a good time for family’s reunion

Passage Twelve

What can you do to recall your dreams more often and interpret them more clearly? The experts offer these suggestions:

Develop an idea.Before you go to sleep, consciously think about a topic or a person you’d like to dream about.Raise a question that’s troubling you and see how your dream responds to it.Keep track.Next to your bed, place a pen and some paper, or a tape recorder or laptop, to record your dreams as soon as you wake up.Try to wake up naturally, without the help of an alarm clock or barking dog that can interrupt

your dream cycle.If your schedule doesn’t allow you to sleep in during the week, begin your dream journey on a weekend or during a vacation.Wake up slowly.For the first moment after you wake up, lie still and keep your eyes closed, because your dream may be connected to your body position while you slept.Try to recall the dream and then store it in your memory by giving it a name like “Late for an exam” or “My Date with Ashley Judd”.When you rise, immediately write down as many images, feelings and impressions as you can.Connect the dots.To better interpret your dreams, try to make connections between you recalled dreams and recent events.Do you recognize people from the present or past? Can you detect any themes from the dream? Look for patterns over several dreams that might help explain an individual dream.Change the outcome.If you have nightmares happening again and again that make it difficult to sleep, try to change the endings.Once you wake up from a bad dream, imagine a change in the action to create a more positive outcome.If you are trapped, try to fly.In your dream, you can do what you want!

1.The passage advices you to “wake up slowly” ______.A.because dreaming usually happens not long before you wake up

B.because sleeping posture may be related to your dream

C.so as not to connect your dreams

D.so as not to have a nightmare

2.The underlined word “rise”(Paragraph5)means “______”.A.come up B.stand up C.wake up D.get up

3.According to the passage, how can you overcome a nightmare?

A.Try to imagine you are a superman.B.Try to create a new ending of the nightmare.C.Try to think about some happy things.D.Try to forget the nightmare.4.In which column of a magazine or newspaper may the article appear?

A.Finance.B.Sports.C.Health.D.Politics.阅读理解答案：

Passage one 1.D 2.D 3.B 4.A 5.A

Passage two 1.C 2.D 3.A 4.D 5.A

Passage three 1.C 2.B 3.A 4.D 5.B

Passage four 1.A 2.A 3.B 4.C 5.D

Passage five 1.C 2.D 3.D 4.C 5.A

Passage six 1.C 2.B 3.A 4.C 5.B

Passage seven 1.D 2.C 3.D 4.C 5.B

Passage eight 1.D 2.D 3.B 4.A 5.A

Passage nine 1.C 2.A 3.D 4.B 5.A

Passage ten 1.C 2.A 3.C 4.B

Passage eleven 1.A 2.D 3.B 4.B

Passage twelve 1.B 2.D 3.B 4.C 成人高考专升本英语历年真题归类汇编—分词 分词

重点：现在分词与过去分词的区别;分词在句中充当的成份;分词的逻辑主语与主句的主语是否一致。

1.______ what the situation would be like, they decided to keep silent.A.Having not known B.Knowing not C.Not know D.Not knowing

2.The program was so ______ that they were too ______ to fall asleep.A.exciting„excited B.excited„.exciting C.exciting„exciting D.excited„.excited

3.The ______ children were opening their Christmas presents.A.exciting B.excited C.excite D.excitement

1.Not too many years ago, it was an excited experience to travel 25 or 50 miles from home.2.China is a ______ country while the U.S is a ______ country.A.developed„developed B.developing„developing C.developed„developing D.developing„developed

3.Mrs.White found her husband surrounded by letters and papers and ______ very worried.A.looking B.looks C.look D.to look

4.She returned home from the market only to find the door open and a number of things______.A.stole B.missing C.missed D.stealing

5.Just as I turned round the corner, I saw a car ______ towards me at a high speed.A.to come B.come C.coming D.came

6.All those ______ to go to the football match please raise your hands.A.wish B.wished C.will wish D.wishing

10.No one else ______ willing to go, he offered to take the message.A.was B.had been C.were D.being

11.______ the teacher’s suggestion, Tom finally found a way to settle the problem.A.Following B.To follow C.Follow D.He followed

12.______ crossing the street, he was knocked down by a car.A.By B.During C.At D.While

13.There was a terrible cry ______ the fall of the pole.A.followed B.to follow C.following D.that follows

14.Most of the artists being invited to the party were from South Africa.15.Some of the guests ______ to the party were from other cities.A.to invite B.invited C.being invited D.had been invited

16.The telephone was invented in 1876 by a man ______ Alexander Graham Bell.A.named B.naming C.that names D.who named

17.Water ______ into vapor by the sun falls as rain.A.turns B.turning C.is turned D.turned

18.The children ______ in red sang songs together.A.dressed B.dressing C.worn D.wearing

19.The musician, ______ for his splendid speech, was warmly received by the students.A.knowing B.known C.having known D.being known

20.The cinema ______ last month, is very popular especially among the young people in the town.A.opens B.opened C.to open D.having opened

21.-Do you know anything about the meeting ______ in Italy?

-Yes, and as a matter of fact I attended it.A.to be held B.held C.being held D.to hold

22.There are about 70 people ______ in the accident.A.were killed B.who killed C.killing D.killed

23.It’s such a big room.If you don’t speak loud enough, you’ll never make yourself ______.A.hear B.hearing C.to hear D.heard

24.In earliest times, people had eaten their food______.A.uncooked B.being uncooked C.uncooking D.to be uncooked

25.The hunters had the fire ______ at the night in the woods.A.burnt B.burning C.to burn D.burned

26.John went to town yesterday and had his bike ______ there.A.repair B.to repair C.repairing D.repaired

27.My wife is planning to have the furniture ______ light gray.A.paint B.painting C.to paint D.painted

28.The dress doesn’t fit, I’ll have to have it ______.A.sold B.charged C.changed D.adopted

29.Mr.Smith had the report ______ as soon as he finished ______ it.A.to be typed„to write B.typed„to write C.being typed„writing D.typed„writing

30.______ white, the kitchen looks much better than before.A.Paints B.Painted C.Paining D.To paint

31.He kept us ______ with ______ stories about his Arctic adventures.A.entertained/ exciting B.entertaining/ excited

C.entertained/ excited D.entertaining/ exciting

32.______ their luggage, the tourists hurried to the airport，A.Packed B.After packed C.Packing D.Having packed

33.______ a wrong address, he could not find his friend’s flat.A.Giving B.To be given C.Having given D.Having been given

34.______ his party to power for the fourth time, he becomes famous among Western leaders..A.Lead B.Leading C.Have led D.Having led

35.______ for several times, Bill made up his mind not to watch late night movies any more.A.To be scolded B.To have been scolded C.Being scolded D.Having been scolded

36.The recorder ______ out of order, the students did not know what to do.A.were B.has been C.was being D.being

37.After seeing the movie, ______.A.the book was read by him B.the book made him want to read it

C.he wanted to read the book D.the reading of the book interested him

38.All the afternoon he worked in his study with the door______.A.to lock B.locking C.locked D.lock

Ⅹ、虚拟语气

重点：虚拟语气的基本用法及其常见形式，如含if 条件句的句子，as if 从句;it is necessary/ important that 从句;suggest（建议）等词后面的宾语从句;it is suggested that 从句;suggestion等词后面的同位语从句，表语从句;wish 后面的宾语从句等。

1.His doctor suggested that he ______ his right hand.A.avoid to use B.avoid using C.has avoided using D.avoids to use

2.Jim suggested that they ______ their supper.A.had B.would have C.should have D.should have eaten

3.I suggest that he will be sent to hospital as soon as possible.4.I suggest that（他再把这个实验做一遍）[he should do the experiment again]

5.It’s suggested that ______ a while before we make a decision.A.she waited B.she wait C.she waits D.she will wait

6.The manager insisted that the chief engineer ______ testing the new model immediately.A.start B.starts C.started D.will start

7.The doctor insists that ______(我父亲戒烟).[my father(should)give up smoking ]

8.The company recommended that a new railway station ______ here.A.build B.built C.should build D.be built

9.他命令销毁这些文件 [He ordered that papers should be destroyed.]

10.Something about his manner suggested that he ______ not interested in what we were doing.A.was B.were C.be D.is

11.It is necessary that he ______ there on time.A.is B.be C.will D.has been

12.Mary wishes that she ______ law instead of history when she was in college.A.study B.studied C.has studied D.had studied

13.I wish I ______ busy yesterday;I could have helped you with the problem

A.was not B.were not C.have not been D.had not been

14.It’s high time ______ about the traffic problem.A.something was done B.everything is done C.anything will be done D.nothing to done

15.In spite of the noise, he went on working ______ nothing were happening.A.as if B.because C.although D.where

16.他的行为好像小孩子一样 [He behaves as if he were a child.]

17.If I had known all this before, I would not speak to him that way.18.如果你早一点告诉我,我就不会错过这个机会了。

[If you had told me a bit earlier, I wouldn’t have missed the chance.]

19.If you had followed the doctor’s advice,(你现在就不会再床上躺着了)

[you wouldn’t lie in bed now]

20.如果我昨天来的话,我会跟你们一起去野餐的。

[I had come yesterday , I would have gone for the picnic with you.]

21.If her grandfather would have three more days, he would have been 100 years old.虚拟语气强化训练

1.If Peter had enough money, he ______ on the trip to Los Angeles.A.had gone B.would go C.went D.would have gone

2.He did his homework carefully for fear that he ______.A.made a mistake B.makes a mistake C.would make a mistake D.make a mistake

3.I would have asked him to attend our gathering, but I ______his address.A.didn’t know B.hadn’t know C.don’t know D.wouldn’t know

4.The stubborn young man did not follow the advice that he ______ on his behavior since he didn’t believe that he had done anything wrong.A.reflect B.had reflected C.would reflect D.must reflect

5.I ______ the airport to make a flight reservation, but in fact I didn’t.A.should have called B.called C.could call D.would call

6.I would have told him the answer, but I ______ so busy at that moment.A.had been B.was C.were D.would be

7.If only we ______ a phone!I’m fed up with lining up outside the public phone box.A.have B.had C.will have D.are to have

8.Mr.Smith received the order that he ______ the documents to the new product meeting for further discussion.A.bring B.brings C.will bring D.has brought

9.I wish ______.A.I know how to program the new computer B.I will know to program the new computer

C.I knew how to program the new computer D.I do know how to program the new computer

10.He believes he has been cheated.He ______it.A.should not have believed B.should not believe C.did not believe D.can’t but believe

11.But for the reform, we ______ such great achievements.A.shall not make B.could not have made C.should not make D.can not have made

12.I need a helping hand, but I would sooner you ______.A.come B.coming C.will go with me D.didn’t join me

13.If the government had built more homes for the poor several years ago, the housing problems now ______ so serious in many parts of the country.A.wouldn’t be B.won’t be C.will not have been D.would not have been

14.Tom might have come to school in time for the lecture ______.A.if he got up earlier B.unless he had got up earlier

C.but he got up rather late D.but he had gotten up late

15.They took the injured straight to the hospital.Otherwise some of them ______.A.might have died B.might die C.would die D.could die

16.It is a perfect fit, sir.I ______ to you otherwise.A.wouldn’t show it B.wouldn’t have shown it

C.wouldn’t take it D.wouldn’t have taken it

17.Jeff looked as if he _______ a ghost.A.saw B.has seen C.had seen D.would see

18.I would have gone to the concert, if I ______ time.A.had had B.have had C.had D.would have had

19.______ I known it, I would have told you.A.Have B.If C.Had D.Having

20.The headmaster required that all the teachers ______ at the meeting.A.present B.must be present C.be present D.would be present

21.The mother rejected my suggestion that she ______ her daughter the next week.A.met B.meets C.would meet D.meet

22.It is necessary that anyone ______ exercises every day if he wishes to keep healthy.A.do B.would do C.did D.will do

23.It is high time that we ______ all ready for this afternoon meeting, ______it would be late.A.must get, or B.got, or C.should get, and D.get, and

24.In spite of the noise, he went on working ______ nothing were happening.A.as if B.because C.although D.where

25.______ the flood, the ship would have reached its destination on time.A.In case of B.In spite of C.As of D.But for

分词答案

1.D 2.A 3.B 4.B: exciting 5.D 6.A 7.B 8.C 9.D 10.D 11.A 12.D 13.C 14.B: invited 15.B 16.A 17.D 18.A 19.B 20.B 21.B 22.D 23.D 24.A

25.B 26.D 27.D 28.C 29.D 30.B 31.A 32.D 33.D 34.D 35.D 36.D 37.C 38.C

X.虚拟语气

1.B 2.C 3.B: should be 5.B 6.A 8.D 10.A 11.B 12.D 13.D 14.A 15.A 17.C: would not have spoken 21.A: had lived

虚拟强化训练：

1.B 2.D 3.A 4.A 5.A 6.B 7.B 8.A 9.C 10.A 11.B 12.D 13.A

14.C 15.A 16.B 17.C 18.A 19.C 20.C 21.D 22.A 23.B 24.A

25.D Ⅷ.动词 重点：动词的主要时态;被动语态的构成及其基本用法；

情态动词的基本用法（尤其是后接现在完成式）；used to与be/get used to

时态

1.The teacher said that the earth ?______ around the sun.A.run B.ran C.runs D.was running

2.Tom laid on the floor, reading a book.3.If you bring your shirt to me, I ______ it for you.A.will mend B.am mending C.have mended D.will have mended

4.-Did you go to Beijing last year?-No, ______.A.I have never gone B.I haven’t gone to Beijing

C.I did never go there D.I’ve never been to Beijing

5.Mr.Smith ______ here for two weeks.A.has already come B.is already being C.has already been D.has already being

6.We used to go skating in Michigan every winter, but ______ for the past five seasons.A.I don’t go B.I haven’t C.I’m not going D.I didn’t go

7.______ lately? I have not seen you for quite some time.A.Where were you gone B.Where did you go C.Where were you going D.Where have you been

8.We ______ a walk when it started to rain.A.take B.took C.are taking D.were taking

9.Although he promised to change.I’m still wondering when he ______ able to put his heart into his studies.A.was B.will be C.be D.were

10.The lady said that she’s been living in that city for years.11.By the time we got to the cinema the film ______for half an hour.A.has begun B.had begun C.has been on D.had been on

12.He has already gone home.But before he left, he ______ all the mistakes in his translation.A.had corrected B.has corrected C.corrected D.would correct

13.By the end of last year we ______ more than 2000 teachers of English all over the province.A.trained B.would have trained C.had trained D.have trained

14.昨天下午三班赢了那场足球赛。[Class 3 won the football match yesterday afternoon]

15.While I was skiing, I ______ and broke my wrist.A.fell B.felt C.feel D.fallen

被动语态

1.You don’t have to pay for your flights: they’re ______ in the price of your holiday.A.concluded B.held C.settled D.included

2.The doctor ______ my forehead and said, “ Your forehead ______ hot.”

A.felt, feels B.felt, was felt C.feels, felt D.feels, is felt

3.去年沿着这条河种植了二百多棵果树。

[More than two hundred fruit trees were planted along the river last year.]

4.Last week a rare stamp ______ at a price of 6,000 dollars.A.sold B.was sold C.had set up D.had been set up

5.The United Nations, which ______ in 1945, is playing a more and more important part in international affairs.A.was set up B.set up C.had set up D.had been set up

6.Her feeling was seriously ______ by her husband.A.hurt B.hit C.wounded D.destroyed

7.In modern times, great female chefs have become known, and some of the best cook books ______ by women.A.have written B.have been written C.were written D.are written

8.All that can be done ______.A.have been done B.have done C.has been done D.has done

9.People who won’t work should be made______.A.to work B.work C.has been done D.to be working

10.My teacher was made ______ his teaching because of poor health.A.giving up B.to give up C.given up D.give up

11.When they had finished playing, the children were made to ______ all the toys they had taken out.A.put off B.put up C.put out D.put away

12.He thought nobody was around, but he was in fact seen ______ into the office building.A.to steal B.steal C.stile D.stolen

情态动词

1.I can hear the Browns’ phone bell ring but no one is answering it;they ______ be at home.A.can’t B.mayn’t C.probably not D.shouldn’t

2.Professor Wang ______ be in New York because I met him in town just now.A.can’t B.might not C.may not D.may

3.-Listen, Mary is singing in the next room.-That ______ be Mary.She’s in hospital.A.may not B.shouldn’t C.wouldn’t D can’t

4.She earns a good salary, so she ______ be deep in debt.A.can’t B.must C.needn’t D.should

5.It is going to rain you ______ take your umbrella with you.A.had better to B.would rather to C.would rather D.had better

6.You had better ______ the teacher about this.A.ask B.to ask C.asked D.asking

7.You had better ______ where you are.A.remaining B.to remain C.remain D.remained

8.你最好马上去看医生。[You had better go to see the doctor immediately]

9.I would rather ______ with you.A.not to go B.to not go C.to go D.not go

10.They will get well soon.You ______ worry.A.can’t B.couldn’t C.mustn’t D.needn’t

11.-Shall I tell Ann the test result?-No, you ______.She’s already got some report.A.wouldn’t B.needn’t C.mustn’t D.shouldn’t

12.To travel from England to Scotland you ______ a passport.A.mustn’t have B.haven’t got C.don’t need D.needn’t

13.This is one of the most difficult questions that do not need to answer.14.The garden requires ______.A.watering B.being watered C.to water D.having watered

15.-Why isn’t John in class?-He ______ be sick.Or he’d have been here already.A.should B.may C.must D.would

16.The streets are all wet.It ______ during the night.A.must be raining B.must have rain C.must have rained D.had to rain

17.She ______ on her way to school, I just phoned her home and no one answered me.A.should be B.must have been C.must have rained D.had to rain

18.The house is dark and quiet, so the Browns ______ have gone to bed.A.must B.should C.ought to D.would

19.Mr.Zhang isn’t here yet, I think he ______ about the meeting.A.should have forgotten B.ought to forget C.must have forgotten D.may forget

20.I can’t find Tom anywhere I think he must go to the library.21.______（你不该对孩子如此严格）,He’s old enough to make his own choices.[You shouldn’t be so strict with the child]

22.I don’t know who is going to get the contract.We ______ get it but nothing is sure.A.must B.can’t C.might D.needn’t

23.They started off at about 5 o’clock in the morning.They should ______ there by now.A.arrive B.have been arriving C.have arrived D.be arriving

24.我们不应当责备她，她已经尽了最大的努力。[We shouldn’t have blamed her, for she has tried her best.]

25.-you realize that you were driving at 100 miles per hour, don’t you?

-No, officer.I ______ have been, this car can’t do more than 70.A.needn’t B.shouldn’t C.couldn’t D.might not

26.-I saw Mary in the library yesterday.-You ______ her, she is still in hospital.A.mustn’t have seen B.could not see C.can’t have seen D.must not see

27.New ideas sometimes have wait for years before they are fully accepted.28.A friend ______ said to me the other day: “I don’t mind eating these foods, but why ______ to taste so awful?”

A.of my„they have B.of me„they are C.for me„are they D.of mine„do they have

29.“Do you have to leave?” “Sorry, but I really ______.”

A.have B.had to C.do so D.must

30.I want to go to see the doctor, but you ______ with me.A.need not go B.need not to go C.do not need go D.need go not

used to be/get used to

used to 表示“过去常常”，后接不定式，get/be used to 表示“习惯于„”，后接名词、代词、动名词。

1.She ______ eat so many sweet things.A.used to not B.never used C.didn’t use to D.didn’t use

2.I ______ to be quite afraid to live in that city, but now I have ______ to the life there.A.was used„got used B.used„used C.got used „been used D.used„got used

3.My sister is used to ______ with all the window’s open.A.sleep B.sleeping C.have slept D.the sleeping

4.Mr.Brown often wore a heavy coat because he was not used to live in such a cold climate.5.In this park, sparrows often fly down from trees to eat from visitors’ hands.They are used to ____ in this way.A.be fed B.feed C.having fed D.being fed

Ⅸ、非谓语动词

动词不定式

重点：动词不定式的否定形式，动词不定式在句中充当的成份，尤其是在部分动词后作宾语补足语时省略to，作定语、状语时若与相关名词之间有动宾关系，不及物动词后的介词不能省略。

1.Mother told Mary ______ late for school.A.not to B.not be C.not to be D.did not be

2.Pessimists warn us not ______ for pretty colors, since the car will come in gray.A.ask B.asking C.to ask D.to be asked

3.They asked him don’t give that new information to anyone else but the headmaster.4.Mrs.Black warned her son ______ after drinking.A.never to drive B.never drive C.to never drive D.never driving

5.-Where do you suggest going?-We promised ______ the children to the West Lake.A.taking B.to take C.taken D.took

6.A lot of people find modern art very hard ______.A.understood B.understanding C.to understand D.being understood

7.They found the lecture hard ______.A.to be understood B.to understand C.for understanding D.to have been understood

8.Would you like one ______ the radio a bit?

A.turning down B.to turn down C.turn down D.turned down

9.In order to get to Peter’s house easily, I had his secretary ______ a map for me.A.to draw B.draw C.drawn D.drawing

10.Mrs.Wang made me ______ the work again.A.do B.to do C.doing D.raised

11.The workers asked Mr.Smith to let John to go.12.When his name was mentioned, I saw him ______ from his seat.A.rise B.rose C.raise D.raised

13.The salesman persuaded us ______ his product.A.buying B.to buy C.buy D.having bought

14.Reaching the top of the hill, they stopped having a rest.15.The city government must take action ______ the increasing populating.A.to control B.controlling C.controls D.controlled

16.Many people do not understand how much water the human body needs ______ work properly.A.at B.for C.in D.to

17.He asked me if the room was big enough for us three to live.18.The tourists haven’t decided which hotel______.A.to stay B.to stay at C.is to stay D.to be staying

19.They held a conference to decide ______ to meet the emergency.A.how B.what C.that D.which

20.For centuries, people from all over the world have claimed ______ strange sights: lights in the sky, flying objects and even creatures from other planets.A.to have seen B.having seen C.to see D.seeing

21.Wet umbrellas are not allowed ______ into this hotel.A.to be taken B.to take C.taken D.taking

22.We expect more books and magazines ______（为儿童出版）[to be published for children.]

23.箱子太重了那孩子搬不动。[The box is too heavy for the child to carry ]

24.It’s very kind ______ invite me to your birthday party.A.from you to B.of you to C.by you to D.that you

25.对不起，让你们等了这么久。[I’m sorry to have kept you waiting too long.]

动名词

重点：动名词的逻辑主语，完成式，被动式：动名词作介词，动词的宾语，尤其是有些动词后只能连接动名词，有些动词后既可接动名词又可接动词不定式，但表达的含义不同。

1.It’s no use ______ your chickens before they are hatched.A.count B.to count C.counting D.of counting

2.We are looking forward to ______ a trip to your country.A.take B.taking C.be taking D.having taken

3.She is looking forward as much to his return as he himself to ______ her.A.have seen B.see C.seeing D.having taken

4.She made her living ______（靠给华盛顿几家报纸写稿）

[by writing articles for several newspapers in Washington]

5.I know nothing about ______ in the army.A.she working B.for her to work C.her having worked D.her having been worked

6.I apologize for ______ my promise.A.not having kept B.being kept C.not to have kept D.having not kept

7.He had no difficulty ______ the problem.A.to work out B.to have worked out C.working out D.having worked out

8.He wondered if he could slip out of the lecture hall without anyone ______.A.noticing B.noticed C.to notice D.being noticed

9.I thought it was worth ______ a hundred miles to see the basketball game.A.of driving B.driving C.drive D.being driven

10.I’ll never forget ______ you for the first time.A.meeting B.driving C.drive D.being driven

11.I remember ______ her at a party last weekend.A.to meet B.meeting C.having met D.to have met

12.I remember ______ to help us when we got into trouble.A.him to offer B.him offering C.he to offer D.his offer

13.Remember to go to the post office and don’t forget taking the parcel with you.14.You must remember bringing back the umbrella tomorrow.15.The house needs ______, but they plan to wait until next spring to do it.A.paint B.to paint C.painting D.be painted

16.Please stop ______.Let’s listen to the radio.A.arguing B.to argue C.be arguing D.argue

17.I always regret not ______ harder when I was young.A.studying B.having studied C.to study D.to have studied

18.As ______（计算机价格的不断下降）,more and more families can afford it.[the price of the computer keeps falling / going down]

19.Tired of the cold weather in New England, Mr.And Mrs.Smith are considering ____ to the south.A.to move B.moving C.move D.to be moving

20.The child avoided to be punished by running away quickly.21.Please come the downstairs for breakfast after you have finished washing.22.I don’t mind work too hard all the week, but I refuse to work on Sundays.23.When I read the novel I can’t help to think of Mary.24.When the little girl got back her answer sheet, she could not help ______.A.from crying B.to cry C.herself from crying D.crying

25.I object ______ in front of me.A.to him smoking cigarettes B.for him smoking cigarettes

C.to smoking cigarettes for him D.for him to smoke cigarettes

VIII.动词

时态

1.C 2.A: lay 3.A 4.D 5.C 6.B 7.D 8.D 9.B 10.B: she had been living 11.D 12.A 13.C 15.A

被动语态1.D 2.A 4.B 5.A 6.A 7.B 8.C 9.A 10.B 11.D 12.A

情态动词

1.A 2.A 3.D 4.A 5.D 6.A 7.C 9.D 10.D 11.B 12.C 13.D: answering 14.A 15.C 16.C 17.B 18.A 19.C 20.D: must have gone 22.C 23.C 25.C 26.C 27.B: have to wait 28.D 29.D 30.A

Used to be/get used to

1.C 2.D 3.B 4.C: to living 5.D

IX.非谓语动词

动词不定式

1.C 2.C 3.A: not to give 4.A 5.B 6.C 7.B 8.B 9.B 10.A 11.D: go 12.A 13.B 14.C: to have 15.A 16.D 17.D: to live in 18.B 19.A 20.A 21.A 24.B

动名词

1.C 2.B 3.C 5.C 6.A 7.C 8.A 9.B 10.A 11.B 12.B 13.C: to take 14.B: to bring 15.D 16.A 17.A 19.B 20.A: being 21.B: the去掉 22.A: working 23.D: thinking 24.D 25.A Ⅶ 连词

重点：常见并列连词的用法（如：and , but , or , so , for）；从属连词的用法。

1.John wanted to play basketball, and it was raining and he stayed at home.2.Not many people realize this, ______it is quite true.A.but B.however C.so D.that

3.-Can I help you?

-Well, I’m afraid the box is too heavy for you, ______thank you all the same.A.and B.so C.or D.but

4.Mary has lived in China for five years.（所以她习惯于这里的生活）。[so she has got used to the life here]

5.I don’t know her address, ______I can’t write to her.A.but B.or C.so D.since

6.The human body can go without food for a long time, but two______ three days without water usually result in death.A.and B.but C.for D.or

7.She hardly ever goes to ______ the theatre.A.neither the cinema or B.neither the cinema nor

C.either the cinema nor D.either the cinema or

8.Try your best ______ you’ll certainly succeed this time.A.so B.and C.or D.for

9.She remained silent, ______ her heart was heavy and her spirit low.A.so B.though C.for D.therefore

10.He talked at the top of his voice, ______ he drew nobody’s attention.A.yet B.instead C.so D.though

11.Watch your step, ______you might fall into the water.A.or B.and C.unless D.but

12.He came to the party, ______ he hadn’t been invited.(2003)

A.in case B.in spite of C.even D.although

VII.连词

1.B: but 2.A 3.D 5.C 6.D 7.D 8.B 9.C 10.A 11.A VI.介词

重点：常见介词、介词短语的词义及用法；介词与某些动词、名词、形容词的固定搭配。

1.It snowed here since more than a week last year.2.We can obtain knowledge from other sources ______ books.A.beside B.besides C.apart D.in addition

3.______fun and good exercise, swimming is a very useful skill.A.Except for B.But for C.Beside D.Besides

4.Mary answered all the questions ______ the last one.A.unless B.except C.besides D.beside

5.I have finished typing all ______ the last page.A.until B.but C.to D.for

6.May I stay with you ______ going back to my parents’ home tonight?

A.because of B.so as to C.in spite of D.instead of

7.Despite of the heavy snow last night none of the classes have been cancelled at the university.8.Father usually comes back from his work______.A.at noon B.in noon C.on noon D.in the noon

9.We are looking ______ to hearing from you soon.A.at B.forward C.for D.up

10.I am looking forward ______ Mike next week.A.to see B.to seeing C.seeing D.see

11.The students laughed ______ the silly answers they had put on their tests.A.at B.from C.to D.over

12.The bell rang and I hurriedly rushed into the classroom, knocking ______ our maths teacher.A.at B.into C.off D.out

13.They differ ______ each other in many ways.A.to B.with C.on D.from

14.The movie we saw last night was very different ______ the novel.A.of B.to C.from D.as

15.Someone was speaking there;the voice was familiar ______ us.A.by B to C.for D.with

16.Controlling a class of school pupils calls ______ all your skills as a teacher.A.up B.off C.for D.on

17.When the taxi came I put out my hand, but it just went ______ me without stopping.A.off B.over C.through D.past

18.I began to work here ______1978.A.in B.at C.on D.since

19.______（在一个寒冷的冬日）, George jumped into the lake and saved a little girl.[On a cold winter day]

20.It’s nice to go for a walk ______ a summer evening.A.on B.at C.in D.during

21.Most Chinese like to drink tea.But some prefer coffee ______ tea.A.to B.for C.with D.against

22.I prefer writing a term paper ______ taking an examination.A.than B.to C.for D.rather than

23.The picture reminds me ______ the time we spent together in New York.A.of B.in C.for D.to

24.I objected ______ the meeting without him.A.to have B.to having C.having D.have

25.They arrived home very wet, as they had walked all the way ______ the rain.A.in B.below C.under D.into

26.Last Sunday and ______ my great surprise I met Bullen in town.A.to B.for C.as D.at

27.I often go to school on bike, but I went to school on foot this morning.28.I met her ______ my way______.A.in„home B.on„home C.in„to home D.to„to home

29.From here, we can see the bridge ______ construction.A.below B.by C.under D.with

30.Electricity is ______ great use in industry and everyday life.A.be B.of C.in D.with

[“of+名词”结构相当于形容词，作表语]

31.Would you like a piece of cake ______ your coffee?

A.with B.to C.for D.in

32.George always arrives at the office in time, but because the heavy rain ,he was one hour late this morning.33.They came from a village a little way ______ the main road.A.on B.off C.at D.in

34.谁应对这起车祸负责？ [Who was responsible for the car accident?]

35.任何事情都不能阻止我们履行职责。[Nothing can prevent us from doing our duties.]

36.His ears are highly sensitive ______ any unusual sound in the machine.