美国三权分立与宪法地位

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第一篇:美国三权分立与宪法地位

试述美国三权分立制度与宪法的地位

美利坚合众国宪法(Constitution of the United States),简称美国宪法。它是美国的根本大法,奠定了美国政治制度的法律基础。该宪法于1787年9月17日在费城召开的制宪会议上获得代表的批准,并在此后不久为当时美国拥有的13个州的特别会议所批准。根据这部宪法,美国成为一个由各个拥有主权的州所组成的联邦国家,同时也有一个联邦政府来为联邦的运作而服务。从此联邦体制取代了基于邦联条例而存在的较为松散的邦联体制。1789年,美国宪法正式生效。美国宪法是世界上首部成文宪法,该宪法为日后许多国家的成文宪法的制定提供了成功的典范。

尽管美国宪法历经多次修改,但是1789年宪法的基本原则至今依然发挥着重要的作用。政府运作的基本原则如下:

三权分立——美国国家权力分为三部分:立法权、行政权和司法权。这三部分权力相互之间保持独立。在理论上,三权是完全平等,并且互相制衡。每种权力都有限制另外两种权力滥用的职能。这就是现代民主社会著名的三权分立原则。一般认为其思想根源来自法国著名思想家孟德斯鸠的著作《论法的精神》。

联邦体制——美国宪法规定美国采用联邦制的国体。联邦政府只拥有在宪法中列举的有限权力,而其余未列明的权利都属于各州或者人民。

宪法至上——美国宪法以及国会通过的法律的效力高于其他一切法律、行政法规和规定。

人人平等——根据美国宪法第十四修正案,人人都有平等地获得法律保护的权利。各州之间也保持平等地位,原则上任何州都不能获得联邦政府的特殊对待。根据宪法的规定,各州要互相尊重和承认。

美国是实行三权分立制度的典型国家。三权分立制度在反对封建势力复辟、建立资本主义民主制度的斗争中发挥过

“三权分立”机制重要作用。美国1787年宪法规定,立法权属于由参、众两院组成的合众国国会,行政权属于美国总统;司法权属于最高法院及国会随时制定与设立的下级法院。三个权力部门之间相互制约。根据三种权力相互制衡的原则,美国宪法还规定,国会有权要求总统调整政策以备审议,批准总统对外缔结的条约,建议和批准总统对其所属行政官员的任命,通过弹劾案撤换总统,有权建议和批准总统对联邦最高法院法官的任命,宣告惩治叛国罪,弹劾审判最高法院法官;总统对国会通过的法案拥有有限的否决权,副总统兼任参议院议长,总统还拥有特赦权、对最高法院法官的提名和任命权;最高法院法官在总统因弹劾案受审时担任审判庭主席。此外,根据惯例,最高法院有权解释法律,宣布国会制定的法律违宪无效。

很多政治学家相信三权分立是美国相较卓异(American exceptionalism)的决定性因素之一。约翰·金敦(John Kingdon)提出此论点,其指出三权分立为美国独特的政治结构的发展作出了贡献。其认为美国国内的大量利益集团均有参与权力制衡,因为其可以影响政策制定并制造更多潜在的组织活动。其亦认为三权分立的复杂性是较少国民参与政治的原因。

同时有观点认为因为三权分立出来的三权,实质上并非完全平等,立法权统领行政权及司法权,所以在三权分立的国家中,立法权掌握在谁手中,谁才是有实权的机构,谁才真正掌握国家。

所以实质上,三权分立更像是财团富人或称资产阶级统治美国的工具。资产阶级通过掌握立法权,间接掌握执法权和司法权,不给人民以独裁形象,更容易安全的统治国家。

第二篇:美国三权分立制度的特点

美国三权分立制度的特点

三权分立的思想最初是由洛克、孟德斯鸠等人提出的,尤其是孟德斯鸠系统地对其内容进行了阐述。他的三权分立思想中既强调权力的分工,又强调权力的制衡,这对美国三权分立的确立产生了深远影响。美国的三权分立制度是独立战争后,为适应资本主义发展的需求,在1787年美国宪法中所确立的政权组织形式。其主要内涵是指把国家权力分为立法权、行政权与司法权,分别由国会、总统与法院行使,三权彼此独立,但又互相制约、保持均衡的一项政治制度,所以美国的三权分立制度是三权既分工又互相牵制的综合体。美国200多年的历史也已经证明:三权分立制度对于维护美国社会稳定,促进社会发展功不可没。美国的三权分立制度有以下几方面的特点:

1、美国三权分立制度从权力的来源上保障各自的独立性,使三种权力保持平行,是一种严格的三权分立模式。

三大部门权力来源不同,相互平行。根据这个原则所设计的体制,国会参议院议员由各州选民选举(最初是由各州议会选举产生,1913年第十七条修正案生效后改为现制),众议员由各选区选民选举产生;总统由选民选出的选举人组成的选举团选出;联邦各级法院的法官由总统经参议院同意后任命,但一旦被任命,如无失职行为就终身任职。因此,三个机关的地位是平行的,其中没有一个是最高权力机关。

2、三权分立体制下的立法权、行政权与司法权在动态的运作过程中维持彼此之间的制衡关系。

三权的分立与制衡不是简单的权力分配,也不是简单的权力制约,而是在动态的权力运作过程中体现各自的价值,展现各自的权威,实现相互的协作。这也是三权分立的资产阶级政治制度与封建君主专制制度的重要区别。君主专制的集权统治下,国家权力是僵化的,没有真正意义上的权力分工,君主是绝对权威。而在美国制宪者的设定下,国家权力的任何一方均不拥有绝对权。宪法根据各自特点赋予每种权力以威力的同时,又为每种权力戴上了“紧箍咒”。美国国会是立法机关,有权制定法律,但法律若想生效的话,必须经过总统的批准。当总统不认可国会通过的议案时,他就可以行使否决权。而参议院和众议院又可以分别以2/3多数推翻总统的否决。最高法院可以对国会及总统行为进行违宪性审查,使二者的活动纳入宪法设定的轨道。同样,国会和总统也有制约最高法院的上方宝剑:最高法院的大法官由总统提名和任命,由参议院批准。国会拥有对联邦法院法官的弹劾权。简而言之,只有在权力行使的过程中,三权分立的价值才得以充分体现。这就是美国三权分立制度设立的精妙之处。

3、三权分立制度所设定的权力界限存在含混不清、相互交叉之处,为权力在现实中的倾轧埋下伏笔。

一方面,这是美国三权分立制度的制衡思想的体现。三权的制衡是通过模糊权力的界限、重叠权力的行使领域而实现的。比如缔约权、人事任命权,均需在国会与总统的共同行使下才能够实现,成为双方长期争夺的目标。另外一方面,这种局面的出现应该说是和宪法规定不明确有直接关系的。除了明文规定所造成的立法权与行政权互相干预以外,宪法中许多语义不明的笼统规定,也在两权之间引起了许多矛盾。实际问题在于,宪法提供了相当大的弹性空间供国会、总统发挥......由于权力规定的不明确,总统与国会各自按照宪法已经授予他们的权力“合理”推断出衍生的权力,造成两权冲突。比如有关战争权的规定,宪法规定总统是武装部队的总司令,但同时又规定国会有宣布战争的权力。正因为此,战争权一直是国会与总统的焦点之争。

4、三权分立体制设定了这么一套分权与制衡的模式:用分权机制与程序机制实现对政府权力的排除性控制;用否决机制与弹劾机制实现对政府权力的反抗性机制。

美国宪法根据权力的性质不同,将其分配给不同的部门,并以列举、分类等形式将权力专属化,防止权力集中。宪法为每一个权力设定既定轨道,以期三权能按照既定轨道运行。同时,宪法又设定了制裁措施,一旦出现权力滥用,偏离运行轨道的情况时,相应的否决权、弹劾权就可以发挥威力。

第三篇:美国宪法 美国政府与政治。。。

美国宪法(中文)

序言

我们美利坚合众国的人民,为了组织一个更完善的联邦,树立正义,保障国内的安宁,建立共同的国防,增进全民福利和确保我们自己及我们後代能安享自由带来的幸福,乃为美利坚合众国制定和确立这一部宪法。

第一条

第一款 本宪法所规定的立法权,全属合众国的国会,国会由一个参议院和一个众议院组成。

第二款 众议院应由各州人民每两年选举一次之议员组成,各州选举人应具有该州州议会中人数最多之一院的选举人所需之资格。凡年龄未满二十五岁,或取得合众国公民资格未满七年,或於某州当选而并非该州居民者,均不得任众议员。众议员人数及直接税税额,应按联邦所辖各州的人口数目比例分配,此项人口数目的计算法,应在全体自由人民--包括订有契约的短期仆役,但不包括末被课税的印第安人--数目之外,再加上所有其他人口之五分之三。实际人口调查,应於合众国国会第一次会议後三年内举行,并於其後每十年举行一次,其调查方法另以法律规定之。众议员的数目,不得超过每三万人口有众议员一人,但每州至少应有众议员一人;在举行人囗调查以前,各州得按照下列数目选举众议员 : 新罕布什尔三人、麻萨诸塞八人、罗德岛及普罗维登斯垦殖区一人、康涅狄格五人、纽约州六人.新泽西四人、宾夕法尼亚八人、特拉华一人、马里兰六人、弗吉尼亚十人、北卡罗来纳五人、南卡罗来纳五人、乔治亚三人。任何一州的众议员有缺额时,该州的行政长官应颁选举令,选出众议员以补充缺额。众议院应选举该除议长及其他官员;只有众议院具有提出弹劾案的权力。

第三款 合众国的参议院由每州的州议会选举两名参议员组成之,参议员的任期为六年,每名参议员有一票表决权。参议员於第一次选举後举行会议之时,应当立即尽量均等地分成三组。第一组参议员的任期,到第二年年终时届满,第二组到第四年年终时届满,第三组到第六年年终时届满,俾使每两年有三分之一的参议员改选;如果在某州州议会休会期间,有参议员因辞职或其它原因出缺,该州的行政长官得任命临时参议员,等到州议会下次集会时,再予选举补缺。凡年龄未满三十岁,或取得合众国公民资格未满九年,或於某州当选而并非该州居民者,均不得任参议员。合众国副总统应为参议院议长,除非在投票票数相等时,议长无投票权。参议院应选举该院的其他官员,在副总统缺席或执行合众国总统职务时,还应选举临时议长。所有弹劾案,只有参议院有权审理。在开庭审理弹劾案时,参议员们均应宣誓或誓愿。如受审者为合众国总统,则应由最高法院首席大法官担任主席;在末得出席的参议员的三分之二的同意时,任何人不得被判有罪。弹劾案的判决,不得超过免职及取消其担任合众国政府任何有荣誉、有责任或有俸给的职位之资格;但被判处者仍须服从另据法律所作之控诉、审讯、判决及惩罚。

第四款 各州州议会应规定本州参议员及众议员之选举时间、地点及程序;但国会得随时以法律制定或变更此种规定,惟有选举议员的地点不在此例。国会应至少每年集会一次,开会日期应为十二月的第一个星期一,除非他们通过法律来指定另一个日期。

第五款 参众两院应各自审查本院的选举、选举结果报告和本院议员的资格,每院议员过半数即构成可以议事的法定人数;不足法定人数时,可以一天推一天地延期开会,并有权依照各该议院所规定的程序和罚则,强迫缺席的议员出席。参众两院得各自规定本院的议事规则,处罚本院扰乱秩序的议员,并且得以三分之二的同意,开除本院的议员。参众两院应各自保存一份议事记录,并经常公布,惟各该院认为应保守秘密之部分除外;两院议员对於每一问题之赞成或反对,如有五分之一出席议员请求,则应记载於议事记录内。在国会开会期间,任一议院未得别院同意,不得休会三日以上,亦不得迁往非两院开会的其他地点。

第六款 参议员与众议员得因其服务而获报酬,报酬的多寡由法律定之,并由合众国国库支付。两院议员除犯叛国罪、重罪以及扰乱治安罪外,在出席各该院会议及往返各该院途中,有不受逮捕之特权;两院议员在议院内所发表之演说及辩论,在其它场合不受质询。参议员或众议员不得在其当选任期内担任合众国政府任何新添设的职位,或在其任期内支取因新职位而增添的俸给;在合众国政府供职的人,不得在其任职期间担任国会议员。

第七款 有关徵税的所有法案应在众议院中提出;但参议院得以处理其它法案的方式,以修正案提出建议或表示同意。经众议院和参议院通过的法案,在正式成为法律之前,须呈送合众国总统;总统如批准,便须签署,如不批准,即应连同他的异议把它退还给原来提出该案的议院,该议院应将异议详细记入议事记录,然後进行复议。倘若在复议之後,该议院议员的三分之二仍然同意通过该法案,该院即应将该法案连同异议书送交另一院,由其同样予以复议,若此另一院亦以三分之二的多数通过,该法案即成为法律。但遇有这样的情形时,两院的表决均应以赞同或反对来定,而赞同和反对该法案的议员的姓名,均应由两院分别记载於各该院的议事记录之内。如总统接到法案後十日之内(星期日除外),不将之退还,该法案即等於曾由总统签署一样,成为法律¨准有当国会休会因而无法将该法案退还时,该法案才不得成为法律。任何命令、决议或表决(有关休会问题者除外),凡须由参议院及众议院予以同意者,均应呈送合众国总统;经其此准之後,方始生效,如总统不予批准,则参众两院可依照对於通过法案所规定的各种规则和限制,各以三分之二的多数,再行通过。

第八款 国会有权规定并徵收税金、捐税、关税和其它赋税,用以偿付国债并为合众国的共同防御和全民福利提供经费;但是各种捐税、关税和其它赋税,在合众国内应划一徵收;以合众国的信用举债;管理与外国的、州与州间的,以及对印第安部落的贸易;制定在合众国内一致适用的归化条例,和有关破产的一致适用的法律;铸造货币,调议其价值,并厘定外币价值,以及制定度量衡的标准;制定对伪造合众国证券和货币的惩罚条例;设立邮政局及延造驿路;为促进科学和实用技艺的进步,对作家和发明家的著作和发明,在一定期限内给予专利权的保障;设置最高法院以下的各级法院;界定并惩罚海盗罪、在公海所犯的重罪和违背国际公法的罪行;宣战,对民用船苹颁发捕押敌船及采取报复行动的特许证,制定在陆地和海面虏获战利晶的规则;募集和维持陆军,但每次拨充该项费用的款项,其有效期不得超过两年;配备和保持海军;制定有开管理和控制陆海军队的各种条例;制定召集民兵的条例,以便执行联邦法律,镇压叛乱和击退侵略;规定民兵的组织、装备和训练,以及民兵为合众国服务时的管理办法,但各州保留其军官任命权,和依照国会规定的条例训练其民团的权力;对於由某州让与而由国会承受,用以充当合众国政府所在地的地区(不逾十哩见方),握有对其一切事务的全部立法权;对於经州议会同意,向州政府购得,用以建筑要塞、弹药库、兵工厂、船坞和其它必要建筑物的地方,也握有同样的权力;--并且为了行使上述各项权力,以及行使本宪法赋予合众国政府或其各部门或其官员的种种权力,制定一切必要的和适当的法律。

第九款 对於现有任何一州所认为的应准其移民或入境的人,在一八O八年以前,国会不得加以禁止,但可以对入境者课税,惟以每人不超过十美元为限。不得中止人身保护令所保障的特权,惟在叛乱或受到侵犯的情况下,出於公共安全的必要时不在此限。不得通过任何褫夺公权的法案或者追溯既往的法律。除非按本宪法所规定的人口调查或统计之比例,不得徵收任何人口税或其它直接税。对各州输出之货物,不得课税。任何有关商务或纳税的条例,均不得赋予某一州的港口以优惠待遇;亦不得强迫任何开往或来自某一州的船苹,驶入或驶出另一州,或向另一州纳税。除了依照法律的规定拨款之外,不得自国库中提出任何款项;一切公款收支的报告和帐目,应经常公布。合众国不得颁发任何贵族爵位: 凡是在合众国政府担任有俸给或有责任之职务者,末经国会许可,不得接受任何国王、王子或外国的任何礼物、薪酬、职务或爵位。

第十款 各州不得缔结任何条约、结盟或组织邦联;不得对民用船苹颁发捕押敌船及采取报复行动之特许证;不得铸造货币;不得发行纸币;不得指定金银币以外的物品作为偿还债务的法定货币;不得通过任何褫夺公权的法案、追溯既往的法律和损害契约义务的法律;也不得颁发任何贵族爵位。未经国会同意,各州不得对进口货物或出口货物徵收任何税款,但为了执行该州的检查法律而有绝对的必要时,不在此限;任何州对於进出囗货物所徵的税,其净收益应归合众国国库使用;所有这一类的检查法律,国会对之有修正和监督之权。未经国会同意,各州不得徵收船舶吨位税,不得在和平时期保持军队和军舰,不得和另外一州或国缔结任何协定或契约,除非实际遭受入侵,或者遇到刻不容缓的危急情形时,不得从事战争。

第二条

第一款 行政权力赋予美利坚合众国总统。总统任期四年,总统和具有同样任期的副总统,应照下列手续选举 :每州应依照该州州议会所规定之手续,指定选举人若干名,其人数应与该州在国会之参议员及众议员之总数相等;但参讥员、众议员及任何在合众国政府担任有责任及有俸给之职务的人,均不得被指定为选举人。各选举人应於其本身所属的州内集会,每人投票选举二人,其中至少应有一人不属本州居民。选举人应开列全体被选人名单,注明每人所得票数;他们还应签名作证明,并将封印後的名单送至合众国政府所在地交与参议院议长。参议院议长应於参众两院全体议员之前,开拆所有来件,然後计算票数。得票最多者,如其所得票数超过全体选举人的半数,即当选为总统;如同时不止一人得票过半数,旦又得同等票数,则众议院应立即投票表决,选毕其中一人为总统;如无人得票过半数,则众议院应自得票最多之前五名中用同样方法选举总统。但依此法选举总统时,应以州为单位,每州之代表共有一票;如全国三分之二的州各有一名或多名众议员出席,即构成选举总统的法定人数;当选总统者需获全部州的过半数票。在每次这样的选举中,於总统选出後,其获得选举人所投票数最多者,即为副总统。但如有二人或二人以上得票相等时,则应由参议院投票表决,选学其中一人为副总统。国会得决定各州选出选举人的时期以及他们投票的日子;投票日期全国一律。只有出生时为合众国公民,或在本宪法实施时已为合众国公民者,可被选为总统;凡年龄未满三十五岁,或居住合众国境内未满十四年者,不得被选为总统。如遇总统被免职,或因死亡、辞职或丧失能力而不能执行其权力及职务时,总统职权应由副总统执行之。国会得以法律规定,在总统及副总统均被免职,或死亡、辞职或丧失能力时,由何人代理总统职务,该人应即遵此视事,至总统能力恢复,或新总统被选出时为止。总统得因其服务而在规定的时间内接受俸给,在其任期之内,俸金数额不得增加或减低,他亦不得在此任期内,自合众国政府和任何州政府接爱其它报酬。在他就职之前,他应宣誓或誓愿如下: --「我郑重宣誓(或 矢言)我必忠诚地执行合众国总统的职务,并尽我最大的能力,维持、保护和捍卫合众国宪法。

第二款 总统为合众国陆海军的总司令,并在各州民团奉召为合众国执行任务的担任统帅;他可以要求每个行政部门的主管官员提出有关他们职务的任何事件的书面意见,除了弹劫案之外,他有权对於违犯合众国法律者颁赐缓刑和特赦。总统有权缔订条约,但须争取参议院的意见和同意,并须出席的参议员中三分之二的人赞成;他有权提名,并於取得参议院的意见和同意後,任命大使、公使及领事、最高法院的法官,以及一切其他在本宪法中未经明定、但以後将依法律的规定而设置之合众国官员;国会可以制定法律,酌情把这些较低级官员的任命权,授予总统本人,授予法院,或授予各行政部门的首长。在参议院休会期间,如遇有职位出缺,总统有权任命官员补充缺额,任期於参议院下届会议结束时终结。

第三款 总统应经常向国会报告联邦的情况,并向国会提出他认为必要和适当的措施,供其考虑;在特殊情况下,他得召集两院或其中一院开会,并得於两院对於休会时间意见不一致时,命令两院休会到他认为适当的时期为止;他应接见大使和公使;他应注意使法律切实执行,并任命所有合众国的军官。

第四款 合众国总统、副总统及其他所有文官,因叛国、贿赂或其它重罪和轻罪,被弹劾而判罪者,均应免职。

第三条

第一款 合众国的司法权属於一个最高法院以及由国会随时下令设立的低级法院。最高法院和低级法院的法官,如果尽忠职守,应继续任职,并按期接受俸给作为其服务之报酬,在其继续任职期间,该项俸给不得削减。

第二款 司法权适用的范围,应包括在本宪法、合众国法律、和合众国已订的及将订的条约之下发生的一切涉及普通法及衡平法的案件;一切有关大使、公使及领事的案件;一切有关海上裁判权及海事裁判权的案件;合众国为当事一方的诉讼;州与州之间的诉讼,州与另一州的公民之间的诉讼,一州公民与另一州公民之间的诉讼,同州公民之间为不同之州所让与之土地而争执的诉讼,以及一州或其公民与外国政府、公民或其属民之间的诉讼。在一切有关大使、公使、领事以及州为当事一方的案件中,最高法院有最初审理权。在上述所有其它案件中,最高法院有关於法律和事实的受理上诉权,但由国会规定为例外及另有处理条例者,不在此限。对一切罪行的审判,除了弹劫案以外,均应由陪审团裁定,并且该审判应在罪案发生的州内举行;但如罪案发生地点并不在任何一州之内,该项审判应在国会按法律指定之地点或几个地点学行。

第三款 只有对合众国发动战争,或投向它的敌人,予敌人以协助及方便者,方构成叛国罪。无论何人,如非经由两个证人证明他的公然的叛国行为,或经由本人在公开法庭认罪者,均不得被判叛国罪。国会有权宣布对於叛国罪的惩处,但因叛国罪而被褫夺公权者,其後人之继承权不受影响,叛国者之财产亦只能在其本人生存期间被没收。

第四条

第一款 各州对其它各州的公共法案、记录、和司法程序,应给予完全的信赖和尊重。国会得制定一般法律,用以规定这种法案、记录、和司法程序如何证明以及具有何等效力。

第二款 每州公民应享受各州公民所有之一切特权及豁免。凡在任何一州被控犯有叛国罪、重罪或其它罪行者,逃出法外而在另一州被缉获时,该州应即依照该罪犯所逃出之州的行政当局之请求,将该罪犯交出,以便移交至该犯罪案件有管辖权之州。凡根据一州之法律应在该州服役或服劳役者,逃往另一州时,不得因另一州之任何法律或条例,解除其服役或劳役,而应依照有权要求该项服役或劳役之当事一方的要求,把人交出。

第三款 国会得准许新州加入联邦;如无有关各州之州议会及国会之同意,不得於任何州之管辖区域内建立新州;亦不得合并两州或数州、或数州之一部分而成立新州。国会有权处置合众国之属地及其它产业,并制定有关这些属地及产业的一切必要的法规和章则;本宪法中任何条文,不得作有损於合众国或任何一州之权利的解释。

第四款 合众国保证联邦中的每一州皆为共和政体,保障它们不受外来的侵略;并且根据各州州议会或行政部门(当州议会不能召集时)的请求,平定其内部的**。

第五条

举凡两院议员各以三分之二的多数认为必要时,国会应提出对本宪法的修正案;或者,当现有诸州三分之二的州议会提出请求时,国会应召集修宪大会,以上两种修正案,如经诸州四分之三的州议会或四分之三的州修宪大会批准时,即成为本宪法之一部分而发生全部效力,至於采用那一种批准方式,则由国会议决;但一八○八年以前可能制定之修正案,在任何情形下,不得影响本宪法第一条第九款之第一、第四两项;任何一州,没有它的同意,不得被剥夺它在参议院中的平等投票权。

第六条

合众国政府於本宪法被批准之前所积欠之债务及所签订之条约,於本宪法通过後,具有和在邦联政府时同等的效力。本宪法及依本宪法所制定之合众国法律;以及合众国已经缔结及将要缔结的一切条约,皆为全国之最高法律;每个州的法官都应受其约束,任何一州宪法或法律中的任何内容与之抵触时,均不得有违这一规定。前述之参议员及众议员,各州州议会议员,合众国政府及各州政府之一切行政及司法官员,均应宣誓或誓愿拥护本宪法;但合众国政府之任何职位或公职,皆不得以任何宗教标准作为任职的必要条件。

第七条

本宪法经过九个州的制宪大会批准後,即在批准本宪法的各州之间开始生效。

THE CONSTITUTION OF THE UNITED STATES OF AMERICA

March 4, 1789

Preamble

We the people of the United States, in order to form a more perfect union, establish justice, insure domestic tranquility, provide for the common defense, promote the general welfare, and secure the blessings of liberty to ourselves and our posterity, do ordain and establish this Constitution for the United States of America.Article I

Section 1.All legislative powers herein granted shall be vested in a Congress of the United States, which shall consist of a Senate and House of Representatives.Section 2.The House of Representatives shall be composed of members chosen every second year by the people of the several states, and the electors in each state shall have the qualifications requisite for electors of the most numerous branch of the state legislature.No person shall be a Representative who shall not have attained to the age of twenty five years, and been seven years a citizen of the United States, and who shall not, when elected, be an inhabitant of that state in which he shall be chosen.Representatives and direct taxes shall be apportioned among the several states which may be included within this union, according to their respective numbers, which shall be determined by adding to the whole number of free persons, including those bound to service for a term of years, and excluding Indians not taxed, three fifths of all other Persons.The actual Enumeration shall be made within three years after the first meeting of the Congress of the United States, and within every subsequent term of ten years, in such manner as they shall by law direct.The number of Representatives shall not exceed one for every thirty thousand, but each state shall have at least one Representative;and until such enumeration shall be made, the state of New Hampshire shall be entitled to choose three, Massachusetts eight, Rhode Island and Providence Plantations one, Connecticut five, New York six, New Jersey four, Pennsylvania eight, Delaware one, Maryland six, Virginia ten, North Carolina five, South Carolina five, and Georgia three.When vacancies happen in the Representation from any state, the executive authority thereof shall issue writs of election to fill such vacancies.The House of Representatives shall choose their speaker and other officers;and shall have the sole power of impeachment.Section 3.The Senate of the United States shall be composed of two Senators from each state, chosen by the legislature thereof, for six years;and each Senator shall have one vote.Immediately after they shall be assembled in consequence of the first election, they shall be divided as equally as may be into three classes.The seats of the Senators of the first class shall be vacated at the expiration of the second year, of the second class at the expiration of the fourth year, and the third class at the expiration of the sixth year, so that one third may be chosen every second year;and if vacancies happen by resignation, or otherwise, during the recess of the legislature of any state, the executive thereof may make temporary appointments until the next meeting of the legislature, which shall then fill such vacancies.No person shall be a Senator who shall not have attained to the age of thirty years, and been nine years a citizen of the United States and who shall not, when elected, be an inhabitant of that state for which he shall be chosen.The Vice President of the United States shall be President of the Senate, but shall have no vote, unless they be equally divided.The Senate shall choose their other officers, and also a President pro tempore, in the absence of the Vice President, or when he shall exercise the office of President of the United States.The Senate shall have the sole power to try all impeachments.When sitting for that purpose, they shall be on oath or affirmation.When the President of the United States is tried, the Chief Justice shall preside: And no person shall be convicted without the concurrence of two thirds of the members present.Judgment in cases of impeachment shall not extend further than to removal from office, and disqualification to hold and enjoy any office of honor, trust or profit under the United States: but the party convicted shall nevertheless be liable and subject to indictment, trial, judgment and punishment, according to law.Section 4.The times, places and manner of holding elections for Senators and Representatives, shall be prescribed in each state by the legislature thereof;but the Congress may at any time by law make or alter such regulations, except as to the places of choosing Senators.The Congress shall assemble at least once in every year, and such meeting shall be on the first Monday in December, unless they shall by law appoint a different day.Section 5.Each House shall be the judge of the elections, returns and qualifications of its own members, and a majority of each shall constitute a quorum to do business;but a smaller number may adjourn from day to day, and may be authorized to compel the attendance of absent members, in such manner, and under such penalties as each House may provide.Each House may determine the rules of its proceedings, punish its members for disorderly behavior, and, with the concurrence of two thirds, expel a member.Each House shall keep a journal of its proceedings, and from time to time publish the same, excepting such parts as may in their judgment require secrecy;and the yeas and nays of the members of either House on any question shall, at the desire of one fifth of those present, be entered on the journal.Neither House, during the session of Congress, shall, without the consent of the other, adjourn for more than three days, nor to any other place than that in which the two Houses shall be sitting.Section 6.The Senators and Representatives shall receive a compensation for their services, to be ascertained by law, and paid out of the treasury of the United States.They shall in all cases, except treason, felony and breach of the peace, be privileged from arrest during their attendance at the session of their respective Houses, and in going to and returning from the same;and for any speech or debate in either House, they shall not be questioned in any other place.No Senator or Representative shall, during the time for which he was elected, be appointed to any civil office under the authority of the United States, which shall have been created, or the emoluments whereof shall have been increased during such time;and no person holding any office under the United States, shall be a member of either House during his continuance in office.Section 7.All bills for raising revenue shall originate in the House of Representatives;but the Senate may propose or concur with amendments as on other Bills.Every bill which shall have passed the House of Representatives and the Senate, shall, before it become a law, be presented to the President of the United States;if he approve he shall sign it, but if not he shall return it, with his objections to that House in which it shall have originated, who shall enter the objections at large on their journal, and proceed to reconsider it.If after such reconsideration two thirds of that House shall agree to pass the bill, it shall be sent, together with the objections, to the other House, by which it shall likewise be reconsidered, and if approved by two thirds of that House, it shall become a law.But in all such cases the votes of both Houses shall be determined by yeas and nays, and the names of the persons voting for and against the bill shall be entered on the journal of each House respectively.If any bill shall not be returned by the President within ten days(Sundays excepted)after it shall have been presented to him, the same shall be a law, in like manner as if he had signed it, unless the Congress by their adjournment prevent its return, in which case it shall not be a law.Every order, resolution, or vote to which the concurrence of the Senate and House of Representatives may be necessary(except on a question of adjournment)shall be presented to the President of the United States;and before the same shall take effect, shall be approved by him, or being disapproved by him, shall be repassed by two thirds of the Senate and House of Representatives, according to the rules and limitations prescribed in the case of a bill.Section 8.The Congress shall have power to lay and collect taxes, duties, imposts and excises, to pay the debts and provide for the common defense and general welfare of the United States;but all duties, imposts and excises shall be uniform throughout the United States;

To borrow money on the credit of the United States;

To regulate commerce with foreign nations, and among the several states, and with the Indian tribes;

To establish a uniform rule of naturalization, and uniform laws on the subject of bankruptcies throughout the United States;

To coin money, regulate the value thereof, and of foreign coin, and fix the standard of weights and measures;

To provide for the punishment of counterfeiting the securities and current coin of the United States;

To establish post offices and post roads;

To promote the progress of science and useful arts, by securing for limited times to authors and inventors the exclusive right to their respective writings and discoveries;

To constitute tribunals inferior to the Supreme Court;

To define and punish piracies and felonies committed on the high seas, and offenses against the law of nations;

To declare war, grant letters of marque and reprisal, and make rules concerning captures on land and water;

To raise and support armies, but no appropriation of money to that use shall be for a longer term than two years;

To provide and maintain a navy;

To make rules for the government and regulation of the land and naval forces;

To provide for calling forth the militia to execute the laws of the union, suppress insurrections and repel invasions;

To provide for organizing, arming, and disciplining, the militia, and for governing such part of them as may be employed in the service of the United States, reserving to the states respectively, the appointment of the officers, and the authority of training the militia according to the discipline prescribed by Congress;

To exercise exclusive legislation in all cases whatsoever, over such District(not exceeding ten miles square)as may, by cession of particular states, and the acceptance of Congress, become the seat of the government of the United States, and to exercise like authority over all places purchased by the consent of the legislature of the state in which the same shall be, for the erection of forts, magazines, arsenals, dockyards, and other needful buildings;

To make all laws which shall be necessary and proper for carrying into execution the foregoing powers, and all other powers vested by this Constitution in the government of the United States, or in any department or officer thereof.Section 9.The migration or importation of such persons as any of the states now existing shall think proper to admit, shall not be prohibited by the Congress prior to the year one thousand eight hundred and eight, but a tax or duty may be imposed on such importation, not exceeding ten dollars for each person.The privilege of the writ of habeas corpus shall not be suspended, unless when in cases of rebellion or invasion the public safety may require it.No bill of attainder or ex post facto Law shall be passed.No capitation, or other direct, tax shall be laid, unless in proportion to the census or enumeration herein before directed to be taken.No tax or duty shall be laid on articles exported from any state.No preference shall be given by any regulation of commerce or revenue to the ports of one state over those of another: nor shall vessels bound to, or from, one state, be obliged to enter, clear or pay duties in another.No money shall be drawn from the treasury, but in consequence of appropriations made by law;and a regular statement and account of receipts and expenditures of all public money shall be published from time to time.No title of nobility shall be granted by the United States: and no person holding any office of profit or trust under them, shall, without the consent of the Congress, accept of any present, emolument, office, or title, of any kind whatever, from any king, prince, or foreign state.Section 10.No state shall enter into any treaty, alliance, or confederation;grant letters of marque and reprisal;coin money;emit bills of credit;make anything but gold and silver coin a tender in payment of debts;pass any bill of attainder, ex post facto law, or law impairing the obligation of contracts, or grant any title of nobility.No state shall, without the consent of the Congress, lay any imposts or duties on imports or exports, except what may be absolutely necessary for executing it s inspection laws: and the net produce of all duties and imposts, laid by any state on imports or exports, shall be for the use of the treasury of the United States;and all such laws shall be subject to the revision and control of the Congress.No state shall, without the consent of Congress, lay any duty of tonnage, keep troops, or ships of war in time of peace, enter into any agreement or compact with another state, or with a foreign power, or engage in war, unless actually invaded, or in such imminent danger as will not admit of delay.Article II

Section 1.The executive power shall be vested in a President of the United States of America.He shall hold his office during the term of four years, and, together with the Vice President, chosen for the same term, be elected, as follows:

Each state shall appoint, in such manner as the Legislature thereof may direct, a number of electors, equal to the whole number of Senators and Representatives to which the State may be entitled in the Congress: but no Senator or Representative, or person holding an office of trust or profit under the United States, shall be appointed an elector.The electors shall meet in their respective states, and vote by ballot for two persons, of whom one at least shall not be an inhabitant of the same state with themselves.And they shall make a list of all the persons voted for, and of the number of votes for each;which list they shall sign and certify, and transmit sealed to the seat of the government of the United States, directed to the President of the Senate.The President of the Senate shall, in the presence of the Senate and House of Representatives, open all the certificates, and the votes shall then be counted.The person having the greatest number of votes shall be the President, if such number be a majority of the whole number of electors appointed;and if there be more than one who have such majority, and have an equal number of votes, then the House of Representatives shall immediately choose by ballot one of them for President;and if no person have a majority, then from the five highest on the list the said House shall in like manner choose the President.But in choosing the President, the votes shall be taken by States, the representation from each state having one vote;A quorum for this purpose shall consist of a member or members from two thirds of the states, and a majority of all the states shall be necessary to a choice.In every case, after the choice of the President, the person having the greatest number of votes of the electors shall be the Vice President.But if there should remain two or more who have equal votes, the Senate shall choose from them by ballot the Vice President.The Congress may determine the time of choosing the electors, and the day on which they shall give their votes;which day shall be the same throughout the United States.No person except a natural born citizen, or a citizen of the United States, at the time of the adoption of this Constitution, shall be eligible to the office of President;neither shall any person be eligible to that office who shall not have attained to the age of thirty five years, and been fourteen Years a resident within the United States.In case of the removal of the President from office, or of his death, resignation, or inability to discharge the powers and duties of the said office, the same shall devolve on the Vice President, and the Congress may by law provide for the case of removal, death, resignation or inability, both of the President and Vice President, declaring what officer shall then act as President, and such officer shall act accordingly, until the disability be removed, or a President shall be elected.The President shall, at stated times, receive for his services, a compensation, which shall neither be increased nor diminished during the period for which he shall have been elected, and he shall not receive within that period any other emolument from the United States, or any of them.Before he enter on the execution of his office, he shall take the following oath or affirmation:--“I do solemnly swear(or affirm)that I will faithfully execute the office of President of the United States, and will to the best of my ability, preserve, protect and defend the Constitution of the United States.”

Section 2.The President shall be commander in chief of the Army and Navy of the United States, and of the militia of the several states, when called into the actual service of the United States;he may require the opinion, in writing, of the principal officer in each of the executive departments, upon any subject relating to the duties of their respective offices, and he shall have power to grant reprieves and pardons for offenses against the United States, except in cases of impeachment.He shall have power, by and with the advice and consent of the Senate, to make treaties, provided two thirds of the Senators present concur;and he shall nominate, and by and with the advice and consent of the Senate, shall appoint ambassadors, other public ministers and consuls, judges of the Supreme Court, and all other officers of the United States, whose appointments are not herein otherwise provided for, and which shall be established by law: but the Congress may by law vest the appointment of such inferior officers, as they think proper, in the President alone, in the courts of law, or in the heads of departments.The President shall have power to fill up all vacancies that may happen during the recess of the Senate, by granting commissions which shall expire at the end of their next session.Section 3.He shall from time to time give to the Congress information of the state of the union, and recommend to their consideration such measures as he shall judge necessary and expedient;he may, on extraordinary occasions, convene both Houses, or either of them, and in case of disagreement between them, with respect to the time of adjournment, he may adjourn them to such time as he shall think proper;he shall receive ambassadors and other public ministers;he shall take care that the laws be faithfully executed, and shall commission all the officers of the United States.Section 4.The President, Vice President and all civil officers of the United States, shall be removed from office on impeachment for, and conviction of, treason, bribery, or other high crimes and misdemeanors.Article III

Section 1.The judicial power of the United States, shall be vested in one Supreme Court, and in such inferior courts as the Congress may from time to time ordain and establish.The judges, both of the supreme and inferior courts, shall hold their offices during good behaviour, and shall, at stated times, receive for their services, a compensation, which shall not be diminished during their continuance in office.Section 2.The judicial power shall extend to all cases, in law and equity, arising under this Constitution, the laws of the United States, and treaties made, or which shall be made, under their authority;--to all cases affecting ambassadors, other public ministers and consuls;--to all cases of admiralty and maritime jurisdiction;--to controversies to which the United States shall be a party;--to controversies between two or more states;--between a state and citizens of another state;--between citizens of different states;--between citizens of the same state claiming lands under grants of different states, and between a state, or the citizens thereof, and foreign states, citizens or subjects.In all cases affecting ambassadors, other public ministers and consuls, and those in which a state shall be party, the Supreme Court shall have original jurisdiction.In all the other cases before mentioned, the Supreme Court shall have appellate jurisdiction, both as to law and fact, with such exceptions, and under such regulations as the Congress shall make.The trial of all crimes, except in cases of impeachment, shall be by jury;and such trial shall be held in the state where the said crimes shall have been committed;but when not committed within any state, the trial shall be at such place or places as the Congress may by law have directed.Section 3.Treason against the United States, shall consist only in levying war against them, or in adhering to their enemies, giving them aid and comfort.No person shall be convicted of treason unless on the testimony of two witnesses to the same overt act, or on confession in open court.The Congress shall have power to declare the punishment of treason, but no attainder of treason shall work corruption of blood, or forfeiture except during the life of the person attainted.Article IV

Section 1.Full faith and credit shall be given in each state to the public acts, records, and judicial proceedings of every other state.And the Congress may by general laws prescribe the manner in which such acts, records, and proceedings shall be proved, and the effect thereof.Section 2.The citizens of each state shall be entitled to all privileges and immunities of citizens in the several states.A person charged in any state with treason, felony, or other crime, who shall flee from justice, and be found in another state, shall on demand of the executive authority of the state from which he fled, be delivered up, to be removed to the state having jurisdiction of the crime.No person held to service or labor in one state, under the laws thereof, escaping into another, shall, in consequence of any law or regulation therein, be discharged from such service or labor, but shall be delivered up on claim of the party to whom such service or labor may be due.Section 3.New states may be admitted by the Congress into this union;but no new states shall be formed or erected within the jurisdiction of any other state;nor any state be formed by the junction of two or more states, or parts of states, without the consent of the legislatures of the states concerned as well as of the Congress.The Congress shall have power to dispose of and make all needful rules and regulations respecting the territory or other property belonging to the United States;and nothing in this Constitution shall be so construed as to prejudice any claims of the United States, or of any particular state.Section 4.The United States shall guarantee to every state in this union a republican form of government, and shall protect each of them against invasion;and on application of the legislature, or of the executive(when the legislature cannot be convened)against domestic violence.Article V

The Congress, whenever two thirds of both houses shall deem it necessary, shall propose amendments to this Constitution, or, on the application of the legislatures of two thirds of the several states, shall call a convention for proposing amendments, which, in either case, shall be valid to all intents and purposes, as part of this Constitution, when ratified by the legislatures of three fourths of the several states, or by conventions in three fourths thereof, as the one or the other mode of ratification may be proposed by the Congress;provided that no amendment which may be made prior to the year one thousand eight hundred and eight shall in any manner affect the first and fourth clauses in the ninth section of the first article;and that no state, without its consent, shall be deprived of its equal suffrage in the Senate.Article VI

All debts contracted and engagements entered into, before the adoption of this Constitution, shall be as valid against the United States under this Constitution, as under the Confederation.This Constitution, and the laws of the United States which shall be made in pursuance thereof;and all treaties made, or which shall be made, under the authority of the United States, shall be the supreme law of the land;and the judges in every state shall be bound thereby, anything in the Constitution or laws of any State to the contrary notwithstanding.The Senators and Representatives before mentioned, and the members of the several state legislatures, and all executive and judicial officers, both of the United States and of the several states, shall be bound by oath or affirmation, to support this Constitution;but no religious test shall ever be required as a qualification to any office or public trust under the United States.Article VII

The ratification of the conventions of nine states, shall be sufficient for the establishment of this Constitution between the states so ratifying the same.Done in convention by the unanimous consent of the states present the seventeenth day of September in the year of our Lord one thousand seven hundred and eighty seven and of the independence of the United States of America the twelfth.In witness whereof We have hereunto subscribed our Names,G.Washington-Presidt.and deputy from Virginia

New Hampshire: John Langdon, Nicholas Gilman

Massachusetts: Nathaniel Gorham, Rufus King

Connecticut: Wm: Saml.Johnson, Roger Sherman

New York: Alexander Hamilton

New Jersey: Wil: Livingston, David Brearly, Wm.Paterson, Jona: Dayton

Pennsylvania: B.Franklin, Thomas Mifflin, Robt.Morris, Geo.Clymer, Thos.FitzSimons, Jared Ingersoll, James Wilson, Gouv Morris

Delaware: Geo: Read, Gunning Bedford jun, John Dickinson, Richard Bassett, Jaco: Broom

Maryland: James McHenry, Dan of St Thos.Jenifer, Danl Carroll

Virginia: John Blair, James Madison Jr.North Carolina: Wm.Blount, Richd.Dobbs Spaight, Hu Williamson

South Carolina: J.Rutledge, Charles Cotesworth Pinckney, Charles Pinckney, Pierce Butler

Georgia: William Few, Abr Baldwin

第四篇:中国人民代表大会制度与美国三权分立制度之比较

中国人民代表大会制度与美国三权分立制度之比较

[摘要]

无可否认,人民代表大会制度和三权分立制度都是当今比较有优秀的政治形式。从中华人民共和国成立至今,短短的60年,在中国共产党领导下实行的人民代表大会制度,带领着中国从落后到发展,带领着中国人民从贫穷到小康,足以见得人民代表大会制度是与中国的政治环境相适应的,而建国仅仅200多年的美国,在实行三权分立的政治形式下,让我们惊叹给它美国带来的威力,无论在政治上还是经济上,它都让美国成为世界各国学习的榜样。

[关键字]

人民代表大会制度三权分立制度比较

[正文]

任何国家成熟的政治制度尽管带有人为设计的成分,但它必定与该国的传统和特定情境特征相吻合的,中国的人民代表大会制度和美国的三权分立制度也不例外。人民代表大会制度是中国人民历史政治道路的探索结果,是中国革命时期政治实践的延续和发展,也是中国共产党探索大国治理的制度化成果。而美国的三权分立是美国人民追求民主自由的政治结果,也是西方分权与制衡的法理逻辑在美国本土上的政治化。无论是哪种政治制度,都是由一定得历史条件所产生的,并在实践中不断的完善发展,最终使它所属国家繁荣强大。

一、人民代表大会制度

亚里士多德的思想家说过,世界上没有最好的政治形式。好的政治形式首先取决于它与该国家特征的匹配程度。中国之所以选择人民代表大会制度,首先是由中国共产党立国的基础及其价值取向决定的。我们党关于人民的思想,赋予新政权以新的属性和新的追求。中华人民共和国的成立不是某一集团政治胜利的结果,也不是某一阶层获取政权的结果,而是人民胜利的结果,是党领导人民取得的政治成果。人民代表大会制度标志着新中国是人民的国家,决定其国家形态的最终力量是人民。中国共产党是中国历史上第一次明确将国家和人民相联、将国家从个人和集团统治中解放出来并将其归还人民的政治组织,是第一次在其政治宣言中将人民的权利置于首要位置并作为其价值追求的政治组织。人民代表大会制度是中国

人民当家作主的根本政治制度。人民通过全国人民代表大会和地方各级人民代表大会,行使国家权力。下面让我们详细了解所谓的人民代表大会制度。中国宪法规定:中华人民共和国全国人民代表大会是最高国家权力机关。在中国,国家行政机关、审判机关、检察机关都由人民代表大会产生,对它负责,受它监督。国家的重大事项由人民代表大会决定。行政机关负责执行人民代表大会通过的法律、决议、决定。法院、检察院依照法律规定分别独立行使审判权、检察权,不受行政机关、社会团体和个人的干涉。全国人民代表大会和地方各级人民代表大会都由民主选举产生,对人民负责,受人民监督。凡是年满18周岁的公民,不分民族、种族、性别、职业、家庭出身、宗教信仰、教育程度、财产状况、居住期限,除依法被剥夺政治权利的人外,都有选举权和被选举权。县以上的各级人民代表大会代表通过间接选举产生,即由下一级人民代表大会选举产生上一级人民代表大会代表。无论直接选举,还是间接选举,都依法实行差额选举。选民和选举单位有权依照法律规定的程序,罢免或者撤换自己选出的代表。为保证国家的权力真正掌握在全体人民手中,代表在履行职责时,必须反映和代表人民的利益和意志。代表有权依法提出议案、审议各项议案和报告、对各项议案进行表决,在人民代表大会各种会议上的发言和表决受法律保护。

而人民代表大会的职权主要有:一,立法权。中国宪法规定,全国人民代表大会和全国人民代表大会常务委员会行使国家立法权,主要是修改宪法,制定和修改刑事、民事、国家机构的和其他的基本法律。二,监督权。监督宪法和法律的实施,是全国人大及其常委会行使监督权的主要内容。这种监督的基本形式是执法检查、法规备案审查。三,人事任免权。人民代表大会及其常务委员会有权选举、决定、任免、撤换、罢免有关国家机构组成人员。四,重大事项决定权。全国人民代表大会依据宪法有权批准省、自治区、直辖市的建置,决定特别行政区的设立及其制度,决定战争和和平的问题,以及其他重大事项。从人民代表大会的职权中可以看出中国人民通过人民代表大会制度行使当家作主的权利。

二、三权分立制度

要清楚了解美国的三权分立制度,就要从美国的历史政治传统和政治制度说起。在历史的记载中,最早期到达北美大陆的是在欧洲大陆饱受宗教迫害的清教徒,这些清教徒都是信仰独立自由,历尽艰难前往北美大陆的。他们相约订立了后来被称为《五月花号公约》的契约文件,这里美国第一份具有政治意义的文件。其体现出来的是自治互助、尊重法律和互助友爱的美国早期的政治传统和政治精神。在17~18世纪,北美13个殖民地在英国的统治下,被英国长期的剥削和压迫,比如任意通过增税、禁止殖民地与别国通商、强制殖民地从英国高价进口货物等措施来损害殖民地的利益。最终导致的殖民地的人们拿起武器进行反击,发起了独立战争。尽管独立战争取得了胜利,但是独立后的北美殖民地组建的并不是今天这样的联邦国家,而只是一个松散的联邦。为了巩固新生的联邦,加大团结力量来抵抗外来的侵略,北美13个殖民地召开了第二次大陆会议,通过了在美国具有重大历史意义的《独立宣言》。在《独立宣言》的开遍写到“我们认为下面的这些真理是不言而喻的:人人生而平等,造物者赋予他们若干不可剥夺的权利,其中包括生命权、自由权和追求幸福权利,为了保障这些权利,人类才在他们之间建立政府,而政府之正当权力,是经被治理者的统一而产生的”,由此可以看出,联邦政府的权利是各州赋予的,当各州的政府觉得不需要拥有这项权利时,它就上交给联邦政府。所以当时的联邦政府实际上拥有相当少的有限权利。外交、财政、军事等方面的权利必须得到至少9个州的授权。后来联邦政府觉其所拥有的权力太少了,当面对这些突发事件和重大决策时不能及时的处理,所以联邦政府就一步一步从州政府成层面获取更多的权利,就这样逐渐发展成为现在的联邦政府。

联邦制国家的建立是美国特殊历史条件上的产物。由于英国及其代理人殖民总督在北美的长期高压统治,因而在独立之初,建国者们首先考虑的事要防止暴政和集权政治的卷土重来,不愿建立一个强大的中央政府。为了防止暴政和集权政治,为了制衡统治者权力,美国联邦选择了由启蒙学者孟德斯鸠所提出的三权分立。所谓的三权分立,是对于国家政权的组织和活动所提出的理论原则,它把国家权力分为三个部分:立法权、行政权和司法权,由三个互不统属的国家机关掌握。但他们也不是单纯的彼此分离,而是相互牵制,形成权力之间的制衡,以防止权力的滥用,从而实现“民主”,达到保护人的“自然权利”和“政治自由”的目的。而对于美国来说,国会行使立法权,总统行使行政权和最高法院行使司法权。下面让我们更清楚了解它们是怎么分权与制衡的。

1、三个机关在执行自己的职能时需要其他部门的合作。美国政府是一个“由分立的机关分享权力的政府”这就意味着三个机关相互有所依赖。立法权属于国会,但国会通过的法案须经总统签署才能生效,生效的法律由总统忠实执行;行政权属于总统,但总统得在最高法院首席法院的监督下宣誓就职;总统领导政府,但总统提名政府高级官员须经国会参议院批准后方能任命,政府的预算也需要经国会通过和拨款,总统负责与外国签定条约,但所签定的条约需获得参议院批准才能生效。司法权属于联邦最高法院及联邦下级法院,但法院做出的裁决需由政府执行,而法院的运转也需要国会的拨款,联邦下级法院由国会以立法设立。

2、三个机关都拥有相互制约和相互防卫的手段。对总统否决所通过的法案,国会两院

可以三分之二多数再次通过而推翻总统的否决;最高法院可以裁决国会通过并经总统签署生效的法律和政府的行政命令、法规违宪,而国会可以通过法律决定和变更最高法院的组成人数,并通过提出宪法修正案废除法院的裁决。此外,国会还可以对总统及其他政府高级官员、联邦法院法官进行弹劾。众议院掌握弹劾权,当发生弹劾案时,众议院以过半数通过提出弹劾;参议院掌握弹劾案的审判权,以三分之二多数通过定罪即可将被弹劾的官员免职;如果是总统被弹劾,则由最高法院首席法官主持审判。

三、人民代表大会制度与三权分立制度的对比

无可否认,人民代表大会制度和三权分立制度都是当今比较有优秀的政治形式。从中华人民共和国成立至今,短短的60年,在中国共产党领导下实行的人民代表大会制度,带领着中国从落后到发展,带领着中国人民从贫穷到小康,足以见得人民代表大会制度是与中国的政治环境相适应的,而建国仅仅200多年的美国,在实行三权分立的政治形式下,让我们惊叹给它美国带来的威力,无论在政治上还是经济上,它都让美国成为世界各国学习的榜样。笔者认为特定的政治体制只有在特定的环境条件下才能发挥它所具有的潜在力量,盲目地将两个政治形式或体制作出比较时不对的,必须结合当时的历史条件和背景,请允许笔者在这作出自己肤浅的对比。

1、两种政治体制所构成的成员比较

(1)、成员的封闭性与广泛性。美国的三权分立,无论是国会、总统还是最高法院的成员都具有一定得封闭性。比如说美国的国会议员中很少有技术、军事、经济或社会问题专家。在美国535名众议员和参议员中,近半数是律师,很少技术专家被选进。很少议员具备专业知识来处理诸如智力评估、医疗事务等技术性事务,所以议员必须依赖有行政部门派来的专家,许多立法也源于这些专家,他们也经常出席各委员会的听证。其实对于为美国的来说,政治其实是少数人的消遣品,大多数人因为没有足够的闲暇和经济能力作为保障,所以一生与政治无缘。在政治界流传着这样一句话:金钱是“政治的母乳”。而对于资本主义国家更是这样,依靠金钱支撑选择而产生的三权分立成员的这种制度远离了民主的基本要求和基本精神,所以三权分立的成员具有很大的封闭性。而对于人民代表大会制度的人民代表选举产生,则具有广泛的民主性。全国人民大代表选举都是通过现行“双轨制”,选出的全国各级人大代表共有300万左右,这也就意味这在美370个中国公民中就有一位代表,代表的选举始终是以妇女少数名族、工人、农民、知识分子、解放军以及民主党派等各个阶层的按比例名额分配,代表的身份和地位相当广泛。并不像美国那样的金钱政治,只有拥有经济力量才

能参与政治。所以人民代表大会制度的成员封闭性比较少。

(2)、成员的专职性与兼职性。在美国的三权分立制度中,担任职位的某一成员必定是专职于这个职位,并没有其他的副职。比如说国会的议员必定专注于他的职务而不会兼职做什么事情,国会的议员和工作人员的大部分时间不是花在立法上,而是花在选民服务和公共关系上——这些努力让他们在选举日获得回报。而中国的人大代表则是一个兼职化的代议者,兼职的缺陷是无法为人大代表联系选民提供充足的时间保证,甚至导致人大代表把参加人大会议视为一种荣誉性的政治活动。其优点是避免了人大代表客观化趋向的产生,是人大代表可以在自己熟悉的工作领域中搜寻公共话题,提出代表人民利益的议案和书面意见。

2、“议行分离”和“议行合一”的比较

“议”是指代议机关(公民代表议会机关、立法机关)制定法律及做出决议。“行”是指国家行政权、审判权和检察权的执行机关,执行代议机关制定的法律及做出的决议。美国在三权分立的制度下,国会、总统和最高法院分别行使立法、行政和司法权。国会最主要的是制定法律,而不能进而领导和监督国家行政,而且国会通过的法案及决议,不时会被总统给予否决和拒绝执行。由于在三权分立的制度下,国会通过的法案或决议不时会被否决,从而在西方国家不时会出现议不付行,议行分离的状况,行政效率相当低下。而在我国的人大制度下,全国人大是最高国家权力机关,它既直接行使立法权又组织和领导国务院、最高人民法院和最高人民检察院,以此间接拥有行政、立法和司法的权力。在执行某项决策时,人大制度可以很顺畅的调和立法、司法和行政机关的关系,行政效率相当的高。汶川和玉树地震时,中国政府的救灾动作如此迅速就可以提现人大制度带来议行合一的好处。

3、政党制度比较

我国的人民代表大会制度是中国共产党领导下的新型的社会主义民主政治制度,它是我国公有制为主体的经济基础决定的。我国革命和实践表明,没有中国共产党的领导,就没有我国人民代表大会制度的建立和发展;只有在中国共产党的领导下,国家权力机关的作用才能得以正确、有效的发挥。这是历史发展的结果,是我国民主政治的一大特色。而在美国,实行的是两党制,参议员和众议员的选举,最高法院以及政府的组成、活动都受政党操纵。在国会选举中获得多数席位的政党,或政党联盟的领袖,或当选的总统,负责组织政府掌权的政党为执政党,未参加政府的为在野党。虽然美国是两党轮流坐庄,一个在朝,一个在野,有时也互相攻击,但实质目的都是一个,为某个资产阶级集团服务,维护资产阶级的利益和统治。所以相比之下,人民代表大会制度更能体现民主的内涵。

[参考文献]

1、《全国人大制度研究》孙哲,法律出版社,2004年9月出版

2、《当代美国政治》刘杰,社会科学文献出版社,2001年12月出版

3、《三权分立制度的嬗变及其制度弊端》赵宝云李逢彦,《毛泽东邓小平理论研究》2010年第4期

4、《三权分立不适合中国国情》储水江,《谈古论今》2010年第4期

5、《中国人民代表大会制度与西方议会制度之比较》

4期

刘建军,《学习论坛》第26卷第

第五篇:美国1787年宪法

《美国1787年宪法》(教学设计)

【教学目标】

知识与能力:

(1)知道1787年宪法的内容、特点及作用。

(2)理解美国的民主共和制

过程与方法:

(1)通过设置1787年制宪会议的情境,使学生对当时制宪过程中的争议和讨论有所了解

(2)通过宪法文本材料的阅读加深学生对宪法内容的理解。

情感态度价值观:

(1)体会和感受开国精英们的政治智慧和宪政精神

(2)认识人类政治文明发展的多样性和特殊性。

【重点与难点】

教学重点:1787年宪法的内容及作用;教学难点:1787年宪法如何体现分权制衡的原则的【教学流程】

一、图片文字导入

易中天作品《艰难一跃——美国宪法的诞生及我们的反思》及其网友的评论,学生形成思想冲突:为什么美国但还是欣赏他的政治体制?

二、切入正题

展示从“五月花”号到英国承认美国的一系列图片(背景音乐美国国歌《星条旗永不落》),导出问题:否能真正成为独立、自由的乐土?

窘境与抉择——1787年宪法制定的背景

抉择一:维持邦联制还是加强中央政府的权力?(“join or die”图片)

抉择二:君主制VS民主共和制?(文字材料)

坚持与妥协——1787年宪法的内容及作用

设置制宪会议场景:图片,参加会议人员的职业身份等资料,烘托会议的争吵和激烈

核心争论一:集权VS分权;核心争论二:中央VS地方

核心争论三:大州VS小州;核心争论四:南方VS北方

提供争论的相关材料以及1787年宪法文本,在过程中理解1787年宪法的内容,特别是把握分权制衡的原补充争论:共和制VS民主制;弹性的魅力——1787年宪法的影响(图片及文字)

三、联系与反思

“橘生淮南则为橘生于淮北则为枳”,探究美国民主共和制的历史与现实的多重因素。与《中华民国临时代中国的命运进行比较,探讨人类政治文明发展的多样性和特殊性。

四、课后探究

比较英国的君主立宪制和美国的民主共和制。你认为哪种制度更进步?

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